Videocast - Asset Management Regulation Developments for 2020
By Toppan_Merrill
1 min read | Industry Insights Insights Home

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In 2020, investment companies should be prepared for important compliance deadlines and likely US Securities and Exchange Commission (SEC) rulemakings.


Check out this informative videocast from Eversheds Sutherland where attorneys Cynthia Beyea and Ronald Coenen Jr. discuss:

  • Upcoming compliance deadlines for the ETF rule and Form N-PORT
  • Likely final rulemakings in 2020
  • Likely proposed rulemakings in 2020

 

Source: JDSupra

 

New and emerging regulations means potential burdens on both resources and operational efficiencies. If you’re in the midst or considering ways to manage workflow and streamline processes for all your regulatory, disclosure and shareholder communications, your not alone.

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Toppan Merrill is a technology services-enabled, regulatory communications and financial printing company specializing in regulatory reporting and SEC compliance requirements for registered investment companies, including Open and Closed End Mutual Funds, ETFs and Variable Life and Annuity insurance companies. For over 50 years we have offered insight, infrastructure support, and technology supporting regulatory compliance, disclosure and shareholder communications needs.  

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Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries.


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