In 2020, investment companies should be prepared for important compliance deadlines and likely US Securities and Exchange Commission (SEC) rulemakings.
Check out this informative videocast from Eversheds Sutherland where attorneys Cynthia Beyea and Ronald Coenen Jr. discuss:
- Upcoming compliance deadlines for the ETF rule and Form N-PORT
- Likely final rulemakings in 2020
- Likely proposed rulemakings in 2020
New and emerging regulations means potential burdens on both resources and operational efficiencies. If you’re in the midst or considering ways to manage workflow and streamline processes for all your regulatory, disclosure and shareholder communications, your not alone.
We Can Help!
Toppan Merrill is a technology services-enabled, regulatory communications and financial printing company specializing in regulatory reporting and SEC compliance requirements for registered investment companies, including Open and Closed End Mutual Funds, ETFs and Variable Life and Annuity insurance companies. For over 50 years we have offered insight, infrastructure support, and technology supporting regulatory compliance, disclosure and shareholder communications needs.
Learn more about Toppan Merrill Content Control - Our integrated, multi-channel communication and delivery solution allows clients to compose, manage and distribute marketing and regulated communications and content in digital or print format.