Recently, the Securities and Exchange Commission adopted Rule 498A, including form amendments, which intend to modernize disclosure requirements and allow investors to make more informed decisions about variable annuity ...

For many in the financial services and insurance industry, keeping up with the ever-changing regulatory requirements and expectations can be a challenge, especially during the summer months when employees are taking ...

Chances are you’ve not yet delved deeply into the Labor Department’s final rule on default electronic disclosure. Regardless, here are some things you might have missed. 

Retirement benefits have entered the digital age — thanks to a new ruling by the Department of Labor allowing private-sector employers to share more plan information online to retirement participants.

Each time a financial services company offers a customer a product, it must disclose everything from fees and interest rates to purchase options and minimum balance requirements, as well as potential risks. These ...