April 03, 2020
Passed on March 27, 2020, the CARES Act provides an estimated $2 trillion in fiscal stimulus to combat the economic impact of COVID-19 and provides the healthcare industry the financial support, equipment and protection ...
SEC Adopts Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts (Rule 498A)
March 31, 2020
On Wednesday, March 11, 2020, the Securities and Exchange Commission adopted the long-awaited Variable Annuity and Variable Life Insurance Summary Prospectus rule (Rule 498A).
March 26, 2020
Original post March 18, 2020 by Stearling & Shearman LLP As the world responds to COVID-19, we have identified a number of compliance and legal considerations for asset managers. We summarize a select list of these in ...
March 23, 2020
The Securities and Exchange Commission (SEC) is providing registrants with conditional relief from certain obligations, including EDGAR filings and delivery/notifications, due to COVID-19. Relief requests will be ...
March 17, 2020
In light of the outbreak of coronavirus disease 2019 (COVID-19) and operational disruptions throughout the world, below is a short list of issues that registered investment companies and fund managers should consider at ...
