BLOGS
All Companies Can Now Test Where the Water is Warm
October 08, 2019
The Securities and Exchange Commission announced last week that it voted to adopt a new rule that extends the “test-the-waters” accommodation (which was ...
IPOs and Transactions: September 30 - October 4
October 07, 2019
There were 54 transactions filed with the SEC last week.
The SEC’s New Revenue Accounting Standard - One Year Later
October 04, 2019
More than 18 months have passed since most registrants to the Securities and Exchange Commission (SEC) began adhering to new revenue recognition rules known as ...
IPOs and Transactions: September 23 - 27
September 30, 2019
There were 42 transactions filed with the SEC last week.
SEC Releases Draft EDGAR Filer Manual | Effective September 30, 2019
September 26, 2019
The SEC released a DRAFT of the EDGAR® Filer Manual (Volume II) (Version 52). The Securities and Exchange Commission (“SEC” or “Commission”) has not approved, ...
A View From The Top: SEC Chair Jay Clayton On SEC Data Analytics and Cybersecurity
September 25, 2019
The capital markets are following the SEC’s lead in deepening their use of structured data such as XBRL. The agency’s commitment to data technology extends ...
IPOs and Transactions: September 16 - 20
September 23, 2019
There were 44 transactions filed with the SEC last week.
Primer on Amending your 1934 Act Forms
September 20, 2019
Get down to brass tacks: when must you amend? According to The Corporate Counsel, the requirement to amend a 1934 Act filing such as Form 8-K, 10-Q, or 10-K ...
