BLOGS
Inline XBRL Takes Hold in SEC Rulemaking
July 10, 2020
The use of structured data is woven throughout SEC reporting for issuers of all types. Building on that foundation, SEC rulemaking is steadily adding reporting ...
IPOs and Transactions: June 29 - July 3
July 06, 2020
There were 79 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, ...
SEC Closed for Independence Day - July 3, 2020
July 01, 2020
In observance of Independence Day, the SEC is closed Friday, July 3, 2020. No filings can be received. Files submitted after 5:30 pm ET, Thursday, July 2, ...
VA/VUL Rule 498A becomes effective July 1, 2020
June 30, 2020
Recently, the Securities and Exchange Commission adopted Rule 498A, including form amendments, which intend to modernize disclosure requirements and allow ...
IPOs and Transactions: June 22 - 26
June 29, 2020
There were 65 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, ...
How the COVID-19 Crisis Adds New Layers of Risk to SOX Compliance Management
June 26, 2020
Q&A Interview with Chase Bongirno and Nick Bednorz The COVID-19 pandemic continues to drive profound, deeply complex and far-reaching impacts across all ...
SEC Issues More COVID-19 Disclosure Guidance as Quarter End Approaches
June 26, 2020
On June 23, 2020, both the Division of Corporation Finance and the Office of the Chief Accountant issued additional statements to public companies and their ...
U.S. SEC Chairman Confirms June 30th Deadline and Areas of Focus for Regulation Best Interest and Form CRS
June 24, 2020
In a public statement issued on June 15, 2020, U.S. Securities and Exchange Commission (SEC) Chairman Clayton confirmed the June 30, 2020, deadlines for ...
IPOs and Transactions: June 15 - 19
June 22, 2020
There were 59 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, ...
Summer of Fun & New 40' Act Regulations
June 18, 2020
For many in the financial services and insurance industry, keeping up with the ever-changing regulatory requirements and expectations can be a challenge, ...
