BLOGS
IPOs and Transactions: December 2 - 6
December 09, 2019
There were 28 transactions filed with the SEC last week.
Corporate Governance Frameworks: Hype Or An Essential Practice?
December 06, 2019
As more companies adopt formal frameworks, we examine who should be involved in governance strategies, the evolving nature of such structures and the main ...
How to Give Easy Online Access to Your Medicare EOC
December 05, 2019
Charming though it may appear at first, a health plan website carries an overwhelming amount of information, including multiple health plans and health plan ...
More Data, More Challenges: DERA Chief Explains SEC’s Expanding Use of Big Data
December 04, 2019
The SEC Division of Economic Risk and Analysis (DERA) is the linchpin for the SEC’s ever-growing use of structured data and data analytics. DERA was created in ...
How to Prepare for a Temporary Market Window
November 29, 2019
Hire a Big Four firm before the eleventh hour. Management at a company held in a private-equity portfolio must be ready to capitalize on a temporary market ...
SEC Closed for Thanksgiving Day - November 28, 2019
November 26, 2019
In observance of Thanksgiving Day, the SEC is closed Thursday, November 28, 2019. No filings can be received. Files submitted after 5:30 pm ET, Wednesday, ...
IPOs and Transactions: November 18 - 22
November 25, 2019
There were 29 transactions filed with the SEC last week.
SEC Proposes Amendments to Modernize Shareholder Proposal Rule
November 22, 2019
Proposed amendments to Rule 14a-8 of the Exchange Act would significantly tighten the procedural and substantive requirements of the “shareholder-proposal ...
100% XBRL Coverage Has Transformed SEC Review and Enforcement
November 19, 2019
Ten years have passed since the SEC’s XBRL requirement came into effect. Despite the challenges of the transition from traditional filing to structured data, ...
IPOs and Transactions: November 11 - 15
November 18, 2019
There were 39 transactions filed with the SEC last week.
