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Toppan Merrill | January 21, 2021

2020 Retrospective: Key ‘40 Act Regulations for Investment Management & Insurance Companies

2020 was a year of big events that tested the investment management and insurance industries – COVID-19, business processes disruptions, and slew of new ...

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Sidley Austin LLP | January 19, 2021

SPACs Are Booming — So What Does the Future Hold?

In 2020, a new acronym burst into the mainstream business lexicon: SPACs, or special purpose acquisition companies. In the simplest sense, SPACs offer a ...

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Covington & Burling LLP | January 18, 2021

SEC Provides SPACtacular Disclosure Guidance

On December 22, 2020, the Securities and Exchange Commission's Division of Corporation Finance (the "Division") issued disclosure guidance applicable to ...

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Wilson Sonsini Goodrich & Rosati | January 15, 2021

SEC Seeks to Amend Rule 144 Holding Period for Certain Securities and Form 144 Filings

Last week, the U.S. Securities and Exchange Commission (SEC) proposed amendments to Rule 144 to revise the holding period by limiting tacking for certain ...

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Toppan Merrill | January 14, 2021

SEC Closed for Martin Luther King, Jr. Day - January 18, 2021

In honor of Martin Luther King, Jr. holiday, the SEC is closed Monday January 18, 2021. No filings can be received.  Filings submitted after 5:30 pm ET, ...

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Toppan Merrill | January 13, 2021

Simple Starts. Big Results: Creating efficiencies through automation

Many financial services companies are looking for new and better ways of doing business. With increasing pressure on reducing costs it is important to replace ...

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Solutions
  • Capital Markets Transactions
  • Regulatory Disclosures for Corporations
  • Regulatory Disclosures for Investment Management Companies
  • Financial Services Marketing & Communications
  • Health Insurance Marketing & Communications
  • Election Services
Technologies
  • Toppan Merrill ConnecTM
  • Toppan Merrill BridgeTM
INSIGHTS
  • Blog
  • SEC Resources
  • EDGAR Resources
  • XBRL Resources
About Toppan Merrill
  • About Toppan Merrill
  • Operating Principles
  • Careers
Get In Touch
  • Contact Us

TERMS OF USE | PRIVACY NOTICE | TOPPAN MERRILL SERVICES AGREEMENT | TOPPAN MERRILL SUPPLIERS | GLOSSARY

© Toppan Merrill 2019