All Blog Posts

Proposed Rule: Administration of the EDGAR System

According to the SEC, as the volume of EDGAR submissions has grown in recent years, they have increasingly confronted administrative issues that impact their ...

Improved Fund Shareholder Reports & Disclosures

In a substantial August 5, 2020, release (the Proposal), the U.S. Securities and Exchange Commission (SEC) proposed changes to the existing disclosure ...

Inline XBRL for Fund Companies - Phase One Is Fast Approaching

With the first phase of the Inline XBRL Rule coming into effect September 17, 2020, it is important to understand there is added complexity and challenges in ...

VA/VUL Rule 498A becomes effective July 1, 2020

Recently, the Securities and Exchange Commission adopted Rule 498A, including form amendments, which intend to modernize disclosure requirements and allow ...

Summer of Fun & New 40' Act Regulations

For many in the financial services and insurance industry, keeping up with the ever-changing regulatory requirements and expectations can be a challenge, ...

Mutual Funds Redline Tagging Issue for Inline XBRL Submissions