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SubscribeOn August 23, the Securities and Exchange Commission (SEC) announced that effective October 1, 2021, the fees that public companies and other issuers pay to ...
Learn More >The SEC adopted an expansive final rule in March 2020, Securities Offering Reform for Closed-End Investment Companies, designed to streamline reporting and ...
Learn More >In a word, probably not. Okay, that’s two words. I find that some in-house lawyers will look at the SEC Staff comment letters sent to their peer companies to ...
Learn More >A Special Purpose Acquisition Company Initial Public Offering (SPAC IPO) raises capital to combine with a private company to take that company public. The ...
Learn More >An Initial Public Offering is the official debut of a previously private company into the publicly traded stock market. By listing on the stock market, a ...
Learn More >The Proposed Rule (33-10619) would allow many BDCs and CEFs to qualify for several favorable securities offering and communication options that operating ...
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