There were 42 transactions filed with the SEC last week.
Congratulations to all of the corporations and law firms that selected our transactions services, including Pdc Energy, Inc. w/ Akin Gump Strauss Hauer & Feld LLP, Progyny, Inc. w/ Cooley LLP, Palomar Holdings, Inc. w/ DLA Piper LLP (US), Diamond S Shipping Inc. w/ Jones Day, Jaguar Health, Inc. w/ Reed Smith LLP, Five Star Senior Living Inc. w/ Sullivan & Worcester LLP, C & F Financial Corp w/ Williams Mullen.
We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.
Please contact us here if you need help supporting a mission-critical deal, with peace of mind.
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Company Name: Ehedge Financial Holding Corp
Form Type: 1-A
Industry: 6199 - Finance Services
Underwriters:
Company Name: Rad Diversified Reit, Inc.
Form Type: 1-A
Industry: 6798 - Real Estate Investment Trusts
Underwriters:
Company Name: Pdc Energy, Inc. (Symbol: PETD)
Form Type: S-4
Industry: 1311 - Crude Petroleum & Natural Gas
Underwriters:
Company Name: No Borders, Inc. (Symbol: NBDR.OB)
Form Type: 1-A
Industry: 6153 - Short-Term Business Credit Institutions
Underwriters:
Company Name: American International Holdings Corp. (Symbol: AMIH)
Form Type: 1-A
Industry: 1389 - Oil & Gas Field Services, NEC
Underwriters:
Company Name: Natur International Corp. (Symbol: NTRU)
Form Type: S-1
Industry: 8082 - Services-Home Health Care Services
Underwriters:
Company Name: Wisdomtree Continuous Commodity Index Fund (Symbol: GCC)
Form Type: S-3
Industry: 6221 - Commodity Contracts Brokers & Dealers
Underwriters:
Company Name: Green Stream Holdings Inc.
Form Type: 1-A
Industry: 6500 - Real Estate
Underwriters:
Company Name: Alkaline Water Co Inc (Symbol: WTER)
Form Type: S-3
Industry: 5140 - Wholesale-Groceries & Related Products
Underwriters:
Company Name: Acqusalut Inc.
Form Type: 1-A
Industry: 5990 - Retail-Retail Stores, NEC
Underwriters:
Company Name: Progyny, Inc.
Form Type: S-1
Industry: 8090 - Services-Misc Health & Allied Services, NEC
Underwriters:
- J.P. Morgan Securities LLC
- Goldman Sachs & Co. LLC
- BofA Securities, Inc.
Company Name: Brp Group, Inc.
Form Type: S-1
Industry: 6411 - Insurance Agents, Brokers & Service
Underwriters:
- J.P. Morgan Securities LLC
- BofA Securities, Inc.
- Jefferies LLC
Company Name: Palomar Holdings, Inc. (Symbol: PLMR)
Form Type: S-1
Industry: 6331 - Fire, Marine & Casualty Insurance
Underwriters:
- Barclays Capital Inc.
- J.P. Morgan Securities LLC
- Keefe, Bruyette & Woods, Inc.
Company Name: Amarantus Bioscience Holdings, Inc. (Symbol: AMBS)
Form Type: 1-A
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Mingzhu Logistics Holdings Ltd
Form Type: F-1
Industry: 4700 - Transportation Services
Underwriters:
- ViewTrade Securities, Inc.
Company Name: Stable Road Acquisition Corp.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Cantor Fitzgerald & Co.
Company Name: Biolife Solutions Inc (Symbol: BLFS)
Form Type: S-3
Industry: 3845 - Electromedical & Electrotherapeutic Apparatus
Underwriters:
Company Name: Odonate Therapeutics, Inc. (Symbol: ODT)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Union Acquisition Corp. Ii
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Cantor Fitzgerald & Co.
Company Name: Americann, Inc. (Symbol: ACAN)
Form Type: S-1
Industry: 8742 - Services-Management Consulting Services
Underwriters:
Company Name: Diamond S Shipping Inc. (Symbol: DSSI)
Form Type: S-1
Industry: 4700 - Transportation Services
Underwriters:
Company Name: Dermtech, Inc. (Symbol: DMTK)
Form Type: S-3
Industry: 8071 - Services-Medical Laboratories
Underwriters:
Company Name: Dermtech, Inc. (Symbol: DMTK)
Form Type: S-3
Industry: 8071 - Services-Medical Laboratories
Underwriters:
Company Name: Rw Holdings Nnn Reit, Inc.
Form Type: S-4
Industry: 6798 - Real Estate Investment Trusts
Underwriters:
Company Name: Mosaic Acquisition Corp. (Symbol: MOSC)
Form Type: S-4
Industry: 6770 - Blank Checks
Underwriters:
Company Name: Jaguar Health, Inc. (Symbol: JAGX)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Beam Therapeutics Inc.
Form Type: S-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
- J.P. Morgan Securities LLC
- Jefferies LLC
- Barclays Capital Inc.
Company Name: Hoth Therapeutics, Inc. (Symbol: HOTH)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Jerrick Media Holdings, Inc. (Symbol: JMDA)
Form Type: S-1
Industry: 7819 - Services-Allied To Motion Picture Production
Underwriters:
Company Name: Giga Tronics Inc (Symbol: GIGA)
Form Type: S-1
Industry: 3825 - Instruments For Meas & Testing of Electricity & Elec Signals
Underwriters:
- Roth Capital Partners, LLC
Company Name: Oceanfirst Financial Corp (Symbol: OCFC)
Form Type: S-4
Industry: 6035 - Savings Institution, Federally Chartered
Underwriters:
Company Name: Connectone Bancorp, Inc. (Symbol: CNOB)
Form Type: S-4
Industry: 6022 - State Commercial Banks
Underwriters:
Company Name: Peck Co Holdings, Inc. (Symbol: PECK)
Form Type: S-3
Industry: 4932 - Gas & Other Services Combined
Underwriters:
Company Name: Safe-T Group Ltd.
Form Type: F-1
Industry: 7372 - Services-Prepackaged Software
Underwriters:
- A.G.P./Alliance Global Partners
Company Name: Ecmoho Ltd
Form Type: F-1
Industry: 5961 - Retail-Catalog & Mail-Order Houses
Underwriters:
- UBS Securities LLC
- China International Capital Corporation Hong Kong Securities Limited
Company Name: Five Star Senior Living Inc. (Symbol: NASDAQ:FVE)
Form Type: S-1
Industry: 8051 - Services-Skilled Nursing Care Facilities
Underwriters:
Company Name: B. Riley Financial, Inc. (Symbol: GAMR)
Form Type: S-3
Industry: 7389 - Services-Business Services, NEC
Underwriters:
Company Name: Clean Energy Technologies, Inc. (Symbol: CETY)
Form Type: 1-A
Industry: 3672 - Printed Circuit Boards
Underwriters:
Company Name: Brookfield Infrastructure Corp
Form Type: F-1
Industry: 4923 - Natural Gas Transmisison & Distribution
Underwriters:
Company Name: Mitcham Industries Inc (Symbol: MIND)
Form Type: S-3
Industry: 7359 - Services-Equipment Rental & Leasing, NEC
Underwriters:
Company Name: C & F Financial Corp (Symbol: CFFI)
Form Type: S-4
Industry: 6022 - State Commercial Banks
Underwriters:
Company Name: Cerecor Inc. (Symbol: CERC)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Account / Firm | Company Name | Symbol | Form Type | Industry | Underwriters |
---|---|---|---|---|---|
Ehedge Financial Holding Corp | 1-A | 6199 - Finance Services | |||
Rad Diversified Reit, Inc. | 1-A | 6798 - Real Estate Investment Trusts | |||
Akin Gump Strauss Hauer & Feld LLP | Pdc Energy, Inc. | PETD | S-4 | 1311 - Crude Petroleum & Natural Gas | |
ANDREW COLDICUTT, ESQ. | No Borders, Inc. | NBDR.OB | 1-A | 6153 - Short-Term Business Credit Institutions | |
Austin Legal Group, APC | American International Holdings Corp. | AMIH | 1-A | 1389 - Oil & Gas Field Services, NEC | |
Bell & Peskoe LLP | Natur International Corp. | NTRU | S-1 | 8082 - Services-Home Health Care Services | |
Bryan Cave Leighton Paisner LLP | Wisdomtree Continuous Commodity Index Fund | GCC | S-3 | 6221 - Commodity Contracts Brokers & Dealers | |
Carmel, Milazzo & DiChiara LLP | Green Stream Holdings Inc. | 1-A | 6500 - Real Estate | ||
Clark Wilson LLP | Alkaline Water Co Inc | WTER | S-3 | 5140 - Wholesale-Groceries & Related Products | |
Clifford Hunt | Acqusalut Inc. | 1-A | 5990 - Retail-Retail Stores, NEC | ||
Cooley LLP | Progyny, Inc. | S-1 | 8090 - Services-Misc Health & Allied Services, NEC |
|
|
Davis Polk & Wardwell LLP | Brp Group, Inc. | S-1 | 6411 - Insurance Agents, Brokers & Service |
|
|
DLA Piper LLP (US) | Palomar Holdings, Inc. | PLMR | S-1 | 6331 - Fire, Marine & Casualty Insurance |
|
Eilers Law Group, P.A. | Amarantus Bioscience Holdings, Inc. | AMBS | 1-A | 2834 - Pharmaceutical Preparations | |
Ellenoff Grossman & Schole LLP | Mingzhu Logistics Holdings Ltd | F-1 | 4700 - Transportation Services |
|
|
Ellenoff Grossman & Schole LLP | Stable Road Acquisition Corp. | S-1 | 6770 - Blank Checks |
|
|
Ellenoff Grossman & Schole LLP | Biolife Solutions Inc | BLFS | S-3 | 3845 - Electromedical & Electrotherapeutic Apparatus | |
Gibson, Dunn & Crutcher LLP | Odonate Therapeutics, Inc. | ODT | S-3 | 2834 - Pharmaceutical Preparations | |
Graubard Miller | Union Acquisition Corp. Ii | S-1 | 6770 - Blank Checks |
|
|
Hart & Hart, LLC | Americann, Inc. | ACAN | S-1 | 8742 - Services-Management Consulting Services | |
Jones Day | Diamond S Shipping Inc. | DSSI | S-1 | 4700 - Transportation Services | |
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Dermtech, Inc. | DMTK | S-3 | 8071 - Services-Medical Laboratories | |
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Dermtech, Inc. | DMTK | S-3 | 8071 - Services-Medical Laboratories | |
Morris, Manning & Martin, LLP | Rw Holdings Nnn Reit, Inc. | S-4 | 6798 - Real Estate Investment Trusts | ||
Paul, Weiss, Rifkind, Wharton & Garrison LLP | Mosaic Acquisition Corp. | MOSC | S-4 | 6770 - Blank Checks | |
Reed Smith LLP | Jaguar Health, Inc. | JAGX | S-1 | 2834 - Pharmaceutical Preparations | |
Ropes & Gray LLP | Beam Therapeutics Inc. | S-1 | 2836 - Biological Products, (No Disgnostic Substances) |
|
|
Sheppard, Mullin, Richter & Hampton LLP | Hoth Therapeutics, Inc. | HOTH | S-1 | 2834 - Pharmaceutical Preparations | |
Sheppard, Mullin, Richter & Hampton LLP | Jerrick Media Holdings, Inc. | JMDA | S-1 | 7819 - Services-Allied To Motion Picture Production | |
Sheppard, Mullin, Richter and Hampton LLP | Giga Tronics Inc | GIGA | S-1 | 3825 - Instruments For Meas & Testing of Electricity & Elec Signals |
|
Skadden, Arps, Slate, Meagher & Flom LLP | Oceanfirst Financial Corp | OCFC | S-4 | 6035 - Savings Institution, Federally Chartered | |
Squire Patton Boggs (US) LLP | Connectone Bancorp, Inc. | CNOB | S-4 | 6022 - State Commercial Banks | |
Sullivan & Worcester LLP | Peck Co Holdings, Inc. | PECK | S-3 | 4932 - Gas & Other Services Combined | |
Sullivan & Worcester LLP | Safe-T Group Ltd. | F-1 | 7372 - Services-Prepackaged Software |
|
|
Sullivan & Cromwell LLP | Ecmoho Ltd | F-1 | 5961 - Retail-Catalog & Mail-Order Houses |
|
|
Sullivan & Worcester LLP | Five Star Senior Living Inc. | NASDAQ:FVE | S-1 | 8051 - Services-Skilled Nursing Care Facilities | |
The NBD Group, Inc. | B. Riley Financial, Inc. | GAMR | S-3 | 7389 - Services-Business Services, NEC | |
The Newman Law Firm, PLLC | Clean Energy Technologies, Inc. | CETY | 1-A | 3672 - Printed Circuit Boards | |
Torys LLP | Brookfield Infrastructure Corp | F-1 | 4923 - Natural Gas Transmisison & Distribution | ||
Vinson & Elkins L.L.P. | Mitcham Industries Inc | MIND | S-3 | 7359 - Services-Equipment Rental & Leasing, NEC | |
Williams Mullen | C & F Financial Corp | CFFI | S-4 | 6022 - State Commercial Banks | |
Wyrick Robbins Yates & Ponton LLP | Cerecor Inc. | CERC | S-3 | 2834 - Pharmaceutical Preparations |