SEC Closed for New Year's Day - January 1, 2021
By Toppan Merrill
1 min read | Industry Insights Insights Home
SEC Blog Covid3

In observance of New Year's Day, the SEC is closed Friday, January 1, 2021. No filings can be received.

Filings submitted after 5:30 pm ET, Thursday, December 31, 2020 will receive a filing date of Monday, January 4, 2021 and will be posted to the public on January 4, 2021.

As with other holiday closings, the following file types will receive a Thursday, December 31, 2020 filing date if filed by 10:00 pm ET on Thursday:

  • Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
  • Filings pursuant to Rule 462B - "MEF" filings

For any filing with a due date of Friday, January 1, 2021, the SEC will move the due date to Monday, January 4, 2021.

Please contact your Toppan Merrill account representative if you foresee any deadline conflicts. We’re always here to help!

A list of all U.S. FEDERAL HOLIDAYS AND SEC DEADLINES can be found below:

2021 Holidays and SEC Deadlines

Have a great holiday!

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Toppan Merrill


Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


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