The committee will hold two panel discussions with outside speakers: a morning session on investor protection under the modern regulatory structure of stock exchanges, and an afternoon session on trends in investment research and potential regulatory implications. In addition, the committee will discuss disclosures on human capital.
Members of the committee represent a wide variety of investor interests, including those of individual and institutional investors, senior citizens, and state securities commissions. For a full list of committee members, see the committee’s webpage.
The Investor Advisory Committee was established to advise the SEC on regulatory priorities, the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and on initiatives to protect investor interests and to promote investor confidence and the integrity of the securities marketplace. The Committee is authorized to submit findings and recommendations to the Commission.
For additional details on the upcoming Investor Advisory Committee meeting, click here.