There were 39 transactions filed with the SEC last week.
Congratulations to all of the corporations and law firms that selected our transactions services, including Eagle Pharmaceuticals, Inc. w/ Cooley LLP, Braemar Hotels & Resorts Inc. w/ DLA Piper LLP (US), Nextcure, Inc. w/ Hogan Lovells US LLP, Siouxland Renewable Holdings, Llc w/ Kutak Rock LLP, Electromedical Technologies, Inc w/ Mailander Law Office, Inc., Oneconnect Financial Technology Co., Ltd. w/ Steen & Hamilton LLP, Williams Industrial Services Group Inc. w/ Thompson Hine LLP, Aberdeen Standard Global Infrastructure Public Private Income Fund w/ Willkie Farr & Gallagher LLP.
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Company Name: Opgen Inc (Symbol: OPGN)
Form Type: S-4
Industry: 8071 - Services-Medical Laboratories
Underwriters:
Company Name: Aethlon Medical Inc (Symbol: AEMD)
Form Type: S-1
Industry: 3826 - Laboratory Analytical Instruments
Underwriters:
- H.C. Wainwright & Co., LLC
Company Name: Equillium, Inc. (Symbol: EQ)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Si-Bone, Inc. (Symbol: SIBN)
Form Type: S-3
Industry: 3841 - Surgical & Medical Instruments & Apparatus
Underwriters:
Company Name: Sophiris Bio Inc. (Symbol: SPHS)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Tracon Pharmaceuticals, Inc. (Symbol: TCON)
Form Type: S-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
Company Name: Eagle Pharmaceuticals, Inc. (Symbol: EGRX)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Cdp Holdings, Ltd
Form Type: F-1
Industry: 7374 - Services-Computer Processing & Data Preparation
Underwriters:
- BofA Securities, Inc.
- Citigroup Global Markets Inc.
- Haitong International Securities Company Limited
Company Name: Reynolds Consumer Products Inc.
Form Type: S-1
Industry: 2673 - Plastics, Foil & Coated Paper Bags
Underwriters:
- Credit Suisse Securities (USA) LLC
- Goldman Sachs & Co. LLC
- J.P. Morgan Securities LLC
Company Name: Shockwave Medical, Inc. (Symbol: SWAV)
Form Type: S-1
Industry: 3841 - Surgical & Medical Instruments & Apparatus
Underwriters:
- Morgan Stanley & Co. LLC
- BofA Securities, Inc.
Company Name: Xp Inc.
Form Type: F-1
Industry: 6211 - Security Brokers, Dealers & Flotation Companies
Underwriters:
- Goldman Sachs & Co. LLC
- J.P. Morgan Securities LLC
- Morgan Stanley & Co. LLC
Company Name: Angel Oak Dynamic Financial Strategies Income Term Trust
Form Type: N-2
Industry:
Underwriters:
Company Name: Braemar Hotels & Resorts Inc. (Symbol: AHP)
Form Type: S-3
Industry: 6798 - Real Estate Investment Trusts
Underwriters:
Company Name: Amyris, Inc. (Symbol: AMRS)
Form Type: S-1
Industry: 2860 - Industrial Organic Chemicals
Underwriters:
Company Name: Bill.Com Holdings, Inc.
Form Type: S-1
Industry: 7372 - Services-Prepackaged Software
Underwriters:
- Goldman Sachs & Co. LLC
- BofA Securities, Inc
- Jefferies LLC
Company Name: Oriental Culture Holding Ltd
Form Type: F-1
Industry: 7380 - Services-Miscellaneous Business Services
Underwriters:
- ViewTrade Securities, Inc.
Company Name: Gpaq Acquisition Holdings, Inc.
Form Type: S-4
Industry:
Underwriters:
Company Name: Urovant Sciences Ltd. (Symbol: UROV)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Betterware De Mexico, S.A. De C.V.
Form Type: F-1
Industry: 5961 - Retail-Catalog & Mail-Order Houses
Underwriters:
Company Name: Nextcure, Inc. (Symbol: NXTC)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
- Morgan Stanley & Co. LLC
- BofA Securities, Inc.
- Piper Jaffray & Co.
Company Name: Gd Entertainment & Technology, Inc.
Form Type: 1-A
Industry: 7200 - Services-Personal Services
Underwriters:
Company Name: Exxe Group, Inc.
Form Type: 1-A
Industry:
Underwriters:
Company Name: Athersys, Inc / New (Symbol: ATHX)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Nesco Holdings, Inc. (Symbol: NSCO)
Form Type: S-3
Industry: 7359 - Services-Equipment Rental & Leasing, NEC
Underwriters:
Company Name: Siouxland Renewable Holdings, Llc
Form Type: 1-A
Industry:
Underwriters:
Company Name: Comstock Resources Inc (Symbol: CRK)
Form Type: S-3
Industry: 1311 - Crude Petroleum & Natural Gas
Underwriters:
Company Name: Electromedical Technologies, Inc
Form Type: S-1
Industry: 3841 - Surgical & Medical Instruments & Apparatus
Underwriters:
Company Name: Kbl Merger Corp. Iv (Symbol: KBLM)
Form Type: S-4
Industry: 6770 - Blank Checks
Underwriters:
Company Name: Powerfleet, Inc. (Symbol: PWFL)
Form Type: S-3
Industry: 3669 - Communications Equipment, NEC
Underwriters:
Company Name: Nuzee, Inc. (Symbol: NUZE)
Form Type: S-1
Industry: 5900 - Retail-Miscellaneous Retail
Underwriters:
- The Benchmark Company, LLC
Company Name: Aberdeen Standard Precious Metals Basket Etf Trust
Form Type: S-3
Industry: 6221 - Commodity Contracts Brokers & Dealers
Underwriters:
Company Name: Odyssey Semiconductor Technologies, Inc.
Form Type: S-1
Industry:
Underwriters:
Company Name: Logicbio Therapeutics, Inc. (Symbol: LOGC)
Form Type: S-3
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
Company Name: Envista Holdings Corp (Symbol: NVST)
Form Type: S-4
Industry: 3843 - Dental Equipment & Supplies
Underwriters:
Company Name: Oneconnect Financial Technology Co., Ltd.
Form Type: F-1
Industry: 7370 - Services-Computer Programming, Data Processing, Etc.
Underwriters:
- Morgan Stanley & Co. LLC
- Goldman Sachs (Asia) L.L.C.
- J.P. Morgan Securities LLC
Company Name: Williams Industrial Services Group Inc. (Symbol: WLMS)
Form Type: S-1
Industry: 1600 - Heavy Construction Other Than Bldg Const - Contractors
Underwriters:
Company Name: Lantheus Holdings, Inc. (Symbol: LNTH)
Form Type: S-4
Industry: 2835 - In Vitro & In Vivo Diagnostic Substances
Underwriters:
Company Name: Aberdeen Standard Global Infrastructure Public Private Income Fund
Form Type: N-2
Industry:
Underwriters:
Company Name: Establishment Labs Holdings Inc. (Symbol: ESTA)
Form Type: S-3
Industry: 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies
Underwriters:
Account / Firm | Company Name | Symbol | Form Type | Industry | Underwriters |
---|---|---|---|---|---|
Ballard Spahr LLP | Opgen Inc | OPGN | S-4 | 8071 - Services-Medical Laboratories | |
Cooley LLP | Aethlon Medical Inc | AEMD | S-1 | 3826 - Laboratory Analytical Instruments |
|
Cooley LLP | Equillium, Inc. | EQ | S-3 | 2834 - Pharmaceutical Preparations | |
Cooley LLP | Si-Bone, Inc. | SIBN | S-3 | 3841 - Surgical & Medical Instruments & Apparatus | |
Cooley LLP | Sophiris Bio Inc. | SPHS | S-1 | 2834 - Pharmaceutical Preparations | |
Cooley LLP | Tracon Pharmaceuticals, Inc. | TCON | S-1 | 2836 - Biological Products, (No Disgnostic Substances) | |
Cooley LLP | Eagle Pharmaceuticals, Inc. | EGRX | S-3 | 2834 - Pharmaceutical Preparations | |
Davis Polk & Wardwell LLP | Cdp Holdings, Ltd | F-1 | 7374 - Services-Computer Processing & Data Preparation |
|
|
Davis Polk & Wardwell LLP | Reynolds Consumer Products Inc. | S-1 | 2673 - Plastics, Foil & Coated Paper Bags |
|
|
Davis Polk & Wardwell LLP | Shockwave Medical, Inc. | SWAV | S-1 | 3841 - Surgical & Medical Instruments & Apparatus |
|
Davis Polk & Wardwell LLP | Xp Inc. | F-1 | 6211 - Security Brokers, Dealers & Flotation Companies |
|
|
Dechert LLP | Angel Oak Dynamic Financial Strategies Income Term Trust | N-2 | |||
DLA Piper LLP (US) | Braemar Hotels & Resorts Inc. | AHP | S-3 | 6798 - Real Estate Investment Trusts | |
Fenwick & West LLP | Amyris, Inc. | AMRS | S-1 | 2860 - Industrial Organic Chemicals | |
Fenwick & West LLP | Bill.Com Holdings, Inc. | S-1 | 7372 - Services-Prepackaged Software |
|
|
Foster Garvey P.C. | Oriental Culture Holding Ltd | F-1 | 7380 - Services-Miscellaneous Business Services |
|
|
Fox Rothschild LLP | Gpaq Acquisition Holdings, Inc. | S-4 | |||
Gibson, Dunn & Crutcher LLP | Urovant Sciences Ltd. | UROV | S-3 | 2834 - Pharmaceutical Preparations | |
Greenberg Traurig, LLP | Betterware De Mexico, S.A. De C.V. | F-1 | 5961 - Retail-Catalog & Mail-Order Houses | ||
Hogan Lovells US LLP | Nextcure, Inc. | NXTC | S-1 | 2834 - Pharmaceutical Preparations |
|
John E. Lux, Esq | Gd Entertainment & Technology, Inc. | 1-A | 7200 - Services-Personal Services | ||
John E. Lux, Esq. | Exxe Group, Inc. | 1-A | |||
Jones Day | Athersys, Inc / New | ATHX | S-3 | 2834 - Pharmaceutical Preparations | |
Kirkland & Ellis LLP | Nesco Holdings, Inc. | NSCO | S-3 | 7359 - Services-Equipment Rental & Leasing, NEC | |
Kutak Rock LLP | Siouxland Renewable Holdings, Llc | 1-A | |||
Locke Lord LLP | Comstock Resources Inc | CRK | S-3 | 1311 - Crude Petroleum & Natural Gas | |
Mailander Law Office, Inc. | Electromedical Technologies, Inc | S-1 | 3841 - Surgical & Medical Instruments & Apparatus | ||
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Kbl Merger Corp. Iv | KBLM | S-4 | 6770 - Blank Checks | |
Olshan Frome Wolosky LLP | Powerfleet, Inc. | PWFL | S-3 | 3669 - Communications Equipment, NEC | |
Polsinelli PC | Nuzee, Inc. | NUZE | S-1 | 5900 - Retail-Miscellaneous Retail |
|
Reed Smith LLP | Aberdeen Standard Precious Metals Basket Etf Trust | S-3 | 6221 - Commodity Contracts Brokers & Dealers | ||
Robinson & Cole LLP | Odyssey Semiconductor Technologies, Inc. | S-1 | |||
Ropes & Gray LLP | Logicbio Therapeutics, Inc. | LOGC | S-3 | 2836 - Biological Products, (No Disgnostic Substances) | |
Skadden, Arps, Slate, Meagher & Flom LLP | Envista Holdings Corp | NVST | S-4 | 3843 - Dental Equipment & Supplies | |
Steen & Hamilton LLP | Oneconnect Financial Technology Co., Ltd. | F-1 | 7370 - Services-Computer Programming, Data Processing, Etc. |
|
|
Thompson Hine LLP | Williams Industrial Services Group Inc. | WLMS | S-1 | 1600 - Heavy Construction Other Than Bldg Const - Contractors | |
White & Case LLP | Lantheus Holdings, Inc. | LNTH | S-4 | 2835 - In Vitro & In Vivo Diagnostic Substances | |
Willkie Farr & Gallagher LLP | Aberdeen Standard Global Infrastructure Public Private Income Fund | N-2 | |||
Wilson Sonsini Goodrich & Rosati, P.C. | Establishment Labs Holdings Inc. | ESTA | S-3 | 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies |