IPOs and Transactions: May 11 - 15
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 66 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Digital Development Partners, Inc. w/ , Ur-Energy Inc w/ Davis Graham & Stubbs LLP, Calliditas Therapeutics Ab w/ Goodwin Procter LLP, Fundrise East Coast Opportunistic Reit, Llc w/ Goodwin Procter LLP, Fundrise For-Sale Housing Efund - Los Angeles Ca, Llc w/ Goodwin Procter LLP, Fundrise For-Sale Housing Efund - Washington Dc, Llc w/ Goodwin Procter LLP, Axcella Health Inc. w/ Goodwin Procter LLP, Hookipa Pharma Inc. w/ Goodwin Procter LLP, Cinedigm Corp. w/ Kelley Drye & Warren LLP, Ping Identity Holding Corp. w/ Kirkland & Ellis LLP, Mountain Crest Acquisition Corp. w/ Loeb & Loeb LLP, Goodrich Petroleum Corp w/ Vinson & Elkins L.L.P.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Digital Development Partners, Inc. CYIM 1-A 3990 - Miscellaneous Manufacturing Industries  
  Signet International Holdings, Inc. SIGN.OB 10-12G 4833 - Television Broadcasting Stations  
  Southwestern Electric Power Co   S-3 4911 - Electric Services  
Anthony L.G., PLLC Masterworks 013, LLC   1-A  
  • SDDCO Brokerage Advisors LLC
Breakwater Law Group, LLP Dare Bioscience, Inc. CERU S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Legend Biotech Corp.   F-1 2834 - Pharmaceutical Preparations
  • Morgan Stanley & Co. LLC
  • J.P. Morgan Securities LLC
  • Jefferies LLC
Cooley LLP Oyster Point Pharma, Inc. OYST S-1 2836 - Biological Products, (No Disgnostic Substances)
  • J.P. Morgan Securities LLC
  • Cowen and Company, LLC
  • Piper Sandler & Co.
Cooley LLP Protara Therapeutics, Inc. TARA S-3 2836 - Biological Products, (No Disgnostic Substances)  
CrowdCheck Law LLP Audition Showdown, Inc.   1-A  
  • Dalmore Group LLC
Davis Graham & Stubbs LLP Dmc Global, Inc. BOOM S-3 3390 - Miscellaneous Primary Metal Products  
Davis Graham & Stubbs LLP Ur-Energy, Inc. URG S-3 1040 - Gold and Silver Ores  
Dentons US LLP Galectin Therapeutics, Inc GALT S-3 2834 - Pharmaceutical Preparations  
Ellenoff Grossman & Schole LLP Aikido Pharma, Inc. SPEX S-3 8731 - Services-Commercial Physical & Biological Research  
Eversheds Sutherland (US) LLP United States 12 Month Oil Fund, LP USL S-1 6221 - Commodity Contracts Brokers & Dealers  
Eversheds Sutherland (US) LLP United States Brent Oil Fund, LP BNO S-3 6221 - Commodity Contracts Brokers & Dealers  
Faegre Drinker Biddle & Reath LLP Brickell Biotech, Inc. BBI S-1 2836 - Biological Products, (No Disgnostic Substances)
  • Oppenheimer & Co. Inc.
Fenwick & West LLP Amyris, Inc. AMRS S-1 2860 - Industrial Organic Chemicals  
Foley & Lardner LLP Hci Group, Inc. HCI S-3 6331 - Fire, Marine & Casualty Insurance  
Gibson, Dunn & Crutcher LLP Phio Pharmaceuticals Corp. PHIO S-1 2834 - Pharmaceutical Preparations  
Gibson, Dunn & Crutcher LLP Contango Oil & Gas Co. MCF S-3 1311 - Crude Petroleum & Natural Gas  
Goodwin Procter LLP Calliditas Therapeutics AB   F-1 2834 - Pharmaceutical Preparations
  • Citigroup Global Markets Inc.
  • Jefferies LLC
  • Stifel, Nicolaus & Company, Incorporated
Goodwin Procter LLP Fundrise East Coast Opportunistic Reit, LLC   1-A 6798 - Real Estate Investment Trusts  
Goodwin Procter LLP Fundrise For-Sale Housing Efund - Los Angeles Ca, LLC   1-A 6500 - Real Estate  
Goodwin Procter LLP Fundrise For-Sale Housing Efund - Washington Dc, LLC   1-A 6500 - Real Estate  
Goodwin Procter LLP Pliant Therapeutics, Inc.   S-1 2834 - Pharmaceutical Preparations
  • Citigroup Global Markets Inc.
  • Cowen and Company, LLC
  • Piper Sandler & Co.
Goodwin Procter LLP Viveve Medical, Inc. PLCSD S-3 3845 - Electromedical & Electrotherapeutic Apparatus  
Goodwin Procter LLP Axcella Health, Inc. AXLA S-1 2836 - Biological Products, (No Disgnostic Substances)
  • J.P. Morgan Securities LLC
  • SVB Leerink LLC
  • Wedbush Securities Inc.
Goodwin Procter LLP Hookipa Pharma, Inc. HOOK S-3 2834 - Pharmaceutical Preparations  
Greenberg Traurig, P.A. Cyren Ltd. CYRN S-3 7372 - Services-Prepackaged Software  
Heskett and Heskett Farmhouse, Inc. / Nv   S-1    
Kelley Drye & Warren LLP Cinedigm Corp. CIDM S-3 7841 - Services-Video Tape Rental  
Kirkland & Ellis LLP Leo Holdings Corp. LHC S-4 7819 - Services-Allied To Motion Picture Production  
Kirkland & Ellis LLP Ping Identity Holding Corp. PING S-1 7372 - Services-Prepackaged Software
  • Goldman Sachs & Co. LLC
  • BofA Securities, Inc.
  • RBC Capital Markets, LLC
Latham & Watkins LLP Shift4 Payments, Inc.   S-1 7389 - Services-Business Services, NEC
  • Citigroup Global Markets Inc.
  • Credit Suisse Securities (USA) LLC
  • Goldman Sachs & Co. LLC
Lathrop GPM LLP Turning Point Brands, Inc. TPB S-4 2100 - Tobacco Products  
Law Office Of Mary Shea Givemepower Corp.   10-12G 7372 - Services-Prepackaged Software  
Lewis Rice LLC Trustco Bank Corp N Y TRST S-3 6022 - State Commercial Banks  
Loeb & Loeb LLP Mountain Crest Acquisition Corp.   S-1 6770 - Blank Checks
  • Chardan Capital Markets, LLC
Lowenstein Sandler LLP Zomedica Pharmaceuticals Corp. ZOM S-1 2834 - Pharmaceutical Preparations  
Lucosky Brookman LLP Propanc Biopharma, Inc. PPCB S-1 2834 - Pharmaceutical Preparations  
Luse Gorman, PC Peapack Gladstone Financial Corp. PGC S-3 6029 - Commercial Banks, NEC  
Maslon LLP Creative Realities, Inc. CREX S-3 7373 - Services-Computer Integrated Systems Design  
McMurdo Law Group, LLC Hi-Great Group Holding Co.   1-A    
Meitar | Law Offices Inspiremd, Inc. NSPR S-1 3841 - Surgical & Medical Instruments & Apparatus
  • A.G.P./Alliance Global Partners
Milbank LLP Seacor Marine Holdings Inc. SMHI S-3 4412 - Deep Sea Foreign Transportation of Freight  
Morgan, Lewis & Bockius LLP Proshares Trust II   S-3 6221 - Commodity Contracts Brokers & Dealers  
Morgan, Lewis & Bockius LLP Invesco Db Us Dollar Index Trust   S-3 6221 - Commodity Contracts Brokers & Dealers  
Pillsbury Winthrop Shaw Pittman LLP Acer Therapeutics Inc. ACER S-1 2834 - Pharmaceutical Preparations  
Ropes & Gray LLP Versus Capital Real Asset Debt Fund   N-2    
Ropes & Gray LLP Amg Pantheon Fund, LLC XPEPX N-2    
Ropes & Gray LLP Paratek Pharmaceuticals, Inc. PRTK S-3 2834 - Pharmaceutical Preparations  
Royer Cooper Cohen Braunfeld LLC Repro Med Systems Inc. REPR S-3 3841 - Surgical & Medical Instruments & Apparatus  
Sheppard, Mullin, Richter & Hampton LLP Kiromic Biopharma, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • ThinkEquity, a division of Fordham Financial Management, Inc.
Sichenzia Ross Ference LLP Coro Global Inc. MDFI S-1 7372 - Services-Prepackaged Software
  • Aegis Capital Corp.
Sidley Austin LLP Cheniere Energy Partners, L.P. CQP S-4 4924 - Natural Gas Distribution  
Sidley Austin LLP Enterprise Products Partners L.P. EPD S-3 4922 - Natural Gas Transmission  
Skadden, Arps, Slate, Meagher & Flom LLP Dada Nexus Ltd.   F-1 7370 - Services-Computer Programming, Data Processing, Etc.
  • Goldman Sachs (Asia) L.L.C.
  • BofA Securities, Inc.
  • Jefferies LLC
Squire Patton Boggs (US) LLP Novabay Pharmaceuticals, Inc. NBY S-1 2834 - Pharmaceutical Preparations  
Stroock & Stroock & Lavan LLP Umh Properties, Inc. umh S-3 6798 - Real Estate Investment Trusts  
Troutman Sanders LLP Public Service Co Of New Mexico   S-3 4931 - Electric & Other Services Combined  
Vedder Price Brighthouse Life Insurance Co   S-3 6311 - Life Insurance  
Vedder Price Brighthouse Life Insurance Co   S-3 6311 - Life Insurance  
Vedder Price Brighthouse Life Insurance Co Of NY   S-3 6311 - Life Insurance  
Vinson & Elkins L.L.P. Goodrich Petroleum Corp. GDP S-3 1311 - Crude Petroleum & Natural Gas  
Wilson Sonsini Goodrich & Rosati, P.C. Grid Dynamics Holdings, Inc. GDYN S-1 7372 - Services-Prepackaged Software  
Wyrick Robbins Yates & Ponton LLP Cerecor Inc. CERC S-3 2834 - Pharmaceutical Preparations  

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