IPOs and Transactions: March 9 - 13
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 82 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Qcr Holdings Inc w/ Barack Ferrazzano Kirschbaum & Nagelberg LLP, Aclaris Therapeutics, Inc. w/ Cooley LLP, Startengine Crowdfunding, Inc. w/ CrowdCheck Law LLP, T Stamp Inc w/ CrowdCheck Law LLP, Orthopediatrics Corp w/ Dentons Bingham Greenebaum LLP, Vectoiq Acquisition Corp. w/ Greenberg Traurig, LLP, Corvus Pharmaceuticals, Inc. w/ Latham & Watkins LLP, Cyclacel Pharmaceuticals, Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., Collectable Sports Assets, Llc w/ Nelson Mullins Riley & Scarborough LLP, Sorrento Therapeutics, Inc. w/ Paul Hastings LLP, Amcor Plc w/ Sidley Austin.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Blue State Corp.   S-1    
  Dakota Coin Authority   S-1    
  Joyner Capital Lp   1-A    
Alston & Bird LLP Colony Bankcorp Inc CBAN S-3 6022 - State Commercial Banks  
Austin Legal Group, APC Zenlabs Holdings Inc   1-A    
Barack Ferrazzano Kirschbaum & Nagelberg LLP Qcr Holdings Inc QCRH S-3 6022 - State Commercial Banks  
Bevilacqua PLLC Remembrance Group, Inc.   1-A  
  • Digital Offering LLC
Cooley LLP Aclaris Therapeutics, Inc. ACRS S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Bionano Genomics, Inc BNGO S-3 3826 - Laboratory Analytical Instruments  
Cooley LLP Bionano Genomics, Inc BNGO S-1 3826 - Laboratory Analytical Instruments
  • Oppenheimer & Co. Inc.
  • Roth Capital Partners, LLC
  • Maxim Group LLC
Cooley LLP Harpoon Therapeutics, Inc. HARP S-3 2836 - Biological Products, (No Disgnostic Substances)  
Cooley LLP Inovio Pharmaceuticals, Inc. INO S-3 3841 - Surgical & Medical Instruments & Apparatus  
Cooley LLP Verrica Pharmaceuticals Inc. VRCA S-3 2834 - Pharmaceutical Preparations  
CrowdCheck Law LLP Startengine Crowdfunding, Inc.   1-A 7374 - Services-Computer Processing & Data Preparation  
CrowdCheck Law LLP T Stamp Inc   1-A 7372 - Services-Prepackaged Software
  • SI Securities, LLC
Davis Polk & Wardwell LLP Schwab Charles Corp schw S-4 6211 - Security Brokers, Dealers & Flotation Companies  
Dechert LLP Griffon Corp GFF S-4 3442 - Metal Doors, Sash, Frames, Moldings & Trim  
Dechert LLP Tiaa Real Estate Account   S-1 6500 - Real Estate  
Dentons Bingham Greenebaum LLP Orthopediatrics Corp KIDS S-3 3841 - Surgical & Medical Instruments & Apparatus  
Dorsey & Whitney LLP Purple Innovation, Inc. PRPL S-3 2510 - Household Furniture  
Eversheds Sutherland (US) LLP United States 12 Month Oil Fund, Lp USL S-3 6221 - Commodity Contracts Brokers & Dealers  
Eversheds Sutherland (US) LLP United States Brent Oil Fund, Lp BNO S-3 6221 - Commodity Contracts Brokers & Dealers  
Eversheds Sutherland (US) LLP United States Commodity Index Funds Trust USCI S-1 6221 - Commodity Contracts Brokers & Dealers  
Greenberg Traurig, LLP Vectoiq Acquisition Corp. VTIQ S-4 6770 - Blank Checks  
Jones Walker LLP Pacific Drilling S.A. PACD S-3 1381 - Drilling Oil & Gas Wells  
Latham & Watkins LLP Corvus Pharmaceuticals, Inc. CRVS S-3 2834 - Pharmaceutical Preparations  
Latham & Watkins LLP Seres Therapeutics, Inc. MCRB S-3 2834 - Pharmaceutical Preparations  
Loeb & Loeb LLP Chardan Healthcare Acquisition 2 Corp.   S-1 6770 - Blank Checks
  • Chardan Capital Markets, LLC
Lotz & Company Stark Focus Group, Inc.   S-1    
McCarter & English, LLP Boomer Holdings, Inc.   S-1 4700 - Transportation Services  
McMillan LLP Body & Mind Inc. BAMM S-1 2834 - Pharmaceutical Preparations  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Cyclacel Pharmaceuticals, Inc. CYCC S-1 2834 - Pharmaceutical Preparations  
Nelson Mullins Riley & Scarborough LLP Collectable Sports Assets, Llc   1-A    
Paul Hastings LLP Sorrento Therapeutics, Inc. SRNE S-3 2836 - Biological Products, (No Disgnostic Substances)  
RAITI, PLLC Brilliant Acquisition Corp   S-1 6770 - Blank Checks
  • EarlyBirdCapital, Inc
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Master Trust 2045   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 65M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 66F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 66M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 67F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 67M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 68F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 68M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 69F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 69M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 70F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 70M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 71F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 71M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 72F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 72M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 73F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 73M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 74F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 74M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 75F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 75M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 76F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 76M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 77F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 77M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 78F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 78M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 79F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 79M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 80F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 80M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 81F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 81M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 82F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 82M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 83F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 83M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 84F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 84M   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 85F   N-2    
Ropes & Gray LLP Stone Ridge Longevity Risk Premium Fixed Income Trust 85M   N-2    
Sidley Austin Amcor Plc AMCR S-1 3990 - Miscellaneous Manufacturing Industries  
Simpson Thacher & Bartlett LLP Blackstone Real Estate Income Fund   N-2    
Simpson Thacher & Bartlett LLP Blackstone Real Estate Income Fund Ii N/A N-2    
Wachtell, Lipton, Rosen & Katz Carrier Global Corp   S-1 3585 - Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip  
Wilmer Cutler Pickering Hale and Dorr LLP Translate Bio, Inc. TBIO S-3 2836 - Biological Products, (No Disgnostic Substances)  

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Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


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