IPOs and Transactions: June 29 - July 3
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 79 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Atreca, Inc. w/ Cooley LLP, Atreca, Inc. w/ Cooley LLP, Suro Capital Corp. w/ Eversheds Sutherland (US) LLP, Morphic Holding, Inc. w/ Fenwick & West LLP, Fuelcell Energy Inc w/ Foley & Lardner LLP, Akero Therapeutics, Inc. w/ Goodwin Procter LLP, Fundrise Equity Reit, Llc w/ Goodwin Procter LLP, Fundrise West Coast Opportunistic Reit, Llc w/ Goodwin Procter LLP, Cn Energy Group, Inc. w/ Hunter Taubman Fischer & Li LLC, Jamf Holding Corp. w/ Kirkland & Ellis LLP, Vertex, Inc. w/ Latham & Watkins LLP, Paxmedica, Inc. w/ Lowenstein Sandler LLP, A. M. Castle & Co. w/ McDermott Will & Emery LLP, Ekso Bionics Holdings, Inc. w/ Morrison & Foerster LLP, Kubient, Inc. w/ Waller Lansden Dortch & Davis, LLP, Deerfield Healthcare Technology Acquisitions Corp. w/ White & Case LLP, Adapthealth Corp. w/ Willkie Farr & Gallagher LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Foundation Investment Real Estate, Inc.   1-A    
  Tpt Global Tech, Inc.   1-A 4899 - Communications Services, NEC  
  Truist Financial Corp. BBT S-3 6021 - National Commercial Banks  
Baker Botts L.L.P. Sunnova Energy International Inc. NOVA S-1 4931 - Electric & Other Services Combined
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
  • Credit Suisse Securities (USA) LLC
Baker & McKenzie LLP Oncor Electric Delivery Co LLC   S-4 4911 - Electric Services  
Byron Thomas Social Detention, Inc.   1-A 1540 - General Bldg Contractors - Nonresidential Bldgs  
Carmel, Milazzo & Feil LLP Ecoark Holdings, Inc. ZEST S-1 3089 - Plastics Products, NEC  
Christen Lambert Bio Lab Naturals, Inc.   S-1    
Cooley LLP Cymabay Therapeutics, Inc. CBAY S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Personalis, Inc. PSNL S-3 8071 - Services-Medical Laboratories  
Cooley LLP Prevail Therapeutics, Inc. PRVL S-3 2836 - Biological Products, (No Disgnostic Substances)  
Cooley LLP Sonim Technologies, Inc. SONM S-3 3661 - Telephone & Telegraph Apparatus  
Cooley LLP Tracon Pharmaceuticals, Inc. TCON S-1 2836 - Biological Products, (No Disgnostic Substances)  
Cooley LLP Atreca, Inc. BCEL S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Atreca, Inc. BCEL S-3 2834 - Pharmaceutical Preparations  
Covington & Burling LLP Acorda Therapeutics, Inc. ACOR S-3 2836 - Biological Products, (No Disgnostic Substances)  
Davis Polk & Wardwell LLP Xp Inc.   F-1 6211 - Security Brokers, Dealers & Flotation Companies
  • XP Investimentos Corretora de Câmbio, Títulos e Valores Mobiliários S.A.*
  • Morgan Stanley & Co. LLC
  • Goldman Sachs & Co. LLC
Dechert LLP Conversus Stepstone Private Markets   N-2    
Donnell E. Suares Principal Solar, Inc.   1-A 4911 - Electric Services  
Durham Jones & Pinegar, P.C. Alphatec Holdings, Inc. ATEC S-3 3841 - Surgical & Medical Instruments & Apparatus  
Ellenoff Grossman & Schole LLP Hancock Jaffe Laboratories, Inc. HJLI S-1 3841 - Surgical & Medical Instruments & Apparatus
  • Ladenburg Thalmann & Co. Inc.
Eversheds Sutherland (US) LLP Suro Capital Corp. SSSS N-2    
Faegre Drinker Biddle & Reath LLP Sun Biopharma, Inc. SNBP S-1 2834 - Pharmaceutical Preparations
  • Craig-Hallum Capital Group LLC
Fenwick & West LLP Morphic Holding, Inc. MORF S-3 2834 - Pharmaceutical Preparations  
Fenwick & West LLP Nurix Therapeutics, Inc.   S-1 2834 - Pharmaceutical Preparations
  • J.P. Morgan Securities LLC
  • Piper Sandler & Co.
  • Stifel, Nicolaus & Company, Incorporated
Foley & Lardner LLP Fuelcell Energy, Inc. FCEL S-3 3690 - Miscellaneous Electrical Machinery, Equipment & Supplies  
Freeborn & Peters LLP Ceres Coin LLC   1-A 6199 - Finance Services  
Gibson, Dunn & Crutcher LLP Montrose Environmental Group, Inc.   S-1 8742 - Services-Management Consulting Services
  • BofA Securities, Inc.
  • William Blair & Company, L.L.C.
  • BNP Paribas Securities Corp.
Goodwin Procter LLP Akero Therapeutics, Inc. AKRO S-3 2834 - Pharmaceutical Preparations  
Goodwin Procter LLP Fundrise Equity Reit, LLC   1-A 6798 - Real Estate Investment Trusts  
Goodwin Procter LLP Fundrise West Coast Opportunistic Reit, LLC   1-A 6798 - Real Estate Investment Trusts  
Goodwin Procter LLP Open Lending Corp. LPRO S-1 6141 - Personal Credit Institutions  
Gracin & Marlow, LLP Adial Pharmaceuticals, Inc. ADIL S-1 2834 - Pharmaceutical Preparations  
Gracin & Marlow, LLP Aravive, Inc. VSAR S-3 2834 - Pharmaceutical Preparations  
Graubard Miller Property Solutions Acquisition Corp.   S-1 6770 - Blank Checks
  • EarlyBirdCapital, Inc.
Greenberg Traurig PA Go Acquisition Corp.   S-1  
  • Credit Suisse Securities (USA) LLC
Greenberg Traurig, LLP American Outdoor Brands, Inc.   10-12B 3480 - Ordnance & Accessories, (No Vehicles/Guided Missiles)  
Hart & Hart Cel Sci Corp. cvm S-1 2836 - Biological Products, (No Disgnostic Substances)  
Hogan Lovells US LLP Playa Hotels & Resorts N.V. PLYA S-3 7011 - Hotels & Motels  
Horwitz + Armstrong, A Professional Law Corporation Know Labs, Inc. KNWN S-1 3829 - Measuring & Controlling Devices, NEC  
Hunter Taubman Fischer & Li LLC Cn Energy Group, Inc.   F-1 2860 - Industrial Organic Chemicals
  • Network 1 Financial Securities, Inc.
Incorp Services, Inc. Eventiko Inc   S-1    
Jolie Kahn, Esq. Marathon Patent Group, Inc. MARA S-1 6794 - Patent Owners & Lessors
  • H.C. Wainwright & Co., LLC
Kirkland & Ellis LLP Onespaworld Holdings Ltd. OSW S-3 7997 - Services-Membership Sports & Recreation Clubs  
Kirkland & Ellis LLP Jamf Holding Corp.   S-1 7372 - Services-Prepackaged Software
  • Goldman Sachs & Co. LLC
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc. 
Latham & Watkins LLP East Resources Acquisition Co.   S-1 6770 - Blank Checks
  • Wells Fargo Securities, LLC
Latham & Watkins LLP Annexon, Inc.   S-1 2834 - Pharmaceutical Preparations
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
  • Cowen and Company, LLC
Latham & Watkins LLP Boyd Gaming Corp. BYD S-4 7011 - Hotels & Motels  
Latham & Watkins LLP Vertex, Inc.   S-1 7372 - Services-Prepackaged Software
  • Goldman Sachs & Co. LLC
  • Morgan Stanley & Co. LLC
  • BofA Securities, Inc.
Ledgewood, a professional corporation Bancorp, Inc. TBBK S-3 6021 - National Commercial Banks  
Lex Nova Law LLC Energea Portfolio 2 LLC   1-A 4900 - Electric, Gas & Sanitary Services  
Lowenstein Sandler LLP Matinas Biopharma Holdings, Inc. MTNB S-3 2834 - Pharmaceutical Preparations  
Lowenstein Sandler LLP Paxmedica, Inc.   S-1 2834 - Pharmaceutical Preparations
  • The Benchmark Company, LLC
Mailander Law Office, Inc. Marijuana Co Of America, Inc. MCOA S-1 2833 - Medicinal Chemicals & Botanical Products  
Maslon LLP Allied Esports Entertainment, Inc. AESE S-1 7900 - Services-Amusement & Recreation Services  
McDermott Will & Emery LLP A. M. Castle & Co. CTAM S-1 5051 - Wholesale-Metals Service Centers & of fices  
Milbank LLP Bristow Group Inc. VTOL S-3 4522 - Air Transportation, Nonscheduled  
Milburn LLP Painreform Ltd.   F-1 2834 - Pharmaceutical Preparations
  • Maxim Group LLC
  • Joseph Gunnar & Co., LLC.
Morrison & Foerster LLP Ekso Bionics Holdings, Inc. EKSO S-1 3569 - General Industrial Machinery & Equipment, NEC  
Nagelberg LLP Level One Bancorp, Inc. LEVL S-3 6022 - State Commercial Banks  
Olshan Frome Wolosky LLP Plx Pharma, Inc. PLXP S-3 2834 - Pharmaceutical Preparations  
Osler, Hoskin & Harcourt LLP Acasti Pharma Inc. ACST S-3 2834 - Pharmaceutical Preparations  
Paul Hastings LLP Inseego Corp. NVTL S-3 3669 - Communications Equipment, NEC  
Paul Hastings LLP Mohawk Group Holdings, Inc. MWK S-3 3634 - Electric Housewares & Fans  
Porter Hedges LLP Superior Drilling Products, Inc. SDPI S-3 3533 - Oil & Gas Field Machinery & Equipment  
Ropes & Gray LLP Primark Private Equity Fund   N-2    
Sichenzia Ross Ference LLP H-Cyte, Inc. HCYT S-1 3841 - Surgical & Medical Instruments & Apparatus  
Sichenzia Ross Ference LLP Sunhydrogen, Inc. HYSR S-3 3674 - Semiconductors & Related Devices  
Simpson Thacher & Bartlett LLP Seaworld Entertainment, Inc. SEAS S-3 7990 - Services-Miscellaneous Amusement & Recreation  
The Doney Law Firm Wikisoft Corp.   1-A    
Troutman Pepper Hamilton Sanders LLP Pinnacle Bankshares Corp. PPBN S-4 6021 - National Commercial Banks  
Waller Lansden Dortch & Davis, LLP Harrow Health, Inc. IMMY S-3 2834 - Pharmaceutical Preparations  
Waller Lansden Dortch & Davis, LLP Kubient, Inc.   S-1 7373 - Services-Computer Integrated Systems Design
  • Maxim Group LLC
  • Joseph Gunnar & Co. LLC
  • The Benchmark Company, LLC
Weintraub Chediak Coleman Grodin Law Corporation Arcadia Biosciences, Inc. RKDA S-3 0100 - Agricultural Production-Crops  
White & Case LLP Ascendant Digital Acquisition Corp.   S-1 6770 - Blank Checks
  • UBS Securities LLC
  • Odeon Capital Group, LLC
White & Case LLP Deerfield Healthcare Technology Acquisitions Corp.   S-1 6770 - Blank Checks
  • Deutsche Bank Securities Inc.
  • UBS Securities LLC
Willkie Farr & Gallagher LLP Adapthealth Corp. AHCO S-1 8082 - Services-Home Health Care Services
  • Jefferies LLC
  • Deutsche Bank Securities Inc.
  • UBS Securities LLC
Willkie Farr & Gallagher LLP Blackrock Private Investments Fund   N-2    
Wilmer Cutler Pickering Hale and Dorr LLP Inozyme Pharma, Inc.   S-1 2834 - Pharmaceutical Preparations
  • BofA Securities, Inc.
  • Cowen and Company, LLC
  • Piper Sandler & Co.

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