IPOs and Transactions: June 22 - 26
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 65 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Smartfinancial Inc. w/ Alston & Bird LLP, Acell Inc w/ Cooley LLP, To The Stars Academy Of Arts & Science Inc. w/ CrowdCheck Law LLP, Barings Capital Investment Corp w/ Dechert, LLP, Acreage Holdings, Inc. w/ Dorsey & Whitney LLP, Option Care Health, Inc. w/ Kirkland & Ellis LLP, Tela Bio, Inc. w/ Pepper Hamilton LLP, Precipio, Inc. w/ Sichenzia Ross Ference LLP, Hpx Corp. w/ Skadden, Arps, Slate, Meagher & Flom LLP, Ideanomics, Inc. w/ Venable LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Reliance Global Group, Inc.   10-12G    
  Safety First Healthcare Corp.   10-12G    
Alliance Legal Partners, Inc. Parallel Flight Technologies, Inc.   1-A    
Alston & Bird LLP Smartfinancial Inc. SMBK S-3 6021 - National Commercial Banks  
Cadwalader, Wickersham & Taft LLP Pershing Square Tontine Holdings, Ltd.   S-1 6770 - Blank Checks
  • Citigroup Global Markets, Inc.
  • Jefferies LLC
  • UBS Securities LLC
Cleary Gottlieb Steen & Hamilton LLP Artius Acquisition Inc.   S-1 6770 - Blank Checks
  • Credit Suisse Securities (USA) LLC
  • Goldman Sachs & Co. LLC
Cooley LLP 1Life Healthcare Inc. ONEM S-1 8011 - Services-Offices & Clinics of Doctors of Medicine
  • J.P. Morgan Securities LLC
  • Morgan Stanley & Co. LLC
  • Allen & Company LLC
Cooley LLP Bionano Genomics, Inc. BNGO S-3 3826 - Laboratory Analytical Instruments  
Cooley LLP Castle Biosciences Inc. CSTL S-1 8071 - Services-Medical Laboratories
  • SVB Leerink LLC
  • Robert W. Baird & Co. Incorporated
  • Canaccord Genuity LLC
Cooley LLP Renalytix Ai Plc   F-1 8071 - Services-Medical Laboratories
  • J.P. Morgan Securities LLC
  • Stifel, Nicolaus & Company, Incorporated
Cooley LLP Acell Inc.   S-1 3841 - Surgical & Medical Instruments & Apparatus
  • UBS Securities LLC
  • Barclays Capital Inc.
  • RBC Capital Markets, LLC
Cozen O'Connor P.C. Ampco Pittsburgh Corp. AP S-1 3561 - Pumps & Pumping Equipment  
CrowdCheck Law LLP To The Stars Academy Of Arts & Science Inc.   1-A 7819 - Services-Allied To Motion Picture Production  
Crowdfunding Lawyers LLP HIS Capital Fund III, LLC   1-A    
Davis Polk & Wardwell LLP Brp Group, Inc. BRP S-1 6411 - Insurance Agents, Brokers & Service
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
  • Wells Fargo Securities, LLC
Dechert LLP Aberdeen Standard Silver ETFTrust   S-3 6221 - Commodity Contracts Brokers & Dealers  
Dechert LLP Griffon Corp. GFF S-4 3442 - Metal Doors, Sash, Frames, Moldings & Trim  
Dechert, LLP Barings Capital Investment Corp.   10-12G    
Dorsey & Whitney LLP Acreage Holdings, Inc. ACRGF S-3 5900 - Retail-Miscellaneous Retail  
Eilers Law Group, P.A. Sugarmade, Inc. SGMD 1-A 5110 - Wholesale-Paper & Paper Products  
Ellenoff Grossman & Schole LLP Malacca Straits Acquisition Co., Ltd.   S-1 6770 - Blank Checks
  • BTIG, LLC
Felhaber Larson Dakota Real Estate Investment Trust   1-A 6798 - Real Estate Investment Trusts  
Frank J. Hariton, Esq. Endonovo Therapeutics, Inc. ENDV S-1 2834 - Pharmaceutical Preparations  
Gibson, Dunn & Crutcher LLP Amryt Pharma Plc   F-1 2834 - Pharmaceutical Preparations  
Goodwin Procter LLP Iteos Therapeutics, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • J.P. Morgan Securities LLC
  • SVB Leerink LLC
  • Piper Sandler & Co.
Goodwin Procter LLP Relay Therapeutics, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • J.P. Morgan Securities LLC
  • Goldman Sachs & Co. LLC
  • Cowen and Company, LLC
Goodwin Procter LLP Restorbio, Inc. TORC S-4 2834 - Pharmaceutical Preparations  
Haynes and Boone, LLP Pulmatrix, Inc. PULM S-1 2834 - Pharmaceutical Preparations  
Hogan Lovells US LLP Precigen, Inc. XON S-3 8731 - Services-Commercial Physical & Biological Research  
Jocelyn M. Arel, Esq. Emagin, Corp. EMAN S-3 3674 - Semiconductors & Related Devices  
K&L Gates LLP Liqtech International, Inc. LIQT S-1 3590 - Misc Industrial & Commercial Machinery & Equipment  
Kaplan Voekler Cunningham and Frank, PLC Vidangel, Inc.   1-A 7841 - Services-Video Tape Rental  
Kirkland & Ellis LLP Marriott Ownership Resorts, Inc.   S-4 6531 - Real Estate Agents & Managers (For Others)  
Kirkland & Ellis LLP Option Care Health, Inc. BIOS S-3 8082 - Services-Home Health Care Services  
Latham & Watkins LLP Berkeley Lights, Inc.   S-1 3826 - Laboratory Analytical Instruments
  • J.P. Morgan Securities LLC
  • Morgan Stanley & Co. LLC
  • Cowen and Company, LLC
Latham & Watkins LLP Broadcom, Inc. AVGO S-4 3674 - Semiconductors & Related Devices  
Lowenstein Sandler LLP Cancer Genetics, Inc CGIX S-3 8071 - Services-Medical Laboratories  
Maslon LLP Predictive Oncology Inc. BIOR S-1 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies  
McDermott Will & Emery LLP Biolinerx, Ltd.   F-1 2834 - Pharmaceutical Preparations  
McMurdo Law Group, LLC Branded Legacy, Inc.   S-1    
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. Bellerophon Therapeutics, Inc. BLPH S-3 2834 - Pharmaceutical Preparations  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Genius Brands International, Inc. GNUS S-3 7812 - Services-Motion Picture & Video Tape Production  
Morgan, Lewis & Bockius LLP Biospecifics Technologies, Corp. BSTC S-3 2834 - Pharmaceutical Preparations  
Nason, Yeager, Gerson, Harris & Fumero, P.A. BTCS, Inc. BTCS S-1 7372 - Services-Prepackaged Software  
Pepper Hamilton LLP Larimar Therapeutics, Inc. LRMR S-3 2834 - Pharmaceutical Preparations  
Pepper Hamilton LLP Tela Bio, Inc. TELA S-1 3841 - Surgical & Medical Instruments & Apparatus
  • Jefferies LLC
  • Piper Sandler & Co
  • Canaccord Genuity LLC
Pillsbury Winthrop Shaw Pittman LLP Saul Centers, Inc. BFS S-3 6798 - Real Estate Investment Trusts  
Reinhart Boerner Van Deuren s.c. Veru, Inc. FHC S-3 2834 - Pharmaceutical Preparations  
Ropes & Gray LLP Doubleline Opportunistic Credit Fund DBL N-2    
Sheppard, Mullin, Richter & Hampton LLP First Foundation, Inc. FFWM S-3 6022 - State Commercial Banks  
Sheppard, Mullin, Richter & Hampton LLP Cardiff Oncology, Inc. CRDF S-1 2836 - Biological Products, (No Disgnostic Substances)  
Sichenzia Ross Ference LLP Precipio, Inc. PRPO S-1 3826 - Laboratory Analytical Instruments  
Sidley Austin LLP Ncino, Inc.   S-1 7372 - Services-Prepackaged Software
  • BofA Securities, Inc.
  • Barclays Capital Inc.
  • KeyBanc Capital Markets Inc.
Skadden, Arps, Slate, Meagher & Flom LLP Hpx Corp.   S-1 6770 - Blank Checks
  • Credit Suisse Securities (USA) LLC
Sullivan & Worcester LLP Digital Ally, Inc. DGLY S-3 3663 - Radio & Tv Broadcasting & Communications Equipment  
Venable LLP Ideanomics, Inc. IDEX S-3 4841 - Cable & Other Pay Television Services  
White & Case LLP D8 Holdings, Corp.   S-1 6770 - Blank Checks
  • UBS Securities LLC
White & Case LLP Dmy Technology Group, Inc. Ii   S-1  
  • UBS Securities LLC
Wilmer Cutler Pickering Hale and Dorr LLP Trevi Therapeutics, Inc. TRVI S-3 2834 - Pharmaceutical Preparations  
Wilmer Cutler Pickering Hale and Dorr LLP Fulcrum Therapeutics, Inc. FULC S-1 2834 - Pharmaceutical Preparations  
Wilmer Cutler Pickering Hale and Dorr LLP Pandion Therapeutics Holdco LLC   S-1 2834 - Pharmaceutical Preparations
  • Goldman Sachs & Co. LLC
  • Morgan Stanley & Co. LLC
  • SVB Leerink LLC
Wilmer Cutler Pickering Hale and Dorr LLP Stealth Biotherapeutics, Corp.   F-1 2834 - Pharmaceutical Preparations  
Wilson Sonsini Goodrich & Rosati, P.C. Alx Oncology Holdings, Inc.   S-1 2834 - Pharmaceutical Preparations
  • Jefferies LLC
  • Credit Suisse Securities (USA) LLC
  • Piper Sandler & Co.
Womble Bond Dickinson (US) LLP Qorvo, Inc. QRVO S-4 3674 - Semiconductors & Related Devices  
Wyrick Robbins Yates & Ponton LLP Benefitfocus, Inc. BNFT S-3 7372 - Services-Prepackaged Software  

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Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


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