IPOs and Transactions: June 15 - 19
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 59 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Storen Technologies Inc. w/ Alliance Legal Partners, Inc., Milestone Pharmaceuticals Inc. w/ Cooley LLP, Inventiva S.A. w/ Cooley LLP, Knightscope, Inc. w/ CrowdCheck Law LLP/Wilson, Sonsini, Goodrich & Rosati, Greencity Acquisition Corp w/ Ellenoff Grossman & Schole LLP, Infinity Core Alternative Fund w/ Faegre Drinker Biddle & Reath LLP, Therapeutics Acquisition Corp. w/ Goodwin Procter LLP, Chicken Soup For The Soul Entertainment, Inc. w/ Graubard Miller, Chicken Soup For The Soul Entertainment, Inc. w/ Graubard Miller, Great Ajax Corp. w/ Mayer Brown LLP, Ekso Bionics Holdings, Inc. w/ Morrison & Foerster LLP, Centrus Energy Corp w/ O'Melveny & Myers LLP, Nikola Corp w/ Pillsbury Winthrop Shaw Pittman LLP, Draftkings Inc. w/ Sullivan & Cromwell LLP, Iac Holdings, Inc. w/ Wachtell, Lipton, Rosen & Katz.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

Subscribe to our Community for more information on SEC updates, capital markets, compliance, corporate governance and investor relations solutions.

 

Account / Firm Company Name Symbol Form Type Industry Underwriters
  Bbx Capital Florida LLC   10-12G    
  Stem Holdings, Inc. STMH S-1 6500 - Real Estate  
  Voya Retirement Insurance & Annuity Co   S-3 6311 - Life Insurance  
Akerman LLP Rumbleon, Inc. RMBL S-1 7371 - Services-Computer Programming Services  
Alliance Legal Partners, Inc. Storen Technologies, Inc.   1-A    
Anthony L.G., PLLC Cen Biotech, Inc.   S-1 2834 - Pharmaceutical Preparations  
Ballard Spahr LLP Opgen, Inc. OPGN S-3 8071 - Services-Medical Laboratories  
Bryan R. Clark PC Kula Ventures 2 Ltd.   1-A    
Carmel, Milazzo & Feil LLP Generex Biotechnology Corp. GNBT S-1 2834 - Pharmaceutical Preparations  
Cole Schotz P.C. Nerium Biotechnology, Inc.   10-12G 2833 - Medicinal Chemicals & Botanical Products  
Cooley LLP Milestone Pharmaceuticals, Inc. MIST S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Poseida Therapeutics, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • BofA Securities, Inc.
  • Piper Sandler & Co.
  • William Blair & Company, L.L.C.
Cooley LLP Inventiva S.A.   F-1 2834 - Pharmaceutical Preparations
  • Jefferies LLC
  • Stifel, Nicolaus & Company, Incorporated
  • Guggeinheim Securities, LLC
CrowdCheck Law LLP/Wilson, Sonsini, Goodrich & Rosati Knightscope, Inc.   1-A 3669 - Communications Equipment, NEC
  • StartEngine Primary
Davis Polk & Wardwell LLP Clarivate PLC   S-3 7374 - Services-Computer Processing & Data Preparation  
Disclosure Law Group, a Professional Corporation Imageware Systems, Inc. IWSY S-1 7372 - Services-Prepackaged Software  
Disclosure Law Group, a Professional Corporation Wrap Technologies, Inc. WRTC S-3 3480 - Ordnance & Accessories, (No Vehicles/Guided Missiles)  
DLA Piper LLP (US) Pacific Oak Strategic Opportunity Reit, Inc. N/A S-4 6798 - Real Estate Investment Trusts  
Dorsey & Whitney LLP Avinger, Inc. AVGR S-1 3841 - Surgical & Medical Instruments & Apparatus
  • Aegis Capital Corp.
Ellenoff Grossman & Schole LLP Greencity Acquisition Corp.   S-1 6770 - Blank Checks
  • Ladenburg Thalmann & Co. Inc.
  • Brookline Capital Markets
Ellenoff Grossman & Schole LLP Hancock Jaffe Laboratories, Inc. HJLI S-1 3841 - Surgical & Medical Instruments & Apparatus  
Faegre Drinker Biddle & Reath LLP Infinity Core Alternative Fund ZVAMIX N-2    
Farris LLP Inmed Pharmaceuticals Inc.   S-1 2834 - Pharmaceutical Preparations
  • Roth Capital Partners, LLC
Foley & Lardner LLP Widepoint Corp. WYY S-3 7373 - Services-Computer Integrated Systems Design  
Fried, Frank, Harris, Shriver & Jacobson LLP Emerald Holding, Inc. EEX S-3 7389 - Services-Business Services, NEC  
Goodwin Procter LLP Viveve Medical, Inc. PLCSD S-1 3845 - Electromedical & Electrotherapeutic Apparatus  
Goodwin Procter LLP Viveve Medical, Inc. PLCSD S-1 3845 - Electromedical & Electrotherapeutic Apparatus  
Goodwin Procter LLP Therapeutics Acquisition Corp.   S-1 6770 - Blank Checks
  • Jefferies LLC
Graubard Miller Chicken Soup For The Soul Entertainment, Inc. CSSE S-1 7819 - Services-Allied To Motion Picture Production  
Graubard Miller Chicken Soup For The Soul Entertainment, Inc. CSSE S-1 7819 - Services-Allied To Motion Picture Production
  • Ladenburg Thalmann & Co. Inc.
Greenberg Traurig PA & Gowlings WLG Draganfly, Inc.   1-A    
Greenberg Traurig, LLP Paysign, Inc. PAYS S-1 7389 - Services-Business Services, NEC  
Hunter Taubman Fischer & Li LLC Ale Group Holding Ltd.   F-1 8742 - Services-Management Consulting Services  
Latham & Watkins LLP Eventbrite, Inc. EB S-1 7370 - Services-Computer Programming, Data Processing, Etc.  
Latham & Watkins LLP Gohealth, Inc.   S-1 6411 - Insurance Agents, Brokers & Service
  • Goldman Sachs & Co. LLC
  • BofA Securities, Inc.
  • Morgan Stanley & Co. LLC
Latham & Watkins LLP San Diego Gas & Electric Co. SDO S-3 4931 - Electric & Other Services Combined  
Locke Lord LL Merit Life Insurance Co.   S-1 6311 - Life Insurance  
Lowenstein Sandler LLP Bel Fuse Inc /Nj BELFB S-3 3677 - Electronic Coils, Transformers & Other Inductors  
Lowenstein Sandler LLP Delmar Pharmaceuticals, Inc. DMPI S-4 2834 - Pharmaceutical Preparations  
Lowenstein Sandler LLP Zomedica Pharmaceuticals Corp. ZOM S-1 2834 - Pharmaceutical Preparations  
Lucosky Brookman LLP Esports Entertainment Group, Inc. GMBL S-1 7900 - Services-Amusement & Recreation Services  
Maslon LLP Predictive Oncology, Inc. BIOR S-1 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies  
Mayer Brown LLP Great Ajax, Corp. AJX S-3 6798 - Real Estate Investment Trusts  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. Caladrius Biosciences, Inc. CLBS S-1 8090 - Services-Misc Health & Allied Services, NEC  
Morrison & Foerster LLP Ekso Bionics Holdings, Inc. EKSO S-3 3569 - General Industrial Machinery & Equipment, NEC  
Nutter, McClennen & Fish, LLP Eastern Bankshares, Inc.   S-1 6035 - Savings Institution, Federally Chartered  
O'Melveny & Myers LLP Centrus Energy Corp. LEU S-3 1400 - Mining & Quarrying of Nonmetallic Minerals (No Fuels)  
O'Melveny & Myers LLP Nkarta, Inc.   S-1 2834 - Pharmaceutical Preparations
  • Cowen and Company, LLC
  • Evercore Group L.L.C.
  • Stifel, Nicolaus & Company, Incorporated
Pillsbury Winthrop Shaw Pittman LLP Nikola Corp. NKLA S-1 3711 - Motor Vehicles & Passenger Car Bodies  
Polsinelli PC Humanigen, Inc. HGEN S-1 2834 - Pharmaceutical Preparations  
Schiff Hardin LLP Datasea Inc. DTSS S-3 7372 - Services-Prepackaged Software  
Sichenzia Ross Ference LLP Jupiter Wellness, Inc.   S-1 2844 - Perfumes, Cosmetics & Other Toilet Preparations
  • WestPark Capital, Inc.
Skadden, Arps, Slate, Meagher & Flom LLP Trean Insurance Group, Inc.   S-1 6331 - Fire, Marine & Casualty Insurance
  • J.P. Morgan Securities LLC
  • Evercore Group, L.L.C.
  • William Blair & Company, L.L.C.
Skadden, Arps, Slate, Meagher & Flom LLP Bluecity Holdings Ltd.   F-1 7374 - Services-Computer Processing & Data Preparation
  • AMTD Global Markets Limited
  • CLSA Limited
  • Loop Capital Markets LLC
Stikeman Elliott LLP Aeterna Zentaris Inc.   F-1 2834 - Pharmaceutical Preparations  
Stradley Ronon Stevens & Young, LLP Customers Bancorp, Inc. CUBI S-3 6022 - State Commercial Banks  
Sullivan & Cromwell LLP Draftkings Inc. DKNG S-1 7990 - Services-Miscellaneous Amusement & Recreation
  • Goldman Sachs & Co. LLC
  • Credit Suisse Securities (USA) LLC
Wachtell, Lipton, Rosen & Katz Iac Holdings, Inc.   S-1 5990 - Retail-Retail Stores, NEC  
Willkie Farr & Gallagher LLP Ab Multi-Manager Alternative Fund NA N-2    

Subscribe

Subscribe

Subscribe

Subscribe

Toppan Merrill


Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


toppanmerrill.com


Show more posts from author

Most Popular Articles

Most Popular Articles

Most Popular Articles

Most Popular Articles