There were 66 transactions filed with the SEC last week.
Congratulations to all of the corporations and law firms that selected our transactions services, including Bicycle Therapeutics PLC w/ Cooley LLP, Polypid Ltd. w/ Cooley LLP, Clarivate Plc w/ Davis Polk & Wardwell LLP, Owl Rock Capital Corp III w/ Eversheds Sutherland (US) LLP, Lindblad Expeditions Holdings, Inc. w/ Foley & Lardner LLP, Klx Energy Services Holdings, Inc. w/ Freshfields Bruckhaus Deringer US LLP, Axcella Health Inc. w/ Goodwin Procter LLP, Idera Pharmaceuticals, Inc. w/ Morgan, Lewis & Bockius LLP, Jaguar Health, Inc. w/ Reed Smith LLP, Applied Therapeutics Inc. w/ Skadden, Arps, Slate, Meagher & Flom LLP, Trebia Acquisition Corp. w/ Weil, Gotshal & Manges LLP, Akouos, Inc. w/ Wilmer Cutler Pickering Hale and Dorr LLP.
We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.
Please contact us here if you need help supporting a mission-critical deal, with peace of mind.
Subscribe to our Community for more information on SEC updates, capital markets, compliance, corporate governance and investor relations solutions.
Company Name: Lincoln National Life Insurance Co /In/
Form Type: S-3
Industry: 6311 - Life Insurance
Underwriters:
Company Name: Amerant Bancorp Inc. (Symbol: AMTB)
Form Type: S-3
Industry: 6021 - National Commercial Banks
Underwriters:
Company Name: Masterworks 017, Llc
Form Type: 1-A
Industry:
Underwriters:
- SDDCO Brokerage Advisors LLC
Company Name: Can B Corp (Symbol: CANB)
Form Type: 1-A
Industry: 5122 - Wholesale-Drugs, Proprietaries & Druggists' Sundries
Underwriters:
Company Name: Zix Corp (Symbol: ZIXI)
Form Type: S-3
Industry: 7374 - Services-Computer Processing & Data Preparation
Underwriters:
Company Name: Dlh Holdings Corp. (Symbol: DLHC)
Form Type: S-3
Industry: 7363 - Services-Help Supply Services
Underwriters:
Company Name: Archerdx, Inc.
Form Type: S-1
Industry: 2835 - In Vitro & In Vivo Diagnostic Substances
Underwriters:
- J.P. Morgan Securities LLC
- BofA Securities, Inc.
- Stifel, Nicolaus & Company, Inc.
Company Name: Bicycle Therapeutics Plc (Symbol: BCYC)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Cidara Therapeutics, Inc. (Symbol: CDTX)
Form Type: S-3
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
Company Name: Intersect Ent, Inc. (Symbol: XENT)
Form Type: S-3
Industry: 3841 - Surgical & Medical Instruments & Apparatus
Underwriters:
Company Name: Kadmon Holdings, Inc. (Symbol: KDMN)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Ngm Biopharmaceuticals Inc (Symbol: NGM)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Sonim Technologies Inc (Symbol: SONM)
Form Type: S-1
Industry: 3661 - Telephone & Telegraph Apparatus
Underwriters:
- Oppenheimer & Co. Inc.
- Lake Street Capital Markets, LLC
Company Name: Polypid Ltd.
Form Type: F-1
Industry: 3841 - Surgical & Medical Instruments & Apparatus
Underwriters:
- Barclays Capital Inc.
- BMO Capital Markets Corp.
- Raymond James & Associates, Inc.
Company Name: Clarivate Plc
Form Type: S-1
Industry: 7374 - Services-Computer Processing & Data Preparation
Underwriters:
- Citigroup Global Markets Inc.
- Goldman Sachs & Co. LLC
Company Name: Titan Medical Inc
Form Type: F-1
Industry: 3841 - Surgical & Medical Instruments & Apparatus
Underwriters:
Company Name: Owl Rock Capital Corp Iii
Form Type: 10-12G
Industry:
Underwriters:
Company Name: Achieve Life Sciences, Inc. (Symbol: ACHV)
Form Type: S-1
Industry: 2835 - In Vitro & In Vivo Diagnostic Substances
Underwriters:
Company Name: Lindblad Expeditions Holdings, Inc. (Symbol: CLAC)
Form Type: S-3
Industry: 4700 - Transportation Services
Underwriters:
Company Name: Klx Energy Services Holdings, Inc. (Symbol: KLXE)
Form Type: S-4
Industry: 1389 - Oil & Gas Field Services, NEC
Underwriters:
Company Name: Axcella Health Inc. (Symbol: AXLA)
Form Type: S-3
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
Company Name: Dynatrace, Inc. (Symbol: DT)
Form Type: S-1
Industry: 7372 - Services-Prepackaged Software
Underwriters:
- Goldman Sachs & Co. LLC
- J.P. Morgan Securities LLC
Company Name: Fusion Pharmaceuticals Inc.
Form Type: S-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
- Morgan Stanley & Co. LLC
- Jefferies LLC
- Cowen and Company, LLC
Company Name: Vascular Biogenics Ltd. (Symbol: VBLT)
Form Type: F-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Destination Xl Group, Inc. (Symbol: CMRG)
Form Type: S-3
Industry: 5651 - Retail-Family Clothing Stores
Underwriters:
Company Name: Doubledown Interactive Co., Ltd.
Form Type: F-1
Industry: 7374 - Services-Computer Processing & Data Preparation
Underwriters:
- J.P. Morgan Securities LLC
- BofA Securities, Inc.
- Macquarie Capital (USA) Inc.
Company Name: Hirequest, Inc. (Symbol: HQI)
Form Type: S-1
Industry: 7363 - Services-Help Supply Services
Underwriters:
Company Name: Westwater Resources, Inc. (Symbol: WWR)
Form Type: S-1
Industry: 1000 - Metal Mining
Underwriters:
Company Name: Kraig Biocraft Laboratories, Inc
Form Type: S-1
Industry: 2820 - Plastic Mail, Synth Resin/Rubber, Cellulos (No Glass)
Underwriters:
- Maxim Group LLC
Company Name: Evanston Alternative Opportunities Fund
Form Type: N-2
Industry:
Underwriters:
Company Name: Qmis Tbs Capital Group Corp.
Form Type: S-1
Industry:
Underwriters:
Company Name: Acap Strategic Fund (Symbol: N/A)
Form Type: N-2
Industry:
Underwriters:
Company Name: Precision Biosciences Inc (Symbol: DTIL)
Form Type: S-3
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
Company Name: Ideaya Biosciences, Inc. (Symbol: IDYA)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Biolase, Inc (Symbol: BIOL)
Form Type: S-1
Industry: 3843 - Dental Equipment & Supplies
Underwriters:
Company Name: Cannabis Global, Inc. (Symbol: MCTC)
Form Type: S-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
Company Name: Father Time, Inc.
Form Type: S-1
Industry: 7372 - Services-Prepackaged Software
Underwriters:
Company Name: Intec Pharma Ltd. (Symbol: NTEC)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Genius Brands International, Inc. (Symbol: GNUS)
Form Type: S-3
Industry: 7812 - Services-Motion Picture & Video Tape Production
Underwriters:
Company Name: Molecular Templates, Inc. (Symbol: MTEM)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Idera Pharmaceuticals, Inc. (Symbol: HBY)
Form Type: S-3
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
Company Name: Clikia Corp. (Symbol: MKAU)
Form Type: 1-A
Industry: 7500 - Services-Automotive Repair, Services & Parking
Underwriters:
Company Name: Digimarc Corp (Symbol: DMRC)
Form Type: S-3
Industry: 7373 - Services-Computer Integrated Systems Design
Underwriters:
Company Name: Carriage Services Inc (Symbol: CSV)
Form Type: S-3
Industry: 7200 - Services-Personal Services
Underwriters:
Company Name: Gladstone Companies, Inc.
Form Type: 1-A
Industry: 6282 - Investment Advice
Underwriters:
- Timbrel Capital
Company Name: Jaguar Health, Inc. (Symbol: JAGX)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Castor Maritime Inc.
Form Type: F-1
Industry: 4412 - Deep Sea Foreign Transportation of Freight
Underwriters:
- Maxim Group LLC
Company Name: Valvoline Inc (Symbol: VVV)
Form Type: S-4
Industry: 2990 - Miscellaneous Products of Petroleum & Coal
Underwriters:
Company Name: Trico Bancshares / (Symbol: tcbk)
Form Type: S-3
Industry: 6022 - State Commercial Banks
Underwriters:
Company Name: Greenwich Lifesciences, Inc.
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
- Aegis Capital Corp
Company Name: Lexaria Bioscience Corp. (Symbol: LXRP)
Form Type: S-1
Industry: 1000 - Metal Mining
Underwriters:
Company Name: American Condor Resources, Corp
Form Type: 1-A
Industry: 1400 - Mining & Quarrying of Nonmetallic Minerals (No Fuels)
Underwriters:
Company Name: Applied Therapeutics Inc. (Symbol: APLT)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Blockchain Of Things, Inc.
Form Type: 10-12G
Industry:
Underwriters:
Company Name: Camber Energy, Inc. (Symbol: LEI)
Form Type: S-4
Industry: 1311 - Crude Petroleum & Natural Gas
Underwriters:
Company Name: Navidea Biopharmaceuticals, Inc. (Symbol: NAVB)
Form Type: S-1
Industry: 2835 - In Vitro & In Vivo Diagnostic Substances
Underwriters:
Company Name: Pacific Ethanol, Inc. (Symbol: PEIX)
Form Type: S-3
Industry: 2860 - Industrial Organic Chemicals
Underwriters:
Company Name: Trebia Acquisition Corp.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Credit Suisse Securities (USA) LLC
- BofA Securities, Inc.
- Moelis & Company LLC
Company Name: Akouos, Inc.
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
- BofA Securities, Inc.
- Cowen and Company, LLC
- Piper Sandler & Co.
Company Name: State Street Corp (Symbol: STT)
Form Type: S-3
Industry: 6022 - State Commercial Banks
Underwriters:
Company Name: Agora, Inc.
Form Type: F-1
Industry: 7372 - Services-Prepackaged Software
Underwriters:
- Morgan Stanley & Co. LLC
- BofA Securities, Inc.
Company Name: Quhuo Ltd
Form Type: F-1
Industry: 7389 - Services-Business Services, NEC
Underwriters:
- Roth Capital Partners, LLC
- Valuable Capital Limited
- Tiger Brokers (NZ) Limited
Company Name: Transphorm, Inc.
Form Type: S-1
Industry: 3674 - Semiconductors & Related Devices
Underwriters:
Company Name: Xenon Pharmaceuticals Inc. (Symbol: XENE)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: 9 Meters Biopharma, Inc. (Symbol: NMTR)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Citius Pharmaceuticals, Inc. (Symbol: CTXR)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Account / Firm | Company Name | Symbol | Form Type | Industry | Underwriters |
---|---|---|---|---|---|
Lincoln National Life Insurance Co /In/ | S-3 | 6311 - Life Insurance | |||
Akerman LLP | Amerant Bancorp Inc. | AMTB | S-3 | 6021 - National Commercial Banks | |
Anthony L.G., PLLC | Masterworks 017, Llc | 1-A |
|
||
Austin Legal Group, APC | Can B Corp | CANB | 1-A | 5122 - Wholesale-Drugs, Proprietaries & Druggists' Sundries | |
Baker Botts L.L.P. | Zix Corp | ZIXI | S-3 | 7374 - Services-Computer Processing & Data Preparation | |
Becker & Poliakoff LLP | Dlh Holdings Corp. | DLHC | S-3 | 7363 - Services-Help Supply Services | |
Cooley LLP | Archerdx, Inc. | S-1 | 2835 - In Vitro & In Vivo Diagnostic Substances |
|
|
Cooley LLP | Bicycle Therapeutics Plc | BCYC | S-3 | 2834 - Pharmaceutical Preparations | |
Cooley LLP | Cidara Therapeutics, Inc. | CDTX | S-3 | 2836 - Biological Products, (No Disgnostic Substances) | |
Cooley LLP | Intersect Ent, Inc. | XENT | S-3 | 3841 - Surgical & Medical Instruments & Apparatus | |
Cooley LLP | Kadmon Holdings, Inc. | KDMN | S-3 | 2834 - Pharmaceutical Preparations | |
Cooley LLP | NGM Biopharmaceuticals, Inc | NGM | S-3 | 2834 - Pharmaceutical Preparations | |
Cooley LLP | Sonim Technologies, Inc. | SONM | S-1 | 3661 - Telephone & Telegraph Apparatus |
|
Cooley LLP | Polypid Ltd. | F-1 | 3841 - Surgical & Medical Instruments & Apparatus |
|
|
Davis Polk & Wardwell LLP | Clarivate PLC | S-1 | 7374 - Services-Computer Processing & Data Preparation |
|
|
Dorsey & Whitney LLP | Titan Medical, Inc. | F-1 | 3841 - Surgical & Medical Instruments & Apparatus | ||
Eversheds Sutherland (US) LLP | Owl Rock Capital Corp. III | 10-12G | |||
Fenwick & West LLP | Achieve Life Sciences, Inc. | ACHV | S-1 | 2835 - In Vitro & In Vivo Diagnostic Substances | |
Foley & Lardner LLP | Lindblad Expeditions Holdings, Inc. | CLAC | S-3 | 4700 - Transportation Services | |
Freshfields Bruckhaus Deringer US LLP | Klx Energy Services Holdings, Inc. | KLXE | S-4 | 1389 - Oil & Gas Field Services, NEC | |
Goodwin Procter LLP | Axcella Health, Inc. | AXLA | S-3 | 2836 - Biological Products, (No Disgnostic Substances) | |
Goodwin Procter LLP | Dynatrace, Inc. | DT | S-1 | 7372 - Services-Prepackaged Software |
|
Goodwin Procter LLP | Fusion Pharmaceuticals, Inc. | S-1 | 2836 - Biological Products, (No Disgnostic Substances) |
|
|
Goodwin Procter LLP | Vascular Biogenics, Ltd. | VBLT | F-1 | 2834 - Pharmaceutical Preparations | |
Greenberg Traurig, LLP | Destination Xl Group, Inc. | CMRG | S-3 | 5651 - Retail-Family Clothing Stores | |
Greenberg Traurig, LLP | Doubledown Interactive Co., Ltd. | F-1 | 7374 - Services-Computer Processing & Data Preparation |
|
|
Hill Ward Henderson | Hirequest, Inc. | HQI | S-1 | 7363 - Services-Help Supply Services | |
Hogan Lovells US LLP | Westwater Resources, Inc. | WWR | S-1 | 1000 - Metal Mining | |
Hunter Taubman Fischer & Li LLC | Kraig Biocraft Laboratories, Inc. | S-1 | 2820 - Plastic Mail, Synth Resin/Rubber, Cellulos (No Glass) |
|
|
K&L Gates LLP | Evanston Alternative Opportunities Fund | N-2 | |||
Kirton McConkie, P.C. | Qmis Tbs Capital Group Corp. | S-1 | |||
Kramer Levin Naftalis & Frankel LLP | Acap Strategic Fund | N/A | N-2 | ||
Latham & Watkins LLP | Precision Biosciences, Inc. | DTIL | S-3 | 2836 - Biological Products, (No Disgnostic Substances) | |
Latham & Watkins LLP | Ideaya Biosciences, Inc. | IDYA | S-3 | 2834 - Pharmaceutical Preparations | |
Loeb & Loeb LLP | Biolase, Inc. | BIOL | S-1 | 3843 - Dental Equipment & Supplies | |
Mailander Law Office, Inc. | Cannabis Global, Inc. | MCTC | S-1 | 2836 - Biological Products, (No Disgnostic Substances) | |
McMurdo Law Group, LLC | Father Time, Inc. | S-1 | 7372 - Services-Prepackaged Software | ||
Meitar Liquornik Geva Leshem Tal | Intec Pharma Ltd. | NTEC | S-1 | 2834 - Pharmaceutical Preparations | |
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Genius Brands International, Inc. | GNUS | S-3 | 7812 - Services-Motion Picture & Video Tape Production | |
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Molecular Templates, Inc. | MTEM | S-3 | 2834 - Pharmaceutical Preparations | |
Morgan, Lewis & Bockius LLP | Idera Pharmaceuticals, Inc. | HBY | S-3 | 2836 - Biological Products, (No Disgnostic Substances) | |
NEWLAN & NEWLAN, LTD | Clikia Corp. | MKAU | 1-A | 7500 - Services-Automotive Repair, Services & Parking | |
Perkins Coie LLP | Digimarc Corp. | DMRC | S-3 | 7373 - Services-Computer Integrated Systems Design | |
Porter Hedges LLP | Carriage Services, Inc. | CSV | S-3 | 7200 - Services-Personal Services | |
Proskauer Rose LLP | Gladstone Companies, Inc. | 1-A | 6282 - Investment Advice |
|
|
Reed Smith LLP | Jaguar Health, Inc. | JAGX | S-3 | 2834 - Pharmaceutical Preparations | |
Seward & Kissel LLP | Castor Maritime, Inc. | F-1 | 4412 - Deep Sea Foreign Transportation of Freight |
|
|
Shearman & Sterling LLP | Valvoline, Inc. | VVV | S-4 | 2990 - Miscellaneous Products of Petroleum & Coal | |
Sheppard, Mullin, Richter & Hampton LLP | Trico Bancshares | tcbk | S-3 | 6022 - State Commercial Banks | |
Sheppard, Mullin, Richter & Hampton LLP | Greenwich Lifesciences, Inc. | S-1 | 2834 - Pharmaceutical Preparations |
|
|
Sichenzia Ross Ference LLP | Lexaria Bioscience Corp. | LXRP | S-1 | 1000 - Metal Mining | |
Simmons Associates, Ltd. | American Condor Resources, Corp. | 1-A | 1400 - Mining & Quarrying of Nonmetallic Minerals (No Fuels) | ||
Skadden, Arps, Slate, Meagher & Flom LLP | Applied Therapeutics Inc. | APLT | S-3 | 2834 - Pharmaceutical Preparations | |
The Doney Law Firm | Blockchain Of Things, Inc. | 10-12G | |||
The McGeary Law Firm, P.C. | Camber Energy, Inc. | LEI | S-4 | 1311 - Crude Petroleum & Natural Gas | |
Thompson Hine LLP | Navidea Biopharmaceuticals, Inc. | NAVB | S-1 | 2835 - In Vitro & In Vivo Diagnostic Substances | |
Troutman Sanders LLP | Pacific Ethanol, Inc. | PEIX | S-3 | 2860 - Industrial Organic Chemicals | |
Weil, Gotshal & Manges LLP | Trebia Acquisition Corp. | S-1 | 6770 - Blank Checks |
|
|
Wilmer Cutler Pickering Hale and Dorr LLP | Akouos, Inc. | S-1 | 2834 - Pharmaceutical Preparations |
|
|
Wilmer Cutler Pickering Hale and Dorr LLP | State Street Corp. | STT | S-3 | 6022 - State Commercial Banks | |
Wilson Sonsini Goodrich & Rosati Professional Corporation | Agora, Inc. | F-1 | 7372 - Services-Prepackaged Software |
|
|
Wilson Sonsini Goodrich & Rosati Professional Corporation | Quhuo Ltd. | F-1 | 7389 - Services-Business Services, NEC |
|
|
Wilson Sonsini Goodrich & Rosati, P.C. | Transphorm, Inc. | S-1 | 3674 - Semiconductors & Related Devices | ||
Wilson Sonsini Goodrich & Rosati, Professional Corporation | Xenon Pharmaceuticals, Inc. | XENE | S-3 | 2834 - Pharmaceutical Preparations | |
Wyrick Robbins Yates & Ponton LLP | 9 Meters Biopharma, Inc. | NMTR | S-3 | 2834 - Pharmaceutical Preparations | |
Wyrick Robbins Yates & Ponton LLP | Citius Pharmaceuticals, Inc. | CTXR | S-1 | 2834 - Pharmaceutical Preparations |