IPOs and Transactions: June 1 - 5
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 66 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Bicycle Therapeutics PLC w/ Cooley LLP, Polypid Ltd. w/ Cooley LLP, Clarivate Plc w/ Davis Polk & Wardwell LLP, Owl Rock Capital Corp III w/ Eversheds Sutherland (US) LLP, Lindblad Expeditions Holdings, Inc. w/ Foley & Lardner LLP, Klx Energy Services Holdings, Inc. w/ Freshfields Bruckhaus Deringer US LLP, Axcella Health Inc. w/ Goodwin Procter LLP, Idera Pharmaceuticals, Inc. w/ Morgan, Lewis & Bockius LLP, Jaguar Health, Inc. w/ Reed Smith LLP, Applied Therapeutics Inc. w/ Skadden, Arps, Slate, Meagher & Flom LLP, Trebia Acquisition Corp. w/ Weil, Gotshal & Manges LLP, Akouos, Inc. w/ Wilmer Cutler Pickering Hale and Dorr LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Lincoln National Life Insurance Co /In/   S-3 6311 - Life Insurance  
Akerman LLP Amerant Bancorp Inc. AMTB S-3 6021 - National Commercial Banks  
Anthony L.G., PLLC Masterworks 017, Llc   1-A  
  • SDDCO Brokerage Advisors LLC
Austin Legal Group, APC Can B Corp CANB 1-A 5122 - Wholesale-Drugs, Proprietaries & Druggists' Sundries  
Baker Botts L.L.P. Zix Corp ZIXI S-3 7374 - Services-Computer Processing & Data Preparation  
Becker & Poliakoff LLP Dlh Holdings Corp. DLHC S-3 7363 - Services-Help Supply Services  
Cooley LLP Archerdx, Inc.   S-1 2835 - In Vitro & In Vivo Diagnostic Substances
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
  • Stifel, Nicolaus & Company, Inc.
Cooley LLP Bicycle Therapeutics Plc BCYC S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Cidara Therapeutics, Inc. CDTX S-3 2836 - Biological Products, (No Disgnostic Substances)  
Cooley LLP Intersect Ent, Inc. XENT S-3 3841 - Surgical & Medical Instruments & Apparatus  
Cooley LLP Kadmon Holdings, Inc. KDMN S-3 2834 - Pharmaceutical Preparations  
Cooley LLP NGM Biopharmaceuticals, Inc NGM S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Sonim Technologies, Inc. SONM S-1 3661 - Telephone & Telegraph Apparatus
  • Oppenheimer & Co. Inc.
  • Lake Street Capital Markets, LLC
Cooley LLP Polypid Ltd.   F-1 3841 - Surgical & Medical Instruments & Apparatus
  • Barclays Capital Inc.
  • BMO Capital Markets Corp.
  • Raymond James & Associates, Inc.
Davis Polk & Wardwell LLP Clarivate PLC   S-1 7374 - Services-Computer Processing & Data Preparation
  • Citigroup Global Markets Inc.
  • Goldman Sachs & Co. LLC
Dorsey & Whitney LLP Titan Medical, Inc.   F-1 3841 - Surgical & Medical Instruments & Apparatus  
Eversheds Sutherland (US) LLP Owl Rock Capital Corp. III   10-12G    
Fenwick & West LLP Achieve Life Sciences, Inc. ACHV S-1 2835 - In Vitro & In Vivo Diagnostic Substances  
Foley & Lardner LLP Lindblad Expeditions Holdings, Inc. CLAC S-3 4700 - Transportation Services  
Freshfields Bruckhaus Deringer US LLP Klx Energy Services Holdings, Inc. KLXE S-4 1389 - Oil & Gas Field Services, NEC  
Goodwin Procter LLP Axcella Health, Inc. AXLA S-3 2836 - Biological Products, (No Disgnostic Substances)  
Goodwin Procter LLP Dynatrace, Inc. DT S-1 7372 - Services-Prepackaged Software
  • Goldman Sachs & Co. LLC
  • J.P. Morgan Securities LLC
Goodwin Procter LLP Fusion Pharmaceuticals, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • Morgan Stanley & Co. LLC
  • Jefferies LLC
  • Cowen and Company, LLC
Goodwin Procter LLP Vascular Biogenics, Ltd. VBLT F-1 2834 - Pharmaceutical Preparations  
Greenberg Traurig, LLP Destination Xl Group, Inc. CMRG S-3 5651 - Retail-Family Clothing Stores  
Greenberg Traurig, LLP Doubledown Interactive Co., Ltd.   F-1 7374 - Services-Computer Processing & Data Preparation
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
  • Macquarie Capital (USA) Inc.
Hill Ward Henderson Hirequest, Inc. HQI S-1 7363 - Services-Help Supply Services  
Hogan Lovells US LLP Westwater Resources, Inc. WWR S-1 1000 - Metal Mining  
Hunter Taubman Fischer & Li LLC Kraig Biocraft Laboratories, Inc.   S-1 2820 - Plastic Mail, Synth Resin/Rubber, Cellulos (No Glass)
  • Maxim Group LLC
K&L Gates LLP Evanston Alternative Opportunities Fund   N-2    
Kirton McConkie, P.C. Qmis Tbs Capital Group Corp.   S-1    
Kramer Levin Naftalis & Frankel LLP Acap Strategic Fund N/A N-2    
Latham & Watkins LLP Precision Biosciences, Inc. DTIL S-3 2836 - Biological Products, (No Disgnostic Substances)  
Latham & Watkins LLP Ideaya Biosciences, Inc. IDYA S-3 2834 - Pharmaceutical Preparations  
Loeb & Loeb LLP Biolase, Inc. BIOL S-1 3843 - Dental Equipment & Supplies  
Mailander Law Office, Inc. Cannabis Global, Inc. MCTC S-1 2836 - Biological Products, (No Disgnostic Substances)  
McMurdo Law Group, LLC Father Time, Inc.   S-1 7372 - Services-Prepackaged Software  
Meitar Liquornik Geva Leshem Tal Intec Pharma Ltd. NTEC S-1 2834 - Pharmaceutical Preparations  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Genius Brands International, Inc. GNUS S-3 7812 - Services-Motion Picture & Video Tape Production  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Molecular Templates, Inc. MTEM S-3 2834 - Pharmaceutical Preparations  
Morgan, Lewis & Bockius LLP Idera Pharmaceuticals, Inc. HBY S-3 2836 - Biological Products, (No Disgnostic Substances)  
NEWLAN & NEWLAN, LTD Clikia Corp. MKAU 1-A 7500 - Services-Automotive Repair, Services & Parking  
Perkins Coie LLP Digimarc Corp. DMRC S-3 7373 - Services-Computer Integrated Systems Design  
Porter Hedges LLP Carriage Services, Inc. CSV S-3 7200 - Services-Personal Services  
Proskauer Rose LLP Gladstone Companies, Inc.   1-A 6282 - Investment Advice
  • Timbrel Capital
Reed Smith LLP Jaguar Health, Inc. JAGX S-3 2834 - Pharmaceutical Preparations  
Seward & Kissel LLP Castor Maritime, Inc.   F-1 4412 - Deep Sea Foreign Transportation of Freight
  • Maxim Group LLC
Shearman & Sterling LLP Valvoline, Inc. VVV S-4 2990 - Miscellaneous Products of Petroleum & Coal  
Sheppard, Mullin, Richter & Hampton LLP Trico Bancshares  tcbk S-3 6022 - State Commercial Banks  
Sheppard, Mullin, Richter & Hampton LLP Greenwich Lifesciences, Inc.   S-1 2834 - Pharmaceutical Preparations
  • Aegis Capital Corp
Sichenzia Ross Ference LLP Lexaria Bioscience Corp. LXRP S-1 1000 - Metal Mining  
Simmons Associates, Ltd. American Condor Resources, Corp.   1-A 1400 - Mining & Quarrying of Nonmetallic Minerals (No Fuels)  
Skadden, Arps, Slate, Meagher & Flom LLP Applied Therapeutics Inc. APLT S-3 2834 - Pharmaceutical Preparations  
The Doney Law Firm Blockchain Of Things, Inc.   10-12G    
The McGeary Law Firm, P.C. Camber Energy, Inc. LEI S-4 1311 - Crude Petroleum & Natural Gas  
Thompson Hine LLP Navidea Biopharmaceuticals, Inc. NAVB S-1 2835 - In Vitro & In Vivo Diagnostic Substances  
Troutman Sanders LLP Pacific Ethanol, Inc. PEIX S-3 2860 - Industrial Organic Chemicals  
Weil, Gotshal & Manges LLP Trebia Acquisition Corp.   S-1 6770 - Blank Checks
  • Credit Suisse Securities (USA) LLC
  • BofA Securities, Inc.
  • Moelis & Company LLC
Wilmer Cutler Pickering Hale and Dorr LLP Akouos, Inc.   S-1 2834 - Pharmaceutical Preparations
  • BofA Securities, Inc.
  • Cowen and Company, LLC
  • Piper Sandler & Co. 
Wilmer Cutler Pickering Hale and Dorr LLP State Street Corp. STT S-3 6022 - State Commercial Banks  
Wilson Sonsini Goodrich & Rosati Professional Corporation Agora, Inc.   F-1 7372 - Services-Prepackaged Software
  • Morgan Stanley & Co. LLC
  • BofA Securities, Inc.
Wilson Sonsini Goodrich & Rosati Professional Corporation Quhuo Ltd.   F-1 7389 - Services-Business Services, NEC
  • Roth Capital Partners, LLC
  • Valuable Capital Limited
  • Tiger Brokers (NZ) Limited
Wilson Sonsini Goodrich & Rosati, P.C. Transphorm, Inc.   S-1 3674 - Semiconductors & Related Devices  
Wilson Sonsini Goodrich & Rosati, Professional Corporation Xenon Pharmaceuticals, Inc. XENE S-3 2834 - Pharmaceutical Preparations  
Wyrick Robbins Yates & Ponton LLP 9 Meters Biopharma, Inc. NMTR S-3 2834 - Pharmaceutical Preparations  
Wyrick Robbins Yates & Ponton LLP Citius Pharmaceuticals, Inc. CTXR S-1 2834 - Pharmaceutical Preparations  

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Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


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