IPOs and Transactions: July 6 - 10
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 59 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Winc, Inc. w/ CrowdCheck Law LLP, Centogene N.V. w/ Davis Polk & Wardwell London LLP, Owl Rock Capital Corp w/ Eversheds Sutherland (US) LLP, Akero Therapeutics, Inc. w/ Goodwin Procter LLP, Marinus Pharmaceuticals Inc w/ Hogan Lovells US LLP, Baosheng Media Group Holdings Ltd w/ Hunter Taubman Fischer & Li LLC, Coronado Global Resources Inc. w/ Jones Day, Cinedigm Corp. w/ Kelley Drye & Warren LLP, Norwegian Cruise Line Holdings Ltd. w/ Kirkland & Ellis LLP, Ping Identity Holding Corp. w/ Kirkland & Ellis LLP, Ani Pharmaceuticals Inc w/ Orrick, Herrington & Sutcliffe LLP, Vision Marine Technologies Inc. w/ Ortoli Rosenstadt LLP, Rocket Companies, Inc. w/ Paul, Weiss, Rifkind, Wharton & Garrison LLP, Ace Convergence Acquisition Corp. w/ Skadden, Arps, Slate, Meagher & Flom LLP, Li Auto Inc. w/ Skadden, Arps, Slate, Meagher & Flom LLP, Summit Wireless Technologies, Inc. w/ Sullivan & Worcester LLP, Enviva Partners, Lp w/ Vinson & Elkins L.L.P.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Estate Of Hazine C Chery   F-1    
  Professional Idiots Inc   1-A    
  Red Oak Capital Fund V, Llc   1-A    
Anthony L.G., PLLC Masterworks 018, Llc   1-A  
  • Independent Brokerage Solutions LLC
Brunson, Chandler & Jones PLLC Life On Earth, Inc. LFER 1-A 2080 - Beverages  
Chapman and Cutler LLP Rivernorth Flexible Municipal Income Fund Ii, Inc.   N-2    
Cooley LLP Vir Biotechnology, Inc. VIR S-1 2836 - Biological Products, (No Disgnostic Substances)
  • Goldman Sachs & Co. LLC
  • BofA Securities, Inc.
  • Cowen and Company, LLC
Cooley LLP Vital Farms, Inc.   S-1 2000 - Food and Kindred Products
  • Goldman Sachs & Co. LLC
  • Morgan Stanley & Co. LLC
  • Credit Suisse Securities (USA) LLC
Cravath, Swaine & Moore LLP Pg&E Corp PCG S-3 4931 - Electric & Other Services Combined  
CrowdCheck Law LLP Winc, Inc.   1-A 5900 - Retail-Miscellaneous Retail
  • Dalmore Group LLC
Dale S. Bergman, P.A. Greater Cannabis Company, Inc. GCAN S-1 2834 - Pharmaceutical Preparations  
Davis Polk & Wardwell LLP Vasta Platform Ltd   F-1 8200 - Services-Educational Services
  • Goldman Sachs & Co. LLC
  • BofA Securities, Inc.
  • Morgan Stanley & Co. LLC
Davis Polk & Wardwell London LLP Centogene N.V.   F-1 8071 - Services-Medical Laboratories
  • Credit Suisse Securities (USA) LLC
  • SVB Leerink LLC
  • Robert W. Baird & Co. Incorporated
Dentons US LLP Invo Bioscience, Inc. IVOB S-1 3841 - Surgical & Medical Instruments & Apparatus  
DLA Piper LLP (US) Ibex Ltd   F-1 7374 - Services-Computer Processing & Data Preparation
  • Citigroup Global Markets Inc.
  • RBC Capital Markets, LLC
  • Robert W. Baird & Co. Incorporated
Dorsey & Whitney LLP Akerna Corp. KERN S-1 7374 - Services-Computer Processing & Data Preparation  
Eversheds Sutherland (US) LLP Owl Rock Capital Corp ORCC N-2    
Faegre Drinker Biddle & Reath LLP Century Casinos Inc /Co/ CNTY S-3 7011 - Hotels & Motels  
Fenwick & West LLP Amyris, Inc. AMRS S-1 2860 - Industrial Organic Chemicals  
Fenwick & West LLP Aeglea Biotherapeutics, Inc. AGLE S-3 2834 - Pharmaceutical Preparations  
Fenwick & West LLP Stoke Therapeutics, Inc. STOK S-3 2834 - Pharmaceutical Preparations  
Fox Rothschild LLP Bio Key International Inc BKYI S-1 3576 - Computer Communications Equipment
  • Maxim Group LLC
Gibson, Dunn & Crutcher LLP Phio Pharmaceuticals Corp. PHIO S-1 2834 - Pharmaceutical Preparations  
Gibson, Dunn & Crutcher LLP 89Bio, Inc. ETNB S-1 2834 - Pharmaceutical Preparations
  • BofA Securities, Inc.
  • SVB Leerink LLC
  • RBC Capital Markets, LLC
Goodwin Procter LLP Akero Therapeutics, Inc. AKRO S-1 2834 - Pharmaceutical Preparations
  • J.P. Morgan Securities LLC
  • Morgan Stanley & Co. LLC
  • Jefferies LLC
Goodwin Procter LLP Allovir, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • Morgan Stanley & Co. LLC
  • J.P. Morgan Securities LLC
  • SVB Leerink LLC
Hogan Lovells US LLP Innovation Pharmaceuticals Inc. IPIX S-3 2834 - Pharmaceutical Preparations  
Hogan Lovells US LLP Marinus Pharmaceuticals Inc MRNS S-3 2834 - Pharmaceutical Preparations  
Hogan Lovells US LLP Rexahn Pharmaceuticals, Inc. RNN S-4 2834 - Pharmaceutical Preparations  
Hunter Taubman Fischer & Li LLC Baosheng Media Group Holdings Ltd   F-1 7389 - Services-Business Services, NEC
  • Univest Securities, LLC
Hunter Taubman Fischer & Li, LLC Td Holdings, Inc. GLG S-3 6021 - National Commercial Banks  
Jones Day Coronado Global Resources Inc. CRN S-3 1220 - Bituminous Coal & Lignite Mining  
K&L Gates LLP Calvert High Income Municipal Term Trust   N-2    
K&L Gates LLP Calvert High Income Term Trust   N-2    
Kelley Drye & Warren LLP Cinedigm Corp. CIDM S-3 7841 - Services-Video Tape Rental  
Kirkland & Ellis LLP Norwegian Cruise Line Holdings Ltd. NCLH S-3 4400 - Water Transportation  
Kirkland & Ellis LLP Forum Energy Technologies, Inc. FET S-4 3533 - Oil & Gas Field Machinery & Equipment  
Kirkland & Ellis LLP Oak Street Health, Inc.   S-1 8000 - Services-Health Services
  • J.P. Morgan Securities LLC
  • Goldman Sachs & Co. LLC
  • Morgan Stanley & Co. LLC
Kirkland & Ellis LLP Ping Identity Holding Corp. PING S-1 7372 - Services-Prepackaged Software
  • Goldman Sachs & Co. LLC
  • BofA Securities, Inc.
  • RBC Capital Markets, LLC
Latham & Watkins LLP Ardelyx, Inc. ARDX S-3 2834 - Pharmaceutical Preparations  
Latham & Watkins LLP Revolution Medicines, Inc. RVMD S-1 2836 - Biological Products, (No Disgnostic Substances)
  • J.P. Morgan Securities LLC
  • Cowen and Company, LLC
  • SVB Leerink LLC
Loeb & Loeb LLP Newhold Investment Corp.   S-1 6770 - Blank Checks
  • Stifel, Nicolaus & Company
  • I-Bankers Securities, Inc.
Mayer Brown LLP Gwg Holdings, Inc. GWGH S-4 6311 - Life Insurance  
McDermott Will & Emery LLP Can-Fite Biopharma Ltd.   F-1 2834 - Pharmaceutical Preparations  
Orrick, Herrington & Sutcliffe LLP Ani Pharmaceuticals Inc ANIP S-3 2834 - Pharmaceutical Preparations  
Orrick, Herrington & Sutcliffe LLP Levi Strauss & Co LEVI S-4 2300 - Apparel & Other Finishd Prods of Fabrics & Similar Matl  
Ortoli Rosenstadt LLP Vision Marine Technologies Inc.   F-1 3730 - Ship & Boat Building & Repairing
  • ThinkEquity, a division of Fordham Financial Management, Inc.
Paul, Weiss, Rifkind, Wharton & Garrison LLP Rocket Companies, Inc.   S-1 6162 - Mortgage Bankers & Loan Correspondents
  • Goldman Sachs & Co. LLC
  • Morgan Stanley & Co. LLC
  • Credit Suisse Securities (USA) LLC
Paul, Weiss, Rifkind, Wharton & Garrison LLP Rackspace Technology, Inc.   S-1 7370 - Services-Computer Programming, Data Processing, Etc.
  • Goldman Sachs & Co. LLC
  • Citigroup Global Markets Inc.
  • J.P. Morgan Securities LLC
Sheppard, Mullin, Richter & Hampton LLP Astrotech Corp ASTC S-1 3826 - Laboratory Analytical Instruments  
Skadden, Arps, Slate, Meagher & Flom LLP Ace Convergence Acquisition Corp.   S-1 6770 - Blank Checks
  • Cantor Fitzgerald & Co.
  • Northland Securities, Inc.
Skadden, Arps, Slate, Meagher & Flom LLP Li Auto Inc.   F-1 3711 - Motor Vehicles & Passenger Car Bodies
  • Goldman Sachs (Asia) L.L.C.
  • Morgan Stanley & Co. LLC
  • UBS Securities LLC
Song P.C. Mtbc, Inc. MTBC S-1 7372 - Services-Prepackaged Software
  • B. Riley FBR, Inc.
Sullivan & Worcester LLP Summit Wireless Technologies, Inc. WISA S-1 3674 - Semiconductors & Related Devices  
TroyGould PC Sigma Labs, Inc. SGLB S-3 3990 - Miscellaneous Manufacturing Industries  
Vinson & Elkins L.L.P. Enviva Partners, Lp EVA S-3 2400 - Lumber & Wood Products (No Furniture)  
White & Case LLP Rewalk Robotics Ltd. RWLK S-1 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies  
Wilson Sonsini Goodrich & Rosati, Professional Corporation Alpine Immune Sciences, Inc. ALPN S-3 2834 - Pharmaceutical Preparations  
Winston & Strawn LLP Vistas Media Acquisition Co Inc.   S-1 6770 - Blank Checks
  • I-Bankers Securities, Inc.
  • EarlyBird Capital Inc.
  • US Tiger Securities

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Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


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