There were 59 transactions filed with the SEC last week.
Congratulations to all of the corporations and law firms that selected our transactions services, including Winc, Inc. w/ CrowdCheck Law LLP, Centogene N.V. w/ Davis Polk & Wardwell London LLP, Owl Rock Capital Corp w/ Eversheds Sutherland (US) LLP, Akero Therapeutics, Inc. w/ Goodwin Procter LLP, Marinus Pharmaceuticals Inc w/ Hogan Lovells US LLP, Baosheng Media Group Holdings Ltd w/ Hunter Taubman Fischer & Li LLC, Coronado Global Resources Inc. w/ Jones Day, Cinedigm Corp. w/ Kelley Drye & Warren LLP, Norwegian Cruise Line Holdings Ltd. w/ Kirkland & Ellis LLP, Ping Identity Holding Corp. w/ Kirkland & Ellis LLP, Ani Pharmaceuticals Inc w/ Orrick, Herrington & Sutcliffe LLP, Vision Marine Technologies Inc. w/ Ortoli Rosenstadt LLP, Rocket Companies, Inc. w/ Paul, Weiss, Rifkind, Wharton & Garrison LLP, Ace Convergence Acquisition Corp. w/ Skadden, Arps, Slate, Meagher & Flom LLP, Li Auto Inc. w/ Skadden, Arps, Slate, Meagher & Flom LLP, Summit Wireless Technologies, Inc. w/ Sullivan & Worcester LLP, Enviva Partners, Lp w/ Vinson & Elkins L.L.P.
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Company Name: Estate Of Hazine C Chery
Form Type: F-1
Industry:
Underwriters:
Company Name: Professional Idiots Inc
Form Type: 1-A
Industry:
Underwriters:
Company Name: Red Oak Capital Fund V, Llc
Form Type: 1-A
Industry:
Underwriters:
Company Name: Masterworks 018, Llc
Form Type: 1-A
Industry:
Underwriters:
- Independent Brokerage Solutions LLC
Company Name: Life On Earth, Inc. (Symbol: LFER)
Form Type: 1-A
Industry: 2080 - Beverages
Underwriters:
Company Name: Rivernorth Flexible Municipal Income Fund Ii, Inc.
Form Type: N-2
Industry:
Underwriters:
Company Name: Vir Biotechnology, Inc. (Symbol: VIR)
Form Type: S-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
- Goldman Sachs & Co. LLC
- BofA Securities, Inc.
- Cowen and Company, LLC
Company Name: Vital Farms, Inc.
Form Type: S-1
Industry: 2000 - Food and Kindred Products
Underwriters:
- Goldman Sachs & Co. LLC
- Morgan Stanley & Co. LLC
- Credit Suisse Securities (USA) LLC
Company Name: Pg&E Corp (Symbol: PCG)
Form Type: S-3
Industry: 4931 - Electric & Other Services Combined
Underwriters:
Company Name: Winc, Inc.
Form Type: 1-A
Industry: 5900 - Retail-Miscellaneous Retail
Underwriters:
- Dalmore Group LLC
Company Name: Greater Cannabis Company, Inc. (Symbol: GCAN)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Vasta Platform Ltd
Form Type: F-1
Industry: 8200 - Services-Educational Services
Underwriters:
- Goldman Sachs & Co. LLC
- BofA Securities, Inc.
- Morgan Stanley & Co. LLC
Company Name: Centogene N.V.
Form Type: F-1
Industry: 8071 - Services-Medical Laboratories
Underwriters:
- Credit Suisse Securities (USA) LLC
- SVB Leerink LLC
- Robert W. Baird & Co. Incorporated
Company Name: Invo Bioscience, Inc. (Symbol: IVOB)
Form Type: S-1
Industry: 3841 - Surgical & Medical Instruments & Apparatus
Underwriters:
Company Name: Ibex Ltd
Form Type: F-1
Industry: 7374 - Services-Computer Processing & Data Preparation
Underwriters:
- Citigroup Global Markets Inc.
- RBC Capital Markets, LLC
- Robert W. Baird & Co. Incorporated
Company Name: Akerna Corp. (Symbol: KERN)
Form Type: S-1
Industry: 7374 - Services-Computer Processing & Data Preparation
Underwriters:
Company Name: Owl Rock Capital Corp (Symbol: ORCC)
Form Type: N-2
Industry:
Underwriters:
Company Name: Century Casinos Inc /Co/ (Symbol: CNTY)
Form Type: S-3
Industry: 7011 - Hotels & Motels
Underwriters:
Company Name: Amyris, Inc. (Symbol: AMRS)
Form Type: S-1
Industry: 2860 - Industrial Organic Chemicals
Underwriters:
Company Name: Aeglea Biotherapeutics, Inc. (Symbol: AGLE)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Stoke Therapeutics, Inc. (Symbol: STOK)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Bio Key International Inc (Symbol: BKYI)
Form Type: S-1
Industry: 3576 - Computer Communications Equipment
Underwriters:
- Maxim Group LLC
Company Name: Phio Pharmaceuticals Corp. (Symbol: PHIO)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: 89Bio, Inc. (Symbol: ETNB)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
- BofA Securities, Inc.
- SVB Leerink LLC
- RBC Capital Markets, LLC
Company Name: Akero Therapeutics, Inc. (Symbol: AKRO)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
- J.P. Morgan Securities LLC
- Morgan Stanley & Co. LLC
- Jefferies LLC
Company Name: Allovir, Inc.
Form Type: S-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
- Morgan Stanley & Co. LLC
- J.P. Morgan Securities LLC
- SVB Leerink LLC
Company Name: Innovation Pharmaceuticals Inc. (Symbol: IPIX)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Marinus Pharmaceuticals Inc (Symbol: MRNS)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Rexahn Pharmaceuticals, Inc. (Symbol: RNN)
Form Type: S-4
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Baosheng Media Group Holdings Ltd
Form Type: F-1
Industry: 7389 - Services-Business Services, NEC
Underwriters:
- Univest Securities, LLC
Company Name: Td Holdings, Inc. (Symbol: GLG)
Form Type: S-3
Industry: 6021 - National Commercial Banks
Underwriters:
Company Name: Coronado Global Resources Inc. (Symbol: CRN)
Form Type: S-3
Industry: 1220 - Bituminous Coal & Lignite Mining
Underwriters:
Company Name: Calvert High Income Municipal Term Trust
Form Type: N-2
Industry:
Underwriters:
Company Name: Calvert High Income Term Trust
Form Type: N-2
Industry:
Underwriters:
Company Name: Cinedigm Corp. (Symbol: CIDM)
Form Type: S-3
Industry: 7841 - Services-Video Tape Rental
Underwriters:
Company Name: Norwegian Cruise Line Holdings Ltd. (Symbol: NCLH)
Form Type: S-3
Industry: 4400 - Water Transportation
Underwriters:
Company Name: Forum Energy Technologies, Inc. (Symbol: FET)
Form Type: S-4
Industry: 3533 - Oil & Gas Field Machinery & Equipment
Underwriters:
Company Name: Oak Street Health, Inc.
Form Type: S-1
Industry: 8000 - Services-Health Services
Underwriters:
- J.P. Morgan Securities LLC
- Goldman Sachs & Co. LLC
- Morgan Stanley & Co. LLC
Company Name: Ping Identity Holding Corp. (Symbol: PING)
Form Type: S-1
Industry: 7372 - Services-Prepackaged Software
Underwriters:
- Goldman Sachs & Co. LLC
- BofA Securities, Inc.
- RBC Capital Markets, LLC
Company Name: Ardelyx, Inc. (Symbol: ARDX)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Revolution Medicines, Inc. (Symbol: RVMD)
Form Type: S-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
- J.P. Morgan Securities LLC
- Cowen and Company, LLC
- SVB Leerink LLC
Company Name: Newhold Investment Corp.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Stifel, Nicolaus & Company
- I-Bankers Securities, Inc.
Company Name: Gwg Holdings, Inc. (Symbol: GWGH)
Form Type: S-4
Industry: 6311 - Life Insurance
Underwriters:
Company Name: Can-Fite Biopharma Ltd.
Form Type: F-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Ani Pharmaceuticals Inc (Symbol: ANIP)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Levi Strauss & Co (Symbol: LEVI)
Form Type: S-4
Industry: 2300 - Apparel & Other Finishd Prods of Fabrics & Similar Matl
Underwriters:
Company Name: Vision Marine Technologies Inc.
Form Type: F-1
Industry: 3730 - Ship & Boat Building & Repairing
Underwriters:
- ThinkEquity, a division of Fordham Financial Management, Inc.
Company Name: Rocket Companies, Inc.
Form Type: S-1
Industry: 6162 - Mortgage Bankers & Loan Correspondents
Underwriters:
- Goldman Sachs & Co. LLC
- Morgan Stanley & Co. LLC
- Credit Suisse Securities (USA) LLC
Company Name: Rackspace Technology, Inc.
Form Type: S-1
Industry: 7370 - Services-Computer Programming, Data Processing, Etc.
Underwriters:
- Goldman Sachs & Co. LLC
- Citigroup Global Markets Inc.
- J.P. Morgan Securities LLC
Company Name: Astrotech Corp (Symbol: ASTC)
Form Type: S-1
Industry: 3826 - Laboratory Analytical Instruments
Underwriters:
Company Name: Ace Convergence Acquisition Corp.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Cantor Fitzgerald & Co.
- Northland Securities, Inc.
Company Name: Li Auto Inc.
Form Type: F-1
Industry: 3711 - Motor Vehicles & Passenger Car Bodies
Underwriters:
- Goldman Sachs (Asia) L.L.C.
- Morgan Stanley & Co. LLC
- UBS Securities LLC
Company Name: Mtbc, Inc. (Symbol: MTBC)
Form Type: S-1
Industry: 7372 - Services-Prepackaged Software
Underwriters:
- B. Riley FBR, Inc.
Company Name: Summit Wireless Technologies, Inc. (Symbol: WISA)
Form Type: S-1
Industry: 3674 - Semiconductors & Related Devices
Underwriters:
Company Name: Sigma Labs, Inc. (Symbol: SGLB)
Form Type: S-3
Industry: 3990 - Miscellaneous Manufacturing Industries
Underwriters:
Company Name: Enviva Partners, Lp (Symbol: EVA)
Form Type: S-3
Industry: 2400 - Lumber & Wood Products (No Furniture)
Underwriters:
Company Name: Rewalk Robotics Ltd. (Symbol: RWLK)
Form Type: S-1
Industry: 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies
Underwriters:
Company Name: Alpine Immune Sciences, Inc. (Symbol: ALPN)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Vistas Media Acquisition Co Inc.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- I-Bankers Securities, Inc.
- EarlyBird Capital Inc.
- US Tiger Securities
Account / Firm | Company Name | Symbol | Form Type | Industry | Underwriters |
---|---|---|---|---|---|
Estate Of Hazine C Chery | F-1 | ||||
Professional Idiots Inc | 1-A | ||||
Red Oak Capital Fund V, Llc | 1-A | ||||
Anthony L.G., PLLC | Masterworks 018, Llc | 1-A |
|
||
Brunson, Chandler & Jones PLLC | Life On Earth, Inc. | LFER | 1-A | 2080 - Beverages | |
Chapman and Cutler LLP | Rivernorth Flexible Municipal Income Fund Ii, Inc. | N-2 | |||
Cooley LLP | Vir Biotechnology, Inc. | VIR | S-1 | 2836 - Biological Products, (No Disgnostic Substances) |
|
Cooley LLP | Vital Farms, Inc. | S-1 | 2000 - Food and Kindred Products |
|
|
Cravath, Swaine & Moore LLP | Pg&E Corp | PCG | S-3 | 4931 - Electric & Other Services Combined | |
CrowdCheck Law LLP | Winc, Inc. | 1-A | 5900 - Retail-Miscellaneous Retail |
|
|
Dale S. Bergman, P.A. | Greater Cannabis Company, Inc. | GCAN | S-1 | 2834 - Pharmaceutical Preparations | |
Davis Polk & Wardwell LLP | Vasta Platform Ltd | F-1 | 8200 - Services-Educational Services |
|
|
Davis Polk & Wardwell London LLP | Centogene N.V. | F-1 | 8071 - Services-Medical Laboratories |
|
|
Dentons US LLP | Invo Bioscience, Inc. | IVOB | S-1 | 3841 - Surgical & Medical Instruments & Apparatus | |
DLA Piper LLP (US) | Ibex Ltd | F-1 | 7374 - Services-Computer Processing & Data Preparation |
|
|
Dorsey & Whitney LLP | Akerna Corp. | KERN | S-1 | 7374 - Services-Computer Processing & Data Preparation | |
Eversheds Sutherland (US) LLP | Owl Rock Capital Corp | ORCC | N-2 | ||
Faegre Drinker Biddle & Reath LLP | Century Casinos Inc /Co/ | CNTY | S-3 | 7011 - Hotels & Motels | |
Fenwick & West LLP | Amyris, Inc. | AMRS | S-1 | 2860 - Industrial Organic Chemicals | |
Fenwick & West LLP | Aeglea Biotherapeutics, Inc. | AGLE | S-3 | 2834 - Pharmaceutical Preparations | |
Fenwick & West LLP | Stoke Therapeutics, Inc. | STOK | S-3 | 2834 - Pharmaceutical Preparations | |
Fox Rothschild LLP | Bio Key International Inc | BKYI | S-1 | 3576 - Computer Communications Equipment |
|
Gibson, Dunn & Crutcher LLP | Phio Pharmaceuticals Corp. | PHIO | S-1 | 2834 - Pharmaceutical Preparations | |
Gibson, Dunn & Crutcher LLP | 89Bio, Inc. | ETNB | S-1 | 2834 - Pharmaceutical Preparations |
|
Goodwin Procter LLP | Akero Therapeutics, Inc. | AKRO | S-1 | 2834 - Pharmaceutical Preparations |
|
Goodwin Procter LLP | Allovir, Inc. | S-1 | 2836 - Biological Products, (No Disgnostic Substances) |
|
|
Hogan Lovells US LLP | Innovation Pharmaceuticals Inc. | IPIX | S-3 | 2834 - Pharmaceutical Preparations | |
Hogan Lovells US LLP | Marinus Pharmaceuticals Inc | MRNS | S-3 | 2834 - Pharmaceutical Preparations | |
Hogan Lovells US LLP | Rexahn Pharmaceuticals, Inc. | RNN | S-4 | 2834 - Pharmaceutical Preparations | |
Hunter Taubman Fischer & Li LLC | Baosheng Media Group Holdings Ltd | F-1 | 7389 - Services-Business Services, NEC |
|
|
Hunter Taubman Fischer & Li, LLC | Td Holdings, Inc. | GLG | S-3 | 6021 - National Commercial Banks | |
Jones Day | Coronado Global Resources Inc. | CRN | S-3 | 1220 - Bituminous Coal & Lignite Mining | |
K&L Gates LLP | Calvert High Income Municipal Term Trust | N-2 | |||
K&L Gates LLP | Calvert High Income Term Trust | N-2 | |||
Kelley Drye & Warren LLP | Cinedigm Corp. | CIDM | S-3 | 7841 - Services-Video Tape Rental | |
Kirkland & Ellis LLP | Norwegian Cruise Line Holdings Ltd. | NCLH | S-3 | 4400 - Water Transportation | |
Kirkland & Ellis LLP | Forum Energy Technologies, Inc. | FET | S-4 | 3533 - Oil & Gas Field Machinery & Equipment | |
Kirkland & Ellis LLP | Oak Street Health, Inc. | S-1 | 8000 - Services-Health Services |
|
|
Kirkland & Ellis LLP | Ping Identity Holding Corp. | PING | S-1 | 7372 - Services-Prepackaged Software |
|
Latham & Watkins LLP | Ardelyx, Inc. | ARDX | S-3 | 2834 - Pharmaceutical Preparations | |
Latham & Watkins LLP | Revolution Medicines, Inc. | RVMD | S-1 | 2836 - Biological Products, (No Disgnostic Substances) |
|
Loeb & Loeb LLP | Newhold Investment Corp. | S-1 | 6770 - Blank Checks |
|
|
Mayer Brown LLP | Gwg Holdings, Inc. | GWGH | S-4 | 6311 - Life Insurance | |
McDermott Will & Emery LLP | Can-Fite Biopharma Ltd. | F-1 | 2834 - Pharmaceutical Preparations | ||
Orrick, Herrington & Sutcliffe LLP | Ani Pharmaceuticals Inc | ANIP | S-3 | 2834 - Pharmaceutical Preparations | |
Orrick, Herrington & Sutcliffe LLP | Levi Strauss & Co | LEVI | S-4 | 2300 - Apparel & Other Finishd Prods of Fabrics & Similar Matl | |
Ortoli Rosenstadt LLP | Vision Marine Technologies Inc. | F-1 | 3730 - Ship & Boat Building & Repairing |
|
|
Paul, Weiss, Rifkind, Wharton & Garrison LLP | Rocket Companies, Inc. | S-1 | 6162 - Mortgage Bankers & Loan Correspondents |
|
|
Paul, Weiss, Rifkind, Wharton & Garrison LLP | Rackspace Technology, Inc. | S-1 | 7370 - Services-Computer Programming, Data Processing, Etc. |
|
|
Sheppard, Mullin, Richter & Hampton LLP | Astrotech Corp | ASTC | S-1 | 3826 - Laboratory Analytical Instruments | |
Skadden, Arps, Slate, Meagher & Flom LLP | Ace Convergence Acquisition Corp. | S-1 | 6770 - Blank Checks |
|
|
Skadden, Arps, Slate, Meagher & Flom LLP | Li Auto Inc. | F-1 | 3711 - Motor Vehicles & Passenger Car Bodies |
|
|
Song P.C. | Mtbc, Inc. | MTBC | S-1 | 7372 - Services-Prepackaged Software |
|
Sullivan & Worcester LLP | Summit Wireless Technologies, Inc. | WISA | S-1 | 3674 - Semiconductors & Related Devices | |
TroyGould PC | Sigma Labs, Inc. | SGLB | S-3 | 3990 - Miscellaneous Manufacturing Industries | |
Vinson & Elkins L.L.P. | Enviva Partners, Lp | EVA | S-3 | 2400 - Lumber & Wood Products (No Furniture) | |
White & Case LLP | Rewalk Robotics Ltd. | RWLK | S-1 | 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies | |
Wilson Sonsini Goodrich & Rosati, Professional Corporation | Alpine Immune Sciences, Inc. | ALPN | S-3 | 2834 - Pharmaceutical Preparations | |
Winston & Strawn LLP | Vistas Media Acquisition Co Inc. | S-1 | 6770 - Blank Checks |
|