IPOs and Transactions: July 20 - 24
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 53 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Xpresspa Group, Inc. w/ Bryan Cave Leighton Paisner LLP, Ashford Hospitality Trust Inc w/ Cadwalader, Wickersham & Taft LLP, Ready Capital Corp w/ Clifford Chance US LLP, Good Earth Organics, Inc. w/ CrowdCheck Law LLP, Curevac B.V. w/ Davis Polk & Wardwell LLP, Whole Earth Brands, Inc. w/ DLA Piper LLP (US), 22Nd Century Group, Inc. w/ Foley & Lardner LLP, Brookline Bancorp Inc w/ Goodwin Procter LLP, Cyclerion Therapeutics, Inc. w/ Hughes Hubbard & Reed LLP, Petros Pharmaceuticals, Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., First Eagle Credit Opportunities Fund w/ Simpson Thacher & Bartlett LLP, Ke Holdings Inc. w/ Skadden, Arps, Slate, Meagher & Flom LLP, Inhibikase Therapeutics, Inc. w/ Troutman Pepper Hamilton Sanders LLP, Adapthealth Corp. w/ Willkie Farr & Gallagher LLP.We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Bergio International, Inc. brgo S-1 3910 - Jewelry, Silverware & Plated Ware  
  Cannassist International Corp.   1-A 2833 - Medicinal Chemicals & Botanical Products  
  Draxo Technology, Inc.   1-A    
  Perk International, Inc.   10-12G 7311 - Services-Advertising Agencies  
  Red Oak Capital Intermediate Income Fund, LLC   1-A    
  Tompkins Financial Corp. TMP S-3 6022 - State Commercial Banks  
Akerman LLP Catalyst Pharmaceuticals, Inc. CPRX S-3 2834 - Pharmaceutical Preparations  
Anthony L.G., PLLC Worthy Community Bonds, Inc.   1-A    
Bryan Cave Leighton Paisner LLP Xpresspa Group, Inc. VRNG S-3 7200 - Services-Personal Services  
Cadwalader, Wickersham & Taft LLP Ashford Hospitality Trust Inc. AHT S-4 6798 - Real Estate Investment Trusts  
Clifford Chance US LLP Ready Capital Corp. RC S-3 6798 - Real Estate Investment Trusts  
Covington & Burling LLP Biontech Se   F-1 2836 - Biological Products, (No Disgnostic Substances)
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
  • Berenberg Capital Markets LLC
Covington & Burling LLP Biontech Se   F-1 2836 - Biological Products, (No Disgnostic Substances)  
CrowdCheck Law LLP Good Earth Organics, Inc.   1-A  
  • SI Securities, LLC
Davis Polk & Wardwell LLP Curevac B.V.   F-1 2834 - Pharmaceutical Preparations
  • BofA Securities, Inc.
  • Jefferies LLC
  • Credit Suisse Securities (USA) LLC
Dechert LLP Aip Private Equity Opportunities Fund I P Lp   N-2    
DLA Piper LLP (US) Pds Biotechnology Corp. PDSB S-3 2834 - Pharmaceutical Preparations  
DLA Piper LLP (US) Whole Earth Brands, Inc. FREE S-1 2060 - Sugar & Confectionery Products  
DLA Piper UK LLP Wimi Hologram Cloud Inc.   F-1 7372 - Services-Prepackaged Software
  • The Benchmark Company LLC
  • FT Global Capital, Inc.
Eilers Law Group The3Rdbevco Inc.   1-A    
Foley & Lardner LLP 22Nd Century Group, Inc. XXII S-3 2111 - Cigarettes  
Foley & Lardner LLP Lm Funding America, Inc. LMFA S-1 6199 - Finance Services
  • Maxim Group LLC
Goodwin Procter LLP Brookline Bancorp, Inc. BRKL S-3 6035 - Savings Institution, Federally Chartered  
Greenberg Traurig, LLP Kismet Acquisition One Corp.   S-1 6770 - Blank Checks
  • Credit Suisse Securities (USA) LLC
  • BofA Securities, Inc.
Haynes and Boone, LLP Nanovibronix, Inc. NAOV S-3 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies  
Hughes Hubbard & Reed LLP Cyclerion Therapeutics, Inc. CYCN S-3 2834 - Pharmaceutical Preparations  
Hunton Andrews Kurth LLP Hall Of Fame Resort & Entertainment Co. HOFV S-3 7990 - Services-Miscellaneous Amusement & Recreation  
Jackson L. Morris 10Sion Energy, Inc.   1-A    
Jones & Keller, P.C. Enservco Corp. ENSV S-3 1389 - Oil & Gas Field Services, NEC  
Kirkland & Ellis LLP Arya Sciences Acquisition Corp III   S-1 6770 - Blank Checks
  • Jefferies LLC
  • Goldman Sachs & Co. LLC
Latham & Watkins LLP Aduro Biotech, Inc. ADRO S-4 2834 - Pharmaceutical Preparations  
Loeb & Loeb LLP Agape Atp Corp.   S-1 8000 - Services-Health Services  
Loeb & Loeb LLP Biolase, Inc. BIOL S-1 3843 - Dental Equipment & Supplies  
Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C. Fulgent Genetics, Inc. FLGT S-3 8071 - Services-Medical Laboratories  
Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C. Petros Pharmaceuticals, Inc.   S-4    
Morgan, Lewis & Bockius LLP Meten Edtechx Education Group Ltd.   F-1 8200 - Services-Educational Services  
Olshan Frome Wolosky LLP Remark Holdings, Inc. MARK S-1 4899 - Communications Services, NEC
  • Roth Capital Partners, LLC
  • The Benchmark Company, LLC
Ropes & Gray LLP Dragoneer Growth Opportunities Corp.   S-1 6770 - Blank Checks
  • Citigroup Global Markets Inc.
  • Goldman Sachs & Co. LLC
  • J.P. Morgan Securities LLC
Simpson Thacher & Bartlett LLP First Eagle Credit Opportunities Fund   N-2    
Skadden, Arps, Slate, Meagher & Flom LLP Ke Holdings Inc.   F-1 6531 - Real Estate Agents & Managers (For Others)
  • Goldman Sachs (Asia) L.L.C.
  • Morgan Stanley & Co. LLC
  • China Renaissance Securities (Hong Kong) Limited
Skadden, Arps, Slate, Meagher & Flom LLP Duck Creek Technologies, Inc.   S-1 7372 - Services-Prepackaged Software
  • Goldman Sachs & Co. LLC
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
Stout Law Group, PA Renewable Energy & Power, Inc.   1-A 3640 - Electric Lighting & Wiring Equipment  
Stradling Yocca Carlson & Rauth, P.C. Biomerica Inc. BMRA S-3 3843 - Dental Equipment & Supplies  
The Doney Law Firm Cemtrex Inc. CETXP S-3 3670 - Electronic Components & Accessories  
The Sustainable Economies Law Center East Bay Permanent Real Estate Cooperative   1-A    
Thompson Hine LLP Flat Rock Capital Credit Fund   N-2    
Troutman Pepper Hamilton Sanders LLP Inhibikase Therapeutics, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • ThinkEquity, a division of Fordham Financial Management, Inc.
Wallace Christner, Esq. Venable LLP Navsight Holdings, Inc.   S-1 6770 - Blank Checks
  • Credit Suisse Securities (USA) LLC
Weil, Gotshal & Manges LLP Fortress Value Acquisition Corp. II   S-1 6770 - Blank Checks
  • Deutsche Bank Securities Inc.
  • Morgan Stanley & Co. LLC
  • BofA Securities Inc.
Weil, Gotshal & Manges LLP Gores Holdings V Inc.   S-1  
  • Deutsche Bank Securities Inc.
  • Morgan Stanley & Co. LLC
White & Case LLP Fs Development Corp.   S-1 6770 - Blank Checks
  • Jefferies LLC
Willkie Farr & Gallagher LLP Adapthealth Corp. AHCO S-1 8082 - Services-Home Health Care Services  
Womble Bond Dickinson (US) LLP Geovax Labs, Inc. GOVX S-1 8731 - Services-Commercial Physical & Biological Research
  • Maxim Group LLC

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