There were 53 transactions filed with the SEC last week.
Congratulations to all of the corporations and law firms that selected our transactions services, including Xpresspa Group, Inc. w/ Bryan Cave Leighton Paisner LLP, Ashford Hospitality Trust Inc w/ Cadwalader, Wickersham & Taft LLP, Ready Capital Corp w/ Clifford Chance US LLP, Good Earth Organics, Inc. w/ CrowdCheck Law LLP, Curevac B.V. w/ Davis Polk & Wardwell LLP, Whole Earth Brands, Inc. w/ DLA Piper LLP (US), 22Nd Century Group, Inc. w/ Foley & Lardner LLP, Brookline Bancorp Inc w/ Goodwin Procter LLP, Cyclerion Therapeutics, Inc. w/ Hughes Hubbard & Reed LLP, Petros Pharmaceuticals, Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., First Eagle Credit Opportunities Fund w/ Simpson Thacher & Bartlett LLP, Ke Holdings Inc. w/ Skadden, Arps, Slate, Meagher & Flom LLP, Inhibikase Therapeutics, Inc. w/ Troutman Pepper Hamilton Sanders LLP, Adapthealth Corp. w/ Willkie Farr & Gallagher LLP.We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.
Please contact us here if you need help supporting a mission-critical deal, with peace of mind.
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Company Name: Bergio International, Inc. (Symbol: brgo)
Form Type: S-1
Industry: 3910 - Jewelry, Silverware & Plated Ware
Underwriters:
Company Name: Cannassist International Corp
Form Type: 1-A
Industry: 2833 - Medicinal Chemicals & Botanical Products
Underwriters:
Company Name: Draxo Technology, Inc.
Form Type: 1-A
Industry:
Underwriters:
Company Name: Perk International Inc.
Form Type: 10-12G
Industry: 7311 - Services-Advertising Agencies
Underwriters:
Company Name: Red Oak Capital Intermediate Income Fund, Llc
Form Type: 1-A
Industry:
Underwriters:
Company Name: Tompkins Financial Corp (Symbol: TMP)
Form Type: S-3
Industry: 6022 - State Commercial Banks
Underwriters:
Company Name: Catalyst Pharmaceuticals, Inc. (Symbol: CPRX)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Worthy Community Bonds, Inc.
Form Type: 1-A
Industry:
Underwriters:
Company Name: Xpresspa Group, Inc. (Symbol: VRNG)
Form Type: S-3
Industry: 7200 - Services-Personal Services
Underwriters:
Company Name: Ashford Hospitality Trust Inc (Symbol: AHT)
Form Type: S-4
Industry: 6798 - Real Estate Investment Trusts
Underwriters:
Company Name: Ready Capital Corp (Symbol: RC)
Form Type: S-3
Industry: 6798 - Real Estate Investment Trusts
Underwriters:
Company Name: Biontech Se
Form Type: F-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
- J.P. Morgan Securities LLC
- BofA Securities, Inc.
- Berenberg Capital Markets LLC
Company Name: Biontech Se
Form Type: F-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
Company Name: Good Earth Organics, Inc.
Form Type: 1-A
Industry:
Underwriters:
- SI Securities, LLC
Company Name: Curevac B.V.
Form Type: F-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
- BofA Securities, Inc.
- Jefferies LLC
- Credit Suisse Securities (USA) LLC
Company Name: Aip Private Equity Opportunities Fund I P Lp
Form Type: N-2
Industry:
Underwriters:
Company Name: Pds Biotechnology Corp (Symbol: PDSB)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Whole Earth Brands, Inc. (Symbol: FREE)
Form Type: S-1
Industry: 2060 - Sugar & Confectionery Products
Underwriters:
Company Name: Wimi Hologram Cloud Inc.
Form Type: F-1
Industry: 7372 - Services-Prepackaged Software
Underwriters:
- The Benchmark Company LLC
- FT Global Capital, Inc.
Company Name: The3Rdbevco Inc.
Form Type: 1-A
Industry:
Underwriters:
Company Name: 22Nd Century Group, Inc. (Symbol: XXII)
Form Type: S-3
Industry: 2111 - Cigarettes
Underwriters:
Company Name: Lm Funding America, Inc. (Symbol: LMFA)
Form Type: S-1
Industry: 6199 - Finance Services
Underwriters:
- Maxim Group LLC
Company Name: Brookline Bancorp Inc (Symbol: BRKL)
Form Type: S-3
Industry: 6035 - Savings Institution, Federally Chartered
Underwriters:
Company Name: Kismet Acquisition One Corp
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Credit Suisse Securities (USA) LLC
- BofA Securities, Inc.
Company Name: Nanovibronix, Inc. (Symbol: NAOV)
Form Type: S-3
Industry: 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies
Underwriters:
Company Name: Cyclerion Therapeutics, Inc. (Symbol: CYCN)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Hall Of Fame Resort & Entertainment Co (Symbol: HOFV)
Form Type: S-3
Industry: 7990 - Services-Miscellaneous Amusement & Recreation
Underwriters:
Company Name: 10Sion Energy Inc
Form Type: 1-A
Industry:
Underwriters:
Company Name: Enservco Corp (Symbol: ENSV)
Form Type: S-3
Industry: 1389 - Oil & Gas Field Services, NEC
Underwriters:
Company Name: Arya Sciences Acquisition Corp Iii
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Jefferies LLC
- Goldman Sachs & Co. LLC
Company Name: Aduro Biotech, Inc. (Symbol: ADRO)
Form Type: S-4
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Agape Atp Corp
Form Type: S-1
Industry: 8000 - Services-Health Services
Underwriters:
Company Name: Biolase, Inc (Symbol: BIOL)
Form Type: S-1
Industry: 3843 - Dental Equipment & Supplies
Underwriters:
Company Name: Fulgent Genetics, Inc. (Symbol: FLGT)
Form Type: S-3
Industry: 8071 - Services-Medical Laboratories
Underwriters:
Company Name: Petros Pharmaceuticals, Inc.
Form Type: S-4
Industry:
Underwriters:
Company Name: Meten Edtechx Education Group Ltd.
Form Type: F-1
Industry: 8200 - Services-Educational Services
Underwriters:
Company Name: Remark Holdings, Inc. (Symbol: MARK)
Form Type: S-1
Industry: 4899 - Communications Services, NEC
Underwriters:
- Roth Capital Partners, LLC
- The Benchmark Company, LLC
Company Name: Dragoneer Growth Opportunities Corp.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Citigroup Global Markets Inc.
- Goldman Sachs & Co. LLC
- J.P. Morgan Securities LLC
Company Name: First Eagle Credit Opportunities Fund
Form Type: N-2
Industry:
Underwriters:
Company Name: Ke Holdings Inc.
Form Type: F-1
Industry: 6531 - Real Estate Agents & Managers (For Others)
Underwriters:
- Goldman Sachs (Asia) L.L.C.
- Morgan Stanley & Co. LLC
- China Renaissance Securities (Hong Kong) Limited
Company Name: Duck Creek Technologies, Inc.
Form Type: S-1
Industry: 7372 - Services-Prepackaged Software
Underwriters:
- Goldman Sachs & Co. LLC
- J.P. Morgan Securities LLC
- BofA Securities, Inc.
Company Name: Renewable Energy & Power, Inc.
Form Type: 1-A
Industry: 3640 - Electric Lighting & Wiring Equipment
Underwriters:
Company Name: Biomerica Inc (Symbol: BMRA)
Form Type: S-3
Industry: 3843 - Dental Equipment & Supplies
Underwriters:
Company Name: Cemtrex Inc (Symbol: CETXP)
Form Type: S-3
Industry: 3670 - Electronic Components & Accessories
Underwriters:
Company Name: East Bay Permanent Real Estate Cooperative
Form Type: 1-A
Industry:
Underwriters:
Company Name: Flat Rock Capital Credit Fund
Form Type: N-2
Industry:
Underwriters:
Company Name: Inhibikase Therapeutics, Inc.
Form Type: S-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
- ThinkEquity, a division of Fordham Financial Management, Inc.
Company Name: Navsight Holdings, Inc.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Credit Suisse Securities (USA) LLC
Company Name: Fortress Value Acquisition Corp. Ii
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Deutsche Bank Securities Inc.
- Morgan Stanley & Co. LLC
- BofA Securities Inc.
Company Name: Gores Holdings V Inc.
Form Type: S-1
Industry:
Underwriters:
- Deutsche Bank Securities Inc.
- Morgan Stanley & Co. LLC
Company Name: Fs Development Corp.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Jefferies LLC
Company Name: Adapthealth Corp. (Symbol: AHCO)
Form Type: S-1
Industry: 8082 - Services-Home Health Care Services
Underwriters:
Company Name: Geovax Labs, Inc. (Symbol: GOVX)
Form Type: S-1
Industry: 8731 - Services-Commercial Physical & Biological Research
Underwriters:
- Maxim Group LLC
Account / Firm | Company Name | Symbol | Form Type | Industry | Underwriters |
---|---|---|---|---|---|
Bergio International, Inc. | brgo | S-1 | 3910 - Jewelry, Silverware & Plated Ware | ||
Cannassist International Corp. | 1-A | 2833 - Medicinal Chemicals & Botanical Products | |||
Draxo Technology, Inc. | 1-A | ||||
Perk International, Inc. | 10-12G | 7311 - Services-Advertising Agencies | |||
Red Oak Capital Intermediate Income Fund, LLC | 1-A | ||||
Tompkins Financial Corp. | TMP | S-3 | 6022 - State Commercial Banks | ||
Akerman LLP | Catalyst Pharmaceuticals, Inc. | CPRX | S-3 | 2834 - Pharmaceutical Preparations | |
Anthony L.G., PLLC | Worthy Community Bonds, Inc. | 1-A | |||
Bryan Cave Leighton Paisner LLP | Xpresspa Group, Inc. | VRNG | S-3 | 7200 - Services-Personal Services | |
Cadwalader, Wickersham & Taft LLP | Ashford Hospitality Trust Inc. | AHT | S-4 | 6798 - Real Estate Investment Trusts | |
Clifford Chance US LLP | Ready Capital Corp. | RC | S-3 | 6798 - Real Estate Investment Trusts | |
Covington & Burling LLP | Biontech Se | F-1 | 2836 - Biological Products, (No Disgnostic Substances) |
|
|
Covington & Burling LLP | Biontech Se | F-1 | 2836 - Biological Products, (No Disgnostic Substances) | ||
CrowdCheck Law LLP | Good Earth Organics, Inc. | 1-A |
|
||
Davis Polk & Wardwell LLP | Curevac B.V. | F-1 | 2834 - Pharmaceutical Preparations |
|
|
Dechert LLP | Aip Private Equity Opportunities Fund I P Lp | N-2 | |||
DLA Piper LLP (US) | Pds Biotechnology Corp. | PDSB | S-3 | 2834 - Pharmaceutical Preparations | |
DLA Piper LLP (US) | Whole Earth Brands, Inc. | FREE | S-1 | 2060 - Sugar & Confectionery Products | |
DLA Piper UK LLP | Wimi Hologram Cloud Inc. | F-1 | 7372 - Services-Prepackaged Software |
|
|
Eilers Law Group | The3Rdbevco Inc. | 1-A | |||
Foley & Lardner LLP | 22Nd Century Group, Inc. | XXII | S-3 | 2111 - Cigarettes | |
Foley & Lardner LLP | Lm Funding America, Inc. | LMFA | S-1 | 6199 - Finance Services |
|
Goodwin Procter LLP | Brookline Bancorp, Inc. | BRKL | S-3 | 6035 - Savings Institution, Federally Chartered | |
Greenberg Traurig, LLP | Kismet Acquisition One Corp. | S-1 | 6770 - Blank Checks |
|
|
Haynes and Boone, LLP | Nanovibronix, Inc. | NAOV | S-3 | 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies | |
Hughes Hubbard & Reed LLP | Cyclerion Therapeutics, Inc. | CYCN | S-3 | 2834 - Pharmaceutical Preparations | |
Hunton Andrews Kurth LLP | Hall Of Fame Resort & Entertainment Co. | HOFV | S-3 | 7990 - Services-Miscellaneous Amusement & Recreation | |
Jackson L. Morris | 10Sion Energy, Inc. | 1-A | |||
Jones & Keller, P.C. | Enservco Corp. | ENSV | S-3 | 1389 - Oil & Gas Field Services, NEC | |
Kirkland & Ellis LLP | Arya Sciences Acquisition Corp III | S-1 | 6770 - Blank Checks |
|
|
Latham & Watkins LLP | Aduro Biotech, Inc. | ADRO | S-4 | 2834 - Pharmaceutical Preparations | |
Loeb & Loeb LLP | Agape Atp Corp. | S-1 | 8000 - Services-Health Services | ||
Loeb & Loeb LLP | Biolase, Inc. | BIOL | S-1 | 3843 - Dental Equipment & Supplies | |
Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C. | Fulgent Genetics, Inc. | FLGT | S-3 | 8071 - Services-Medical Laboratories | |
Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C. | Petros Pharmaceuticals, Inc. | S-4 | |||
Morgan, Lewis & Bockius LLP | Meten Edtechx Education Group Ltd. | F-1 | 8200 - Services-Educational Services | ||
Olshan Frome Wolosky LLP | Remark Holdings, Inc. | MARK | S-1 | 4899 - Communications Services, NEC |
|
Ropes & Gray LLP | Dragoneer Growth Opportunities Corp. | S-1 | 6770 - Blank Checks |
|
|
Simpson Thacher & Bartlett LLP | First Eagle Credit Opportunities Fund | N-2 | |||
Skadden, Arps, Slate, Meagher & Flom LLP | Ke Holdings Inc. | F-1 | 6531 - Real Estate Agents & Managers (For Others) |
|
|
Skadden, Arps, Slate, Meagher & Flom LLP | Duck Creek Technologies, Inc. | S-1 | 7372 - Services-Prepackaged Software |
|
|
Stout Law Group, PA | Renewable Energy & Power, Inc. | 1-A | 3640 - Electric Lighting & Wiring Equipment | ||
Stradling Yocca Carlson & Rauth, P.C. | Biomerica Inc. | BMRA | S-3 | 3843 - Dental Equipment & Supplies | |
The Doney Law Firm | Cemtrex Inc. | CETXP | S-3 | 3670 - Electronic Components & Accessories | |
The Sustainable Economies Law Center | East Bay Permanent Real Estate Cooperative | 1-A | |||
Thompson Hine LLP | Flat Rock Capital Credit Fund | N-2 | |||
Troutman Pepper Hamilton Sanders LLP | Inhibikase Therapeutics, Inc. | S-1 | 2836 - Biological Products, (No Disgnostic Substances) |
|
|
Wallace Christner, Esq. Venable LLP | Navsight Holdings, Inc. | S-1 | 6770 - Blank Checks |
|
|
Weil, Gotshal & Manges LLP | Fortress Value Acquisition Corp. II | S-1 | 6770 - Blank Checks |
|
|
Weil, Gotshal & Manges LLP | Gores Holdings V Inc. | S-1 |
|
||
White & Case LLP | Fs Development Corp. | S-1 | 6770 - Blank Checks |
|
|
Willkie Farr & Gallagher LLP | Adapthealth Corp. | AHCO | S-1 | 8082 - Services-Home Health Care Services | |
Womble Bond Dickinson (US) LLP | Geovax Labs, Inc. | GOVX | S-1 | 8731 - Services-Commercial Physical & Biological Research |
|