There were 56 transactions filed with the SEC last week.
Congratulations to all of the corporations and law firms that selected our transactions services, including White Cap Supply Holdings, Inc. w/ , Applied Uv, Inc. w/ Carmel, Milazzo & Feil LLP, Imedia Brands, Inc. w/ Faegre Drinker Biddle & Reath LLP, Akari Therapeutics Plc w/ McDermott Will & Emery LLP, Xpresspa Group, Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., Hycroft Mining Holding Corp w/ Neal, Gerber & Eisenberg LLP, Churchill Capital Corp Iv w/ Paul, Weiss, Rifkind, Wharton & Garrison LLP, Nikola Corp w/ Pillsbury Winthrop Shaw Pittman LLP, Cpg Cooper Square International Equity, Llc w/ Proskauer Rose LLP, Cc Neuberger Principal Holdings Ii w/ Skadden, Arps, Slate, Meagher & Flom LLP, Summit Wireless Technologies, Inc. w/ Sullivan & Worcester LLP, Netstreit Corp. w/ Winston & Strawn LLP, Netstreit Corp. w/ Winston & Strawn LLP.
We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.
Please contact us here if you need help supporting a mission-critical deal, with peace of mind.
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Company Name: Signet International Holdings, Inc. (Symbol: SIGN.OB)
Form Type: 10-12G
Industry: 3590 - Misc Industrial & Commercial Machinery & Equipment
Underwriters:
Company Name: White Cap Supply Holdings, Inc.
Form Type: 10-12B
Industry: 5084 - Wholesale-Industrial Machinery & Equipment
Underwriters:
Company Name: Masterworks 019, Llc
Form Type: 1-A
Industry: 5990 - Retail-Retail Stores, NEC
Underwriters:
- Independent Brokerage Solutions LLC
Company Name: Masterworks 020, Llc
Form Type: 1-A
Industry:
Underwriters:
- Independent Brokerage Solutions LLC
Company Name: Masterworks 021, Llc
Form Type: 1-A
Industry:
Underwriters:
- Independent Brokerage Solutions LLC
Company Name: Kona Gold Solutions, Inc.
Form Type: S-1
Industry:
Underwriters:
Company Name: Gt Biopharma, Inc. (Symbol: GTBP)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Applied Uv, Inc.
Form Type: S-1
Industry: 3640 - Electric Lighting & Wiring Equipment
Underwriters:
- Network 1 Financial Securities, Inc.
Company Name: Freeline Therapeutics Holdings Plc
Form Type: F-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
- J.P. Morgan Securities LLC
- Morgan Stanley & Co. LLC
- Evercore Group L.L.C.
Company Name: Acutus Medical, Inc.
Form Type: S-1
Industry: 3841 - Surgical & Medical Instruments & Apparatus
Underwriters:
- J.P. Morgan Securities LLC
- BofA Securities, Inc.
- William Blair & Company, L.L.C.
Company Name: Bigcommerce Holdings, Inc.
Form Type: S-1
Industry: 7372 - Services-Prepackaged Software
Underwriters:
- Morgan Stanley & Co. LLC
- Barclays Capital Inc.
- Jefferies LLC
Company Name: Soligenix, Inc. (Symbol: SNGX)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: E.Merge Technology Acquisition Corp.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Cantor Fitzgerald & Co.
- Mizuho Securities USA LLC
Company Name: Imedia Brands, Inc. (Symbol: IMBI)
Form Type: S-3
Industry: 5961 - Retail-Catalog & Mail-Order Houses
Underwriters:
Company Name: Accel Entertainment, Inc. (Symbol: ACEL)
Form Type: S-4
Industry: 7900 - Services-Amusement & Recreation Services
Underwriters:
Company Name: New Africa Petroleum, Corp
Form Type: S-1
Industry:
Underwriters:
Company Name: Checkmate Pharmaceuticals, Inc.
Form Type: S-1
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
- BofA Securities, Inc.
- Jefferies LLC
- BMO Capital Markets Corp.
Company Name: Galaxy Next Generation, Inc. (Symbol: GAXY)
Form Type: S-1
Industry: 7830 - Services-Motion Picture Theaters
Underwriters:
Company Name: Innovative Payment Solutions, Inc. (Symbol: IPSI)
Form Type: S-1
Industry: 5961 - Retail-Catalog & Mail-Order Houses
Underwriters:
Company Name: Bowx Acquisition Corp.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- UBS Securities LLC
Company Name: Emerald Bioscience, Inc. (Symbol: EMBI)
Form Type: S-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Postal Realty Trust, Inc. (Symbol: PSTL)
Form Type: S-11
Industry: 6798 - Real Estate Investment Trusts
Underwriters:
- Jefferies LLC
- Stifel, Nicolaus & Company, Incorporated
- BMO Capital Markets Corp.
Company Name: Strikeforce Technologies Inc. (Symbol: SFOR)
Form Type: 1-A
Industry: 7372 - Services-Prepackaged Software
Underwriters:
Company Name: Orbital Energy Group, Inc. (Symbol: CUI)
Form Type: S-3
Industry: 5065 - Wholesale-Electronic Parts & Equipment, NEC
Underwriters:
Company Name: Great Elm Capital Corp. (Symbol: GECC)
Form Type: N-2
Industry:
Underwriters:
Company Name: Enochian Biosciences Inc (Symbol: ENOB)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Yucaipa Acquisition Corp
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Citigroup Global Markets Inc.
Company Name: Health Sciences Acquisitions Corp 2
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Chardan Capital Markets, LLC
- Barclays Capital Inc.
Company Name: Predictive Oncology Inc. (Symbol: BIOR)
Form Type: S-3
Industry: 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies
Underwriters:
Company Name: Akari Therapeutics Plc (Symbol: AKTX)
Form Type: F-1
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Worksport, Ltd (Symbol: FNHI)
Form Type: 1-A
Industry: 3714 - Motor Vehicle Parts & Accessories
Underwriters:
Company Name: Investview, Inc. (Symbol: INVU)
Form Type: S-1
Industry: 7389 - Services-Business Services, NEC
Underwriters:
Company Name: Boxlight Corp (Symbol: BOXL)
Form Type: S-3
Industry: 8200 - Services-Educational Services
Underwriters:
Company Name: Xpresspa Group, Inc. (Symbol: VRNG)
Form Type: S-3
Industry: 7200 - Services-Personal Services
Underwriters:
Company Name: Insurance Acquisition Corp. (Symbol: INSU)
Form Type: S-4
Industry: 6770 - Blank Checks
Underwriters:
Company Name: Hycroft Mining Holding Corp (Symbol: HYMC)
Form Type: S-1
Industry: 1040 - Gold and Silver Ores
Underwriters:
Company Name: Howard Bancorp Inc (Symbol: HBMD)
Form Type: S-3
Industry: 6022 - State Commercial Banks
Underwriters:
Company Name: Churchill Capital Corp Iv
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Citigroup Global Markets Inc.
Company Name: Nikola Corp (Symbol: NKLA)
Form Type: S-1
Industry: 3711 - Motor Vehicles & Passenger Car Bodies
Underwriters:
Company Name: Cpg Cooper Square International Equity, Llc
Form Type: N-2
Industry:
Underwriters:
Company Name: Nb Crossroads Private Markets Access Fund Llc
Form Type: N-2
Industry:
Underwriters:
Company Name: China Jo-Jo Drugstores, Inc. (Symbol: CJJD)
Form Type: S-1
Industry: 5912 - Retail-Drug Stores and Proprietary Stores
Underwriters:
Company Name: Kenongwo Group Us, Inc.
Form Type: S-1
Industry: 2870 - Agricultural Chemicals
Underwriters:
Company Name: Elite Pharmaceuticals Inc /Nv/ (Symbol: ELTP)
Form Type: S-3
Industry: 2834 - Pharmaceutical Preparations
Underwriters:
Company Name: Sundial Growers Inc.
Form Type: F-1
Industry: 2833 - Medicinal Chemicals & Botanical Products
Underwriters:
Company Name: Parasol Investments Corp
Form Type: 10-12G
Industry:
Underwriters:
Company Name: Cheniere Corpus Christi Holdings, Llc
Form Type: S-4
Industry: 4924 - Natural Gas Distribution
Underwriters:
Company Name: Cc Neuberger Principal Holdings Ii
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Credit Suisse Securities (USA) LLC
- Citigroup Global Markets Inc.
- Morgan Stanley & Co. LLC
Company Name: Pluristem Therapeutics Inc (Symbol: PSTI)
Form Type: S-3
Industry: 2836 - Biological Products, (No Disgnostic Substances)
Underwriters:
Company Name: Summit Wireless Technologies, Inc. (Symbol: WISA)
Form Type: S-3
Industry: 3674 - Semiconductors & Related Devices
Underwriters:
Company Name: Clean Energy Technologies, Inc. (Symbol: CETY)
Form Type: S-1
Industry: 3672 - Printed Circuit Boards
Underwriters:
Company Name: Ra Medical Systems, Inc. (Symbol: RMED)
Form Type: S-1
Industry: 3841 - Surgical & Medical Instruments & Apparatus
Underwriters:
Company Name: Holicity Inc.
Form Type: S-1
Industry: 6770 - Blank Checks
Underwriters:
- Deutsche Bank Securities Inc.
- BofA Securities, Inc.
Company Name: Nexpoint Real Estate Finance, Inc. (Symbol: NREF)
Form Type: S-11
Industry: 6798 - Real Estate Investment Trusts
Underwriters:
- Raymond James & Associates, Inc.
- Keefe, Bruyette & Woods, Inc.
- Robert W. Baird & Co. Incorporated
Company Name: Netstreit Corp.
Form Type: S-11
Industry: 6798 - Real Estate Investment Trusts
Underwriters:
Company Name: Netstreit Corp.
Form Type: S-11
Industry: 6798 - Real Estate Investment Trusts
Underwriters:
- Wells Fargo Securities, LLC
- BofA Securities, Inc.
- Citigroup Global Markets Inc.
Account / Firm | Company Name | Symbol | Form Type | Industry | Underwriters |
---|---|---|---|---|---|
Signet International Holdings, Inc. | SIGN.OB | 10-12G | 3590 - Misc Industrial & Commercial Machinery & Equipment | ||
White Cap Supply Holdings, Inc. | 10-12B | 5084 - Wholesale-Industrial Machinery & Equipment | |||
Anthony L.G., PLLC | Masterworks 019, LLC | 1-A | 5990 - Retail-Retail Stores, NEC |
|
|
Anthony L.G., PLLC | Masterworks 020, LLC | 1-A |
|
||
Anthony L.G., PLLC | Masterworks 021, LLC | 1-A |
|
||
Baker & Hostetler LLP | Kona Gold Solutions, Inc. | S-1 | |||
Baker & McKenzie LLP | Gt Biopharma, Inc. | GTBP | S-1 | 2834 - Pharmaceutical Preparations | |
Carmel, Milazzo & Feil LLP | Applied Uv, Inc. | S-1 | 3640 - Electric Lighting & Wiring Equipment |
|
|
Davis Polk & Wardwell LLP | Freeline Therapeutics Holdings PLC | F-1 | 2836 - Biological Products, (No Disgnostic Substances) |
|
|
Davis Polk & Wardwell LLP | Acutus Medical, Inc. | S-1 | 3841 - Surgical & Medical Instruments & Apparatus |
|
|
DLA Piper LLP (US) | Bigcommerce Holdings, Inc. | S-1 | 7372 - Services-Prepackaged Software |
|
|
Duane Morris LLP | Soligenix, Inc. | SNGX | S-3 | 2834 - Pharmaceutical Preparations | |
Ellenoff Grossman & Schole LLP | E.Merge Technology Acquisition Corp. | S-1 | 6770 - Blank Checks |
|
|
Faegre Drinker Biddle & Reath LLP | Imedia Brands, Inc. | IMBI | S-3 | 5961 - Retail-Catalog & Mail-Order Houses | |
Fenwick & West LLP | Accel Entertainment, Inc. | ACEL | S-4 | 7900 - Services-Amusement & Recreation Services | |
FRANKLIN OGELE, P.A. | New Africa Petroleum, Corp. | S-1 | |||
Goodwin Procter LLP | Checkmate Pharmaceuticals, Inc. | S-1 | 2836 - Biological Products, (No Disgnostic Substances) |
|
|
Gracin & Marlow, LLP | Galaxy Next Generation, Inc. | GAXY | S-1 | 7830 - Services-Motion Picture Theaters | |
Gracin & Marlow, LLP | Innovative Payment Solutions, Inc. | IPSI | S-1 | 5961 - Retail-Catalog & Mail-Order Houses | |
Graubard Miller | Bowx Acquisition Corp. | S-1 | 6770 - Blank Checks |
|
|
Greenberg Traurig, LLP | Emerald Bioscience, Inc. | EMBI | S-1 | 2834 - Pharmaceutical Preparations | |
Hunton Andrews Kurth LLP | Postal Realty Trust, Inc. | PSTL | S-11 | 6798 - Real Estate Investment Trusts |
|
Joe Emas, Esq. | Strikeforce Technologies, Inc. | SFOR | 1-A | 7372 - Services-Prepackaged Software | |
Johnson, Pope, Bokor, Ruppel & Burns, LLP | Orbital Energy Group, Inc. | CUI | S-3 | 5065 - Wholesale-Electronic Parts & Equipment, NEC | |
Jones Day | Great Elm Capital Corp. | GECC | N-2 | ||
K&L Gates LLP | Enochian Biosciences, Inc. | ENOB | S-3 | 2834 - Pharmaceutical Preparations | |
Kirkland & Ellis LLP | Yucaipa Acquisition Corp. | S-1 | 6770 - Blank Checks |
|
|
Loeb & Loeb LLP | Health Sciences Acquisitions Corp 2 | S-1 | 6770 - Blank Checks |
|
|
Maslon LLP | Predictive Oncology Inc. | BIOR | S-3 | 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies | |
McDermott Will & Emery LLP | Akari Therapeutics PLC | AKTX | F-1 | 2834 - Pharmaceutical Preparations | |
McMurdo Law Group, LLC | Worksport, Ltd. | FNHI | 1-A | 3714 - Motor Vehicle Parts & Accessories | |
Michael Best & Friedrich LLP | Investview, Inc. | INVU | S-1 | 7389 - Services-Business Services, NEC | |
Michelman & Robinson, LLP | Boxlight Corp. | BOXL | S-3 | 8200 - Services-Educational Services | |
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Xpresspa Group, Inc. | VRNG | S-3 | 7200 - Services-Personal Services | |
Morgan, Lewis & Bockius LLP | Insurance Acquisition Corp. | INSU | S-4 | 6770 - Blank Checks | |
Neal, Gerber & Eisenberg LLP | Hycroft Mining Holding Corp. | HYMC | S-1 | 1040 - Gold and Silver Ores | |
Nelson Mullins Riley & Scarborough LLP | Howard Bancorp Inc. | HBMD | S-3 | 6022 - State Commercial Banks | |
Paul, Weiss, Rifkind, Wharton & Garrison LLP | Churchill Capital Corp IV | S-1 | 6770 - Blank Checks |
|
|
Pillsbury Winthrop Shaw Pittman LLP | Nikola Corp. | NKLA | S-1 | 3711 - Motor Vehicles & Passenger Car Bodies | |
Proskauer Rose LLP | Cpg Cooper Square International Equity, LLC | N-2 | |||
Proskauer Rose LLP | Nb Crossroads Private Markets Access Fund LLC | N-2 | |||
Pryor Cashman LLP | China Jo-Jo Drugstores, Inc. | CJJD | S-1 | 5912 - Retail-Drug Stores and Proprietary Stores | |
Pryor Cashman LLP | Kenongwo Group Us, Inc. | S-1 | 2870 - Agricultural Chemicals | ||
Richard Feiner, Esq. | Elite Pharmaceuticals, Inc. /Nv/ | ELTP | S-3 | 2834 - Pharmaceutical Preparations | |
Shearman & Sterling LLP | Sundial Growers, Inc. | F-1 | 2833 - Medicinal Chemicals & Botanical Products | ||
Sichenzia Ross Ference LLP | Parasol Investments Corp | 10-12G | |||
Sidley Austin LLP | Cheniere Corpus Christi Holdings, LLC | S-4 | 4924 - Natural Gas Distribution | ||
Skadden, Arps, Slate, Meagher & Flom LLP | Cc Neuberger Principal Holdings II | S-1 | 6770 - Blank Checks |
|
|
Sullivan & Worcester LLP | Pluristem Therapeutics, Inc. | PSTI | S-3 | 2836 - Biological Products, (No Disgnostic Substances) | |
Sullivan & Worcester LLP | Summit Wireless Technologies, Inc. | WISA | S-3 | 3674 - Semiconductors & Related Devices | |
The Newman Law Firm, PLLC | Clean Energy Technologies, Inc. | CETY | S-1 | 3672 - Printed Circuit Boards | |
Wilson Sonsini Goodrich & Rosati, P.C. | Ra Medical Systems, Inc. | RMED | S-1 | 3841 - Surgical & Medical Instruments & Apparatus | |
Winston & Strawn LLP | Holicity Inc. | S-1 | 6770 - Blank Checks |
|
|
Winston & Strawn LLP | Nexpoint Real Estate Finance, Inc. | NREF | S-11 | 6798 - Real Estate Investment Trusts |
|
Winston & Strawn LLP | Netstreit Corp. | S-11 | 6798 - Real Estate Investment Trusts | ||
Winston & Strawn LLP | Netstreit Corp. | S-11 | 6798 - Real Estate Investment Trusts |
|