IPOs and Transactions: July 13 - 17
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 56 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including White Cap Supply Holdings, Inc. w/ , Applied Uv, Inc. w/ Carmel, Milazzo & Feil LLP, Imedia Brands, Inc. w/ Faegre Drinker Biddle & Reath LLP, Akari Therapeutics Plc w/ McDermott Will & Emery LLP, Xpresspa Group, Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., Hycroft Mining Holding Corp w/ Neal, Gerber & Eisenberg LLP, Churchill Capital Corp Iv w/ Paul, Weiss, Rifkind, Wharton & Garrison LLP, Nikola Corp w/ Pillsbury Winthrop Shaw Pittman LLP, Cpg Cooper Square International Equity, Llc w/ Proskauer Rose LLP, Cc Neuberger Principal Holdings Ii w/ Skadden, Arps, Slate, Meagher & Flom LLP, Summit Wireless Technologies, Inc. w/ Sullivan & Worcester LLP, Netstreit Corp. w/ Winston & Strawn LLP, Netstreit Corp. w/ Winston & Strawn LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Signet International Holdings, Inc. SIGN.OB 10-12G 3590 - Misc Industrial & Commercial Machinery & Equipment  
  White Cap Supply Holdings, Inc.   10-12B 5084 - Wholesale-Industrial Machinery & Equipment  
Anthony L.G., PLLC Masterworks 019, LLC   1-A 5990 - Retail-Retail Stores, NEC
  • Independent Brokerage Solutions LLC
Anthony L.G., PLLC Masterworks 020, LLC   1-A  
  • Independent Brokerage Solutions LLC
Anthony L.G., PLLC Masterworks 021, LLC   1-A  
  • Independent Brokerage Solutions LLC
Baker & Hostetler LLP Kona Gold Solutions, Inc.   S-1    
Baker & McKenzie LLP Gt Biopharma, Inc. GTBP S-1 2834 - Pharmaceutical Preparations  
Carmel, Milazzo & Feil LLP Applied Uv, Inc.   S-1 3640 - Electric Lighting & Wiring Equipment
  • Network 1 Financial Securities, Inc.
Davis Polk & Wardwell LLP Freeline Therapeutics Holdings PLC   F-1 2836 - Biological Products, (No Disgnostic Substances)
  • J.P. Morgan Securities LLC
  • Morgan Stanley & Co. LLC
  • Evercore Group L.L.C.
Davis Polk & Wardwell LLP Acutus Medical, Inc.   S-1 3841 - Surgical & Medical Instruments & Apparatus
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
  • William Blair & Company, L.L.C.
DLA Piper LLP (US) Bigcommerce Holdings, Inc.   S-1 7372 - Services-Prepackaged Software
  • Morgan Stanley & Co. LLC
  • Barclays Capital Inc.
  • Jefferies LLC
Duane Morris LLP Soligenix, Inc. SNGX S-3 2834 - Pharmaceutical Preparations  
Ellenoff Grossman & Schole LLP E.Merge Technology Acquisition Corp.   S-1 6770 - Blank Checks
  • Cantor Fitzgerald & Co.
  • Mizuho Securities USA LLC
Faegre Drinker Biddle & Reath LLP Imedia Brands, Inc. IMBI S-3 5961 - Retail-Catalog & Mail-Order Houses  
Fenwick & West LLP Accel Entertainment, Inc. ACEL S-4 7900 - Services-Amusement & Recreation Services  
FRANKLIN OGELE, P.A. New Africa Petroleum, Corp.   S-1    
Goodwin Procter LLP Checkmate Pharmaceuticals, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • BofA Securities, Inc.
  • Jefferies LLC
  • BMO Capital Markets Corp.
Gracin & Marlow, LLP Galaxy Next Generation, Inc. GAXY S-1 7830 - Services-Motion Picture Theaters  
Gracin & Marlow, LLP Innovative Payment Solutions, Inc. IPSI S-1 5961 - Retail-Catalog & Mail-Order Houses  
Graubard Miller Bowx Acquisition Corp.   S-1 6770 - Blank Checks
  • UBS Securities LLC
Greenberg Traurig, LLP Emerald Bioscience, Inc. EMBI S-1 2834 - Pharmaceutical Preparations  
Hunton Andrews Kurth LLP Postal Realty Trust, Inc. PSTL S-11 6798 - Real Estate Investment Trusts
  • Jefferies LLC
  • Stifel, Nicolaus & Company, Incorporated
  • BMO Capital Markets Corp.
Joe Emas, Esq. Strikeforce Technologies, Inc. SFOR 1-A 7372 - Services-Prepackaged Software  
Johnson, Pope, Bokor, Ruppel & Burns, LLP Orbital Energy Group, Inc. CUI S-3 5065 - Wholesale-Electronic Parts & Equipment, NEC  
Jones Day Great Elm Capital Corp. GECC N-2    
K&L Gates LLP Enochian Biosciences, Inc. ENOB S-3 2834 - Pharmaceutical Preparations  
Kirkland & Ellis LLP Yucaipa Acquisition Corp.   S-1 6770 - Blank Checks
  • Citigroup Global Markets Inc.
Loeb & Loeb LLP Health Sciences Acquisitions Corp 2   S-1 6770 - Blank Checks
  • Chardan Capital Markets, LLC
  • Barclays Capital Inc.
Maslon LLP Predictive Oncology Inc. BIOR S-3 3842 - Orthopedic, Prosthetic & Surgical Appliances & Supplies  
McDermott Will & Emery LLP Akari Therapeutics PLC AKTX F-1 2834 - Pharmaceutical Preparations  
McMurdo Law Group, LLC Worksport, Ltd. FNHI 1-A 3714 - Motor Vehicle Parts & Accessories  
Michael Best & Friedrich LLP Investview, Inc. INVU S-1 7389 - Services-Business Services, NEC  
Michelman & Robinson, LLP Boxlight Corp. BOXL S-3 8200 - Services-Educational Services  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Xpresspa Group, Inc. VRNG S-3 7200 - Services-Personal Services  
Morgan, Lewis & Bockius LLP Insurance Acquisition Corp. INSU S-4 6770 - Blank Checks  
Neal, Gerber & Eisenberg LLP Hycroft Mining Holding Corp. HYMC S-1 1040 - Gold and Silver Ores  
Nelson Mullins Riley & Scarborough LLP Howard Bancorp Inc. HBMD S-3 6022 - State Commercial Banks  
Paul, Weiss, Rifkind, Wharton & Garrison LLP Churchill Capital Corp IV   S-1 6770 - Blank Checks
  • Citigroup Global Markets Inc.
Pillsbury Winthrop Shaw Pittman LLP Nikola Corp. NKLA S-1 3711 - Motor Vehicles & Passenger Car Bodies  
Proskauer Rose LLP Cpg Cooper Square International Equity, LLC   N-2    
Proskauer Rose LLP Nb Crossroads Private Markets Access Fund LLC   N-2    
Pryor Cashman LLP China Jo-Jo Drugstores, Inc. CJJD S-1 5912 - Retail-Drug Stores and Proprietary Stores  
Pryor Cashman LLP Kenongwo Group Us, Inc.   S-1 2870 - Agricultural Chemicals  
Richard Feiner, Esq. Elite Pharmaceuticals, Inc. /Nv/ ELTP S-3 2834 - Pharmaceutical Preparations  
Shearman & Sterling LLP Sundial Growers, Inc.   F-1 2833 - Medicinal Chemicals & Botanical Products  
Sichenzia Ross Ference LLP Parasol Investments Corp   10-12G    
Sidley Austin LLP Cheniere Corpus Christi Holdings, LLC   S-4 4924 - Natural Gas Distribution  
Skadden, Arps, Slate, Meagher & Flom LLP Cc Neuberger Principal Holdings II   S-1 6770 - Blank Checks
  • Credit Suisse Securities (USA) LLC
  • Citigroup Global Markets Inc.
  • Morgan Stanley & Co. LLC
Sullivan & Worcester LLP Pluristem Therapeutics, Inc. PSTI S-3 2836 - Biological Products, (No Disgnostic Substances)  
Sullivan & Worcester LLP Summit Wireless Technologies, Inc. WISA S-3 3674 - Semiconductors & Related Devices  
The Newman Law Firm, PLLC Clean Energy Technologies, Inc. CETY S-1 3672 - Printed Circuit Boards  
Wilson Sonsini Goodrich & Rosati, P.C. Ra Medical Systems, Inc. RMED S-1 3841 - Surgical & Medical Instruments & Apparatus  
Winston & Strawn LLP Holicity Inc.   S-1 6770 - Blank Checks
  • Deutsche Bank Securities Inc.
  • BofA Securities, Inc.
Winston & Strawn LLP Nexpoint Real Estate Finance, Inc. NREF S-11 6798 - Real Estate Investment Trusts
  • Raymond James & Associates, Inc.
  • Keefe, Bruyette & Woods, Inc.
  • Robert W. Baird & Co. Incorporated
Winston & Strawn LLP Netstreit Corp.   S-11 6798 - Real Estate Investment Trusts  
Winston & Strawn LLP Netstreit Corp.   S-11 6798 - Real Estate Investment Trusts
  • Wells Fargo Securities, LLC
  • BofA Securities, Inc.
  • Citigroup Global Markets Inc.

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Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


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