IPOs and Transactions: February 3 - 7
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 40 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including First Bancshares Inc /Ms/ w/ Alston & Bird LLP, Clarivate Analytics Plc w/ Davis Polk & Wardwell LLP, Afya Ltd w/ Davis Polk & Wardwell LLP, Liquidia Technologies Inc w/ DLA Piper LLP (US), Passage Bio, Inc. w/ Fenwick & West LLP, Avadel Pharmaceuticals Plc w/ Goodwin Procter LLP.We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Carrier Global Corp   10-12B 3585 - Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip  
  Mamamancini'S Holdings, Inc. MMMB S-1 2013 - Sausages & Other Prepared Meat Products  
  Otis Worldwide Corp   10-12B 3600 - Electronic & Other Electrical Equipment (No Computer Equip)  
Alston & Bird LLP First Bancshares Inc /Ms/ FBMS S-4 6021 - National Commercial Banks  
Anthony L.G., PLLC Worthy Peer Capital Ii, Inc.   1-A    
Ballard Spahr LLP Transenterix, Inc. TRXC S-3 3841 - Surgical & Medical Instruments & Apparatus  
Clark Wilson LLP Greenpower Motor Co Inc.   F-1 3713 - Truck & Bus Bodies  
Cooley LLP Rapt Therapeutics, Inc. RAPT S-1 2834 - Pharmaceutical Preparations
  • BMO Capital Markets Corp.
  • Wells Fargo Securities, LLC
  • UBS Securities LLC
Covington & Burling LLP Biontech Se   F-1 2836 - Biological Products, (No Disgnostic Substances)
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
  • Berenberg Capital Markets LLC
Davis Polk & Wardwell LLP Clarivate Analytics Plc   F-1 7374 - Services-Computer Processing & Data Preparation
  • Citigroup Global Markets Inc.
  • Goldman Sachs & Co. LLC
  • RBC Capital Markets, LLC
Davis Polk & Wardwell LLP Pf2 Spinco, Inc.   S-4 7374 - Services-Computer Processing & Data Preparation  
Davis Polk & Wardwell LLP Afya Ltd   F-1 8200 - Services-Educational Services
  • BofA Securities, Inc.
  • UBS Securities LLC
  • Goldman Sachs & Co. LLC
Debevoise & Plimpton LLP Warner Music Group Corp. WMG S-1 7900 - Services-Amusement & Recreation Services
  • Morgan Stanley & Co. LLC
  • Credit Suisse Securities (USA) LLC
  • Goldman Sachs & Co. LLC
Dechert LLP Yleana Bitcoin Strategy Fund   N-2    
Disclosure Law Group, a Professional Corporation Azurrx Biopharma, Inc. AZRX S-3 2834 - Pharmaceutical Preparations  
DLA Piper LLP (US) Liquidia Technologies Inc LQDA S-3 3841 - Surgical & Medical Instruments & Apparatus  
Fenimore, Kay, Harrison & Ford, LLP Investar Holding Corp ISTR S-3 6022 - State Commercial Banks  
Fenwick & West LLP Passage Bio, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • J.P. Morgan Securities LLC
  • Goldman Sachs & Co. LLC
  • Cowen and Company, LLC
Goodwin Procter LLP Avadel Pharmaceuticals Plc FLML S-3 2834 - Pharmaceutical Preparations  
Gray Reed & McGraw LLP Swk Holdings Corp SWKH S-3 6159 - Miscellaneous Business Credit Institution  
kadden, Arps, Slate, Meagher & Flom LLP Vertiv Holdings Co GSAH S-1 3679 - Electronic Components, NEC  
King & Spalding LLP Babcock & Wilcox Enterprises, Inc. BW S-3 3433 - Heating Equipment, Except Electric & Warm Air Furnaces  
Latham & Watkins LLP Conatus Pharmaceuticals Inc. CNAT S-4 2834 - Pharmaceutical Preparations  
Latham & Watkins LLP Obalon Therapeutics Inc OBLN S-1 3841 - Surgical & Medical Instruments & Apparatus  
Latham & Watkins LLP Kldiscovery Inc.   S-1 6770 - Blank Checks  
Leonard E. Neilson, Attorney at Law, P.C. Fearless Films, Inc.   S-1 7812 - Services-Motion Picture & Video Tape Production  
McGuireWoods LLP Rgc Resources Inc RGCO S-3 4923 - Natural Gas Transmisison & Distribution  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Dropcar, Inc. DCAR S-3 4899 - Communications Services, NEC  
Morrison & Foerster LLP Arca U.S. Treasury Fund   N-2    
Olshan Frome Wolosky LLP Hopto Inc. HPTO S-1 7372 - Services-Prepackaged Software  
Perkins Coie LLP Senestech, Inc. SNES S-1 2870 - Agricultural Chemicals  
Pryor Cashman LLP Lmp Automotive Holdings, Inc. LMPX S-1 5500 - Retail-Auto Dealers & Gasoline Stations
  • ThinkEquity, a division of Fordham Financial Management, Inc.
Reed Smith LLP Ritter Pharmaceuticals Inc RTTR S-4 2834 - Pharmaceutical Preparations  
Simpson Thacher & Bartlett LLP Change Healthcare Inc. CHNG S-4 7374 - Services-Computer Processing & Data Preparation  
Stradling Yocca Carlson & Rauth, P.C. Volitionrx Ltd VNRX S-3 2835 - In Vitro & In Vivo Diagnostic Substances  
Sullivan & Worcester LLP Vislink Technologies, Inc. VISL S-1 3669 - Communications Equipment, NEC
  • A.G.P./Alliance Global Partners
Sullivan & Cromwell LLP Cpg Newco Llc   S-1 3089 - Plastics Products, NEC
  • Barclays Capital Inc.
  • BofA Securities, Inc
  • Goldman Sachs & Co. LLC
The Lonergan Law Firm, LLC Ewellness Healthcare Corp EWLL S-1 8082 - Services-Home Health Care Services  
TroyGould PC Sigma Labs, Inc. SGLB S-3 3990 - Miscellaneous Manufacturing Industries  
Wachtell, Lipton, Rosen & Katz Wesco International Inc WCC S-4 5063 - Wholesale-Electrical Apparatus & Equipment, Wiring Supplies  

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Toppan Merrill


Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


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