IPOs and Transactions: August 31 - September 4
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 76 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Mdc Partners Inc w/ Cleary Gottlieb Steen & Hamilton LLP, Virtuix Holdings Inc. w/ CrowdCheck Law LLP (f/k/a KHLK LLP), Via Optronics Ag w/ Dechert LLP, Wolverine Partners Corp. w/ Dickinson Wright, PLLC, Bluescape Opportunities Acquisition Corp. w/ Kirkland & Ellis LLP, Evans Bancorp Inc w/ Luse Gorman, PC, Idera Pharmaceuticals, Inc. w/ Morgan, Lewis & Bockius LLP, Hycroft Mining Holding Corp w/ Neal, Gerber & Eisenberg LLP, Aspirational Consumer Lifestyle Corp. w/ Skadden, Arps, Slate, Meagher & Flom LLP, Enzon Pharmaceuticals, Inc. w/ Thompson Hine LLP, Amc Entertainment Holdings, Inc. w/ Weil, Gotshal & Manges LLP, Nabriva Therapeutics Plc w/ Wilmer Cutler Pickering Hale and Dorr LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Incordex Corp.   S-1    
  Quanta Inc. QNTA S-1 2833 - Medicinal Chemicals & Botanical Products  
  Taronis Fuels, Inc. TRNF S-1 3559 - Special Industry Machinery, NEC  
  Vontier Corp.   10-12B 3824 - Totalizing Fluid Meters & Counting Devices  
Alston & Bird LLP Pingtan Marine Enterprise Ltd. PME S-3 0900 - Fishing, Hunting and Trapping  
Barack Ferrazzano Kirschbaum & Nagelberg LLP Midwestone Financial Group, Inc. MOFG S-4 6022 - State Commercial Banks  
Bass, Berry & Sims PLC Heritage Global Inc. HGBL S-3 7389 - Services-Business Services, NEC  
Bevilacqua PLLC 1847 Goedeker Inc. GOED S-1 5700 - Retail-Home Furniture, Furnishings & Equipment Stores  
Blank Rome LLP High Income Securities Fund PCF N-2    
Cleary Gottlieb Steen & Hamilton LLP Mdc Partners Inc. MDCA S-4 7311 - Services-Advertising Agencies  
Cooley LLP Geron Corp. GERN S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Immunovant, Inc. IMVT S-1 2836 - Biological Products, (No Disgnostic Substances)
  • SVB Leerink LLC
  • Guggenheim Securities, LLC
  • Chardan Capital Markets LLC
Cooley LLP Orphazyme A/S   F-1 2834 - Pharmaceutical Preparations
  • BofA Securities, Inc.
  • Cowen and Company, LLC
  • Guggenheim Securities, LLC
Cooley LLP Pulmonx Corp.   S-1 3841 - Surgical & Medical Instruments & Apparatus
  • BofA Securities, Inc.
  • Morgan Stanley & Co. LLC
  • Stifel, Nicolaus & Company, Incorporated
Cooley LLP Taysha Gene Therapies, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • Goldman Sachs & Co. LLC
  • Morgan Stanley & Co. LLC
  • Jefferies LLC
Cooley LLP Tracon Pharmaceuticals, Inc. TCON S-3 2836 - Biological Products, (No Disgnostic Substances)  
CrowdCheck Law LLP (f/k/a KHLK LLP) Virtuix Holdings Inc.   1-A 3577 - Computer Peripheral Equipment, NEC
  • SI Securities, LLC
Culhane Meadows PLLC Rde, Inc.   1-A 5961 - Retail-Catalog & Mail-Order Houses  
Dechert LLP Via Optronics Ag   F-1 3674 - Semiconductors & Related Devices
  • Berenberg Capital Markets LLC
Dickinson Wright, PLLC Wolverine Partners Corp.   1-A 0100 - Agricultural Production-Crops  
Dorsey & Whitney LLP Purple Innovation, Inc. PRPL S-3 2510 - Household Furniture
  • BofA Securities, Inc.
Ellenoff Grossman & Schole LLP Blue Water Acquisition Corp.   S-1 6770 - Blank Checks
  • Maxim Group LLC
Ellenoff Grossman & Schole LLP Mict, Inc. MICT S-3 3670 - Electronic Components & Accessories  
Fenwick & West LLP Graybug Vision, Inc.   S-1 2834 - Pharmaceutical Preparations
  • SVB Leerink LLC
  • Piper Sandler & Co.
  • Needham & Company, LLC
Fenwick & West LLP Prelude Therapeutics, Inc   S-1 2834 - Pharmaceutical Preparations
  • Morgan Stanley & Co. LLC
  • Goldman Sachs & Co. LLC
  • BofA Securities, Inc.
Foster Garvey, P.C. Green Grass Ecological Technology Development Co., Ltd.   F-1 0700 - Agricultural Services  
Gibson, Dunn & Crutcher LLP Atossa Therapeutics, Inc. ATOS S-3 2834 - Pharmaceutical Preparations  
Gracin & Marlow, LLP Aravive, Inc. VSAR S-3 2834 - Pharmaceutical Preparations  
Greenberg Traurig, LLP Betterware De Mexico, S.A.B.I. De C.V.   F-1 5961 - Retail-Catalog & Mail-Order Houses  
Haynes and Boone, LLP Ayro, Inc. AYRO S-3 4899 - Communications Services, NEC  
Hiller P.C. Myos Rens Technology, Inc. MYOS S-4 2834 - Pharmaceutical Preparations  
Hogan Lovells US LLP Laird Superfood, Inc.   S-1 2000 - Food and Kindred Products
  • Canaccord Genuity LLC
  • Craig-Hallum Capital Group LLC
  • Roth Capital Partners, LLC
Independent Law PLLC Marijuana Co Of America, Inc. MCOA S-1 2833 - Medicinal Chemicals & Botanical Products  
Kaplan, Voekler Cunningham & Frank, PLC Chosen, LLC   1-A 7812 - Services-Motion Picture & Video Tape Production  
Kirkland & Ellis LLP Arclight Clean Transition Corp.   S-1 6770 - Blank Checks
  • Citigroup Global Markets Inc.
  • Barclays Capital Inc.
Kirkland & Ellis LLP Bluescape Opportunities Acquisition Corp.   S-1 6770 - Blank Checks
  • Citigroup Global Markets Inc.
Kirkland & Ellis LLP Acon S2 Acquisition Corp.   S-1 6770 - Blank Checks
  • Deutsche Bank Securities Inc.
  • Cowen and Company, LLC Stifel, Nicolaus & Company, Incorporated
Kirkland & Ellis LLP Peridot Acquisition Corp.   S-1 6770 - Blank Checks
  • UBS Securities LLC
  • Barclays Capital Inc.
Kirkland & Ellis LLP Oaktree Acquisition Corp. II   S-1 6770 - Blank Checks
  • Deutsche Bank Securities Inc.
  • Citigroup Global Markets Inc.
Latham & Watkins LLP Mission Produce, Inc.   S-1 0700 - Agricultural Services
  • BofA Securities, Inc.
  • J.P. Morgan Securities LLC
  • Citigroup Global Markets Inc.
Locke Lord LLP Lamar Media Corp/De   S-4 6798 - Real Estate Investment Trusts  
Loeb & Loeb LLP It Tech Packaging, Inc. ITP S-3 2670 - Converted Paper & Paperboard Prods (No Contaners/Boxes)  
Luse Gorman, PC Evans Bancorp Inc. EVBN S-4 6021 - National Commercial Banks  
McCarter & English, LLP Lincoln Educational Services Corp. LINC S-3 8200 - Services-Educational Services  
Morgan, Lewis & Bockius LLP Idera Pharmaceuticals, Inc. HBY S-3 2836 - Biological Products, (No Disgnostic Substances)  
Morgan, Lewis & Bockius LLP Nuveen Taxable Municipal Income Fund NBB N-2    
Neal, Gerber & Eisenberg LLP Hycroft Mining Holding Corp. HYMC S-1 1040 - Gold and Silver Ores
  • BMO Capital Markets Corp.
  • Stifel, Nicolaus & Company, Incorporated
  • Canaccord Genuity LLC
Norton Rose Fulbright Canada LLP Aeterna Zentaris Inc.   F-1 2834 - Pharmaceutical Preparations  
Ortoli Rosenstadt LLP Sancai Holding Group Ltd.   F-1 7372 - Services-Prepackaged Software
  • Univest Securities, LLC
Paul, Weiss, Rifkind, Wharton & Garrison LLP Teladoc Health, Inc. TDOC S-4 8011 - Services-Offices & Clinics of Doctors of Medicine  
Polsinelli PC Nuzee, Inc. NUZE S-3 5900 - Retail-Miscellaneous Retail  
Porter Hedges LLP Viemed Healthcare, Inc.   S-3 8090 - Services-Misc Health & Allied Services, NEC  
Quick Law Group, P.C. Agentix Corp. AGTX S-1 2821 - Plastic Materials, Synth Resins & Nonvulcan Elastomers  
Rimon, P.C. Neonode Inc. NEON S-3 3679 - Electronic Components, NEC  
Sheppard, Mullin, Richter & Hampton LLP Lixte Biotechnology Holdings, Inc. LIXT.OB S-1 2834 - Pharmaceutical Preparations
  • Westpark Capital Inc..
Sichenzia Ross Ference LLP China Vtv Ltd. CVTV S-1 4899 - Communications Services, NEC  
Skadden, Arps, Slate, Meagher & Flom LLP Aspirational Consumer Lifestyle Corp.   S-1  
  • Credit Suisse Securities (USA) LLC
Skadden, Arps, Slate, Meagher & Flom LLP Ellsworth Growth & Income Fund Ltd. ECF N-2    
Skadden, Arps, Slate, Meagher & Flom LLP Reinvent Technology Partners   S-1 6770 - Blank Checks
  • Morgan Stanley & Co. LLC
The BeBop Channel Corporation Bebop Channel Corp.   1-A 7829 - Services-Allied To Motion Picture Distribution
  • The BeBop Channel Corporation
Thompson Hine LLP Enzon Pharmaceuticals, Inc. ENZN S-1 2836 - Biological Products, (No Disgnostic Substances)  
Threshold Counsel, PC Vv Markets LLC   1-A    
VedderPrice P.C. Teucrium Commodity Trust CORN S-1 6221 - Commodity Contracts Brokers & Dealers  
VedderPrice P.C. Teucrium Commodity Trust CORN S-1 6221 - Commodity Contracts Brokers & Dealers  
Vinson & Elkins L.L.P. Genius Brands International, Inc. GNUS S-3 7812 - Services-Motion Picture & Video Tape Production  
Vinson & Elkins L.L.P. Hygo Energy Transition Ltd.   F-1 4924 - Natural Gas Distribution
  • Morgan Stanley & Co. LLC
  • Goldman Sachs & Co. LLC
  • Barclays Capital Inc.
Vinson & Elkins L.L.P. Cto Newco Reit, Inc.   S-4    
Weil, Gotshal & Manges LLP Thryv Holdings, Inc. DXM S-1 7310 - Services-Advertising  
Weil, Gotshal & Manges LLP Amc Entertainment Holdings, Inc. AMC S-3 7830 - Services-Motion Picture Theaters  
Weil, Gotshal & Manges LLP Tpg Pace Beneficial Finance Corp.   S-1 6770 - Blank Checks
  • Deutsche Bank Securities Inc.
  • J.P. Morgan Securities LLC
  • Barclays Capital Inc.
Weil, Gotshal & Manges LLP Tpg Pace Tech Opportunities Corp.   S-1 6770 - Blank Checks
  • Deutsche Bank Securities Inc.
  • J.P. Morgan Securities LLC
  • Barclays Capital Inc.
White & Case LLP Vpc Impact Acquisition Holdings   S-1 6770 - Blank Checks
  • Jefferies LLC
White & Case LLP Falcon Capital Acquisition Corp.   S-1 6770 - Blank Checks
  • Goldman Sachs & Co. LLC .
Wilmer Cutler Pickering Hale and Dorr LLP Nabriva Therapeutics PLC NBRV S-3 2834 - Pharmaceutical Preparations  
Wilson Sonsini Goodrich & Rosati, P.C. Pmv Pharmaceuticals, Inc.   S-1 2834 - Pharmaceutical Preparations
  • Goldman Sachs & Co. LLC
  • BofA Securities, Inc.
  • Cowen and Company, LLC
Winstead PC Phunware, Inc. PHUN S-3 7374 - Services-Computer Processing & Data Preparation  

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