IPOs and Transactions: August 3 - 7
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 78 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Entasis Therapeutics Holdings Inc. w/ Covington & Burling LLP, Legion M Entertainment, Inc. w/ CrowdCheck Law LLP, Liquidia Corp w/ DLA Piper LLP (US), Kvh Industries Inc \De\ w/ Foley Hoag LLP, Cyclerion Therapeutics, Inc. w/ Hughes Hubbard & Reed LLP, Horizon Acquisition Corp w/ Kirkland & Ellis LLP, Selecta Biosciences Inc w/ Latham & Watkins LLP, Great Ajax Corp. w/ Mayer Brown LLP, Albireo Pharma, Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., Idera Pharmaceuticals, Inc. w/ Morgan, Lewis & Bockius LLP, Idera Pharmaceuticals, Inc. w/ Morgan, Lewis & Bockius LLP, The9 Ltd w/ Skadden, Arps, Slate, Meagher & Flom LLP, Foley Trasimene Acquisition Ii w/ Weil, Gotshal & Manges LLP, Highcape Capital Acquisition Corp. w/ White & Case LLP, Iveric Bio, Inc. w/ Wilmer Cutler Pickering Hale and Dorr LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Bymax Corp.   S-1    
  Interlink Electronics Inc LINK 10-12G 3577 - Computer Peripheral Equipment, NEC  
  Off Line International, Inc.   S-1    
  Urban One, Inc. UONE/UONEK S-3 4832 - Radio Broadcasting Stations  
Anthony L.G., PLLC Masterworks 024, Llc   1-A 5990 - Retail-Retail Stores, NEC
  • Independent Brokerage Solutions LLC
Anthony L.G., PLLC Masterworks 025, Llc   1-A 5990 - Retail-Retail Stores, NEC
  • Independent Brokerage Solutions LLC
Baker & McKenzie LLP Kelly Services Inc kelya S-3 7363 - Services-Help Supply Services  
Brown Rudnick LLP Midatech Pharma Plc   F-1 2834 - Pharmaceutical Preparations  
Cooley LLP Kura Oncology, Inc. KURA S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Mirum Pharmaceuticals, Inc. MIRM S-3 2834 - Pharmaceutical Preparations  
Cooley LLP X4 Pharmaceuticals, Inc XFOR S-3 2836 - Biological Products, (No Disgnostic Substances)  
Covington & Burling LLP Entasis Therapeutics Holdings Inc. ETTX S-3 2834 - Pharmaceutical Preparations  
CrowdCheck Law LLP Legion M Entertainment, Inc.   1-A 7812 - Services-Motion Picture & Video Tape Production  
Davis Polk & Wardwell LLP Ranpak Holdings Corp. PACK S-4 2670 - Converted Paper & Paperboard Prods (No Contaners/Boxes)  
Davis Polk & Wardwell LLP Assetmark Financial Holdings, Inc. AMK S-3 6282 - Investment Advice  
Davis Polk & Wardwell LLP Grayscale Ethereum Trust (Eth)   10-12G 6199 - Finance Services  
DLA Piper LLP (US) Liquidia Corp   S-4    
Dorsey & Whitney LLP Contact Gold Corp.   1-A 1040 - Gold and Silver Ores
  • Cormark Securities Inc. and Cormark Securities (USA) Limited
Dorsey & Whitney LLP U.S. Auto Parts Network, Inc. PRTS S-3 5531 - Retail-Auto & Home Supply Stores  
Durham Jones & Pinegar, P.C. Alphatec Holdings, Inc. ATEC S-3 3841 - Surgical & Medical Instruments & Apparatus  
Ellenoff Grossman & Schole LLP Alpha Healthcare Acquisition Corp.   S-1  
  • Mizuho Securities USA LLC
  • Oppenheimer & Co. Inc.
  • Northland Securities, Inc.
Ellenoff Grossman & Schole LLP Cf Finance Acquisition Corp Ii   S-1 6770 - Blank Checks
  • Cantor Fitzgerald & Co.
Ellenoff Grossman & Schole LLP Industrial Tech Acquisitions, Inc.   S-1 6770 - Blank Checks
  • Maxim Group LLC
Ellenoff Grossman & Schole LLP Twc Tech Holdings Ii Corp.   S-1  
  • Citigroup Global Markets Inc.
  • Deutsche Bank Securities Inc.
Faegre Drinker Biddle & Reath LLP Thornburg Income Builder Opportunities Trust   N-2    
Fenwick & West LLP Sierra Oncology, Inc. DNAI S-3 2834 - Pharmaceutical Preparations  
Fletcher Robbe International Attorneys At Law Dalrada Financial Corp IMTO.OB S-1 7363 - Services-Help Supply Services  
Foley Hoag LLP Kvh Industries Inc \De\ KVHI S-3 3663 - Radio & Tv Broadcasting & Communications Equipment  
Freshfields Bruckhaus Deringer US LLP Clever Leaves Holdings Inc.   S-4    
Fried, Frank, Harris, Shriver & Jacobson LLP Broadstone Net Lease, Inc. NA S-11 6798 - Real Estate Investment Trusts
  • J.P. Morgan Securities LLC
  • Goldman Sachs & Co. LLC
  • BMO Capital Markets Corp.
Fried, Frank, Harris, Shriver & Jacobson LLP Goldman Sachs Bdc, Inc. GSBD N-2    
Fuller Law Practice Cyber Apps World SLAT 1-A 8742 - Services-Management Consulting Services  
Goodwin Procter LLP Kaleido Biosciences, Inc. KLDO S-3 2836 - Biological Products, (No Disgnostic Substances)  
Greenberg Traurig, LLP Cadiz Inc cdzi S-3 4941 - Water Supply  
Greenberg Traurig, LLP Cantor Fitzgerald Income Trust, Inc. N/A S-3 6798 - Real Estate Investment Trusts  
Haynes and Boone, LLP Actinium Pharmaceuticals, Inc. ATNM S-3 2834 - Pharmaceutical Preparations  
Haynes and Boone, LLP Ayro, Inc. AYRO S-3 4899 - Communications Services, NEC  
Haynes and Boone, LLP Pulmatrix, Inc. PULM S-3 2834 - Pharmaceutical Preparations  
Honigman LLP Chf Solutions, Inc. CHFS S-1 3845 - Electromedical & Electrotherapeutic Apparatus
  • Ladenburg Thalmann & Co. Inc.
  • Maxim Group LLC
Hughes Hubbard & Reed LLP Cyclerion Therapeutics, Inc. CYCN S-3 2834 - Pharmaceutical Preparations  
J.M. Walker & Associates Attorneys At Law Pipergy Inc.   S-1    
Jolie Kahn, Esq. Marathon Patent Group, Inc. MARA S-3 6794 - Patent Owners & Lessors  
Jones Walker LLP Mainstreet Bancshares, Inc. MNSB S-3 6022 - State Commercial Banks  
Keramidas Law Firm My Palace Portal, Inc.   1-A    
Kirkland & Ellis International LLP Lion Group Holding Ltd   F-1 6211 - Security Brokers, Dealers & Flotation Companies  
Kirkland & Ellis LLP Horizon Acquisition Corp   S-1 6770 - Blank Checks
  • Credit Suisse Securities (USA) LLC
  • RBC Capital Markets, LLC
Kirkland & Ellis LLP Ichor Holdings, Ltd. ICHR S-3 3674 - Semiconductors & Related Devices  
Kirkland & Ellis LLP Arya Sciences Acquisition Corp Ii ARYB S-4 6770 - Blank Checks  
Kirkland & Ellis LLP Teva Pharmaceutical Industries Ltd TEVA S-4 2834 - Pharmaceutical Preparations  
Lane & Associates, P.A. 4Dmed, Ltd.   S-1    
Latham & Watkins LLP Selecta Biosciences Inc SELB S-3 2834 - Pharmaceutical Preparations  
Latham & Watkins LLP Centennial Resource Development, Inc. SRAQU S-3 1311 - Crude Petroleum & Natural Gas  
Latham & Watkins LLP Gcm Grosvenor Inc.   S-4    
Latham & Watkins LLP Virgin Galactic Holdings, Inc SPCE S-1 4700 - Transportation Services
  • Credit Suisse Securities (USA) LLC
  • Morgan Stanley & Co. LLC
  • BofA Securities, Inc.
Law Offices of Robert Diener Driven Deliveries, Inc.   S-1 8742 - Services-Management Consulting Services  
Ledgewood Fintech Acquisition Corp Iii Parent Corp.   S-4    
Ledgewood PC Ftac Olympus Acquisition Corp.   S-1 6770 - Blank Checks
  • Citigroup Global Markets Inc.
  • Cantor Fitzgerald & Co.
Lucosky Brookman LLP Smartmetric, Inc. SMME S-1 3990 - Miscellaneous Manufacturing Industries  
Mayer Brown LLP Great Ajax Corp. AJX S-3 6798 - Real Estate Investment Trusts  
McMurdo Law Group, LLC Hestia Insight Inc.   1-A    
Milbank LLP Turning Point Brands, Inc. TPB S-3 2100 - Tobacco Products  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Albireo Pharma, Inc. ALBO S-3 2834 - Pharmaceutical Preparations  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Molecular Templates, Inc. MTEM S-3 2834 - Pharmaceutical Preparations  
Morgan, Lewis & Bockius LLP Idera Pharmaceuticals, Inc. HBY S-3 2836 - Biological Products, (No Disgnostic Substances)  
Morgan, Lewis & Bockius LLP Idera Pharmaceuticals, Inc. HBY S-3 2836 - Biological Products, (No Disgnostic Substances)  
Nelson Mullins Riley & Scarborough LLP Capstar Financial Holdings, Inc. CSTR S-4 6022 - State Commercial Banks  
Paul Hastings LLP Pmv Consumer Acquisition Corp.   S-1 6770 - Blank Checks
  • UBS Securities LLC
  • BTIG, LLC
Simpson Thacher & Bartlett LLP Xpeng Inc.   F-1 3711 - Motor Vehicles & Passenger Car Bodies
  • Credit Suisse Securities (USA) LLC
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
Skadden, Arps, Slate, Meagher & Flom LLP The9 Ltd   F-1 7389 - Services-Business Services, NEC
  • Maxim Group LLC
Thompson Hine LLP Oath Advisors Partner Fund   N-2    
TROUTMAN PEPPER HAMILTON SANDERS LLP Mississippi Power Co. MPPRD S-3 4911 - Electric Services  
VedderPrice P.C. Teucrium Commodity Trust CORN S-1 6221 - Commodity Contracts Brokers & Dealers  
Wachtell, Lipton, Rosen & Katz Uber Technologies, Inc. UBER S-4 7389 - Services-Business Services, NEC  
Weil, Gotshal & Manges LLP Foley Trasimene Acquisition II   S-1 6770 - Blank Checks
  • Credit Suisse Securities (USA) LLC
  • BofA Securities, Inc.
White & Case LLP Fast Acquisition Corp.   S-1 6770 - Blank Checks
  • Citigroup Global Markets Inc.
  • UBS Securities LLC.
  • Odeon Capital Group, LLC.
White & Case LLP Highcape Capital Acquisition Corp.   S-1 6770 - Blank Checks
  • Cantor Fitzgerald & Co.
White & Case LLP Colonnade Acquisition Corp.   S-1 6770 - Blank Checks
  • BTIG, LLC
Wilmer Cutler Pickering Hale and Dorr LLP Iveric Bio, Inc. OPHT S-3 2834 - Pharmaceutical Preparations  

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