IPOs and Transactions: August 24 - 28
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 71 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including First Bancshares Inc /Ms/ w/ Alston & Bird LLP, Monogram Orthopaedics Inc w/ CrowdCheck Law. LLP, Vitru Ltd w/ Davis Polk & Wardwell LLP, Virios Therapeutics, Llc w/ Duane Morris LLP, Ribbit Leap, Ltd. w/ Goodwin Procter LLP, Arbutus Biopharma Corp w/ Hogan Lovells US LLP, Ideal Power Inc. w/ Perkins Coie LLP, Amc Entertainment Holdings, Inc. w/ Weil, Gotshal & Manges LLP, Fg New America Acquisition Corp. w/ White & Case LLP, Graf Industrial Corp. w/ White & Case LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

Subscribe to our Community for more information on SEC updates, capital markets, compliance, corporate governance and investor relations solutions.

 

Account / Firm Company Name Symbol Form Type Industry Underwriters
  Estate Of Hazine C Chery   F-1 7370 - Services-Computer Programming, Data Processing, Etc.  
  Lensar, Inc.   10-12B 3841 - Surgical & Medical Instruments & Apparatus  
  Live Ventures Inc. LIVE 1-A 6799 - Investors, NEC  
  Madison Technologies Inc. MDEX S-1 1400 - Mining & Quarrying of Nonmetallic Minerals (No Fuels)  
  Medmen Enterprises, Inc.   10-12G    
  Prudential Annuities Life Assurance Corp/Ct   S-3 6399 - Insurance Carriers, NEC  
  United States Antimony Corp. UAMY S-3 3330 - Primary Smelting & Refining of Nonferrous Metals  
  Westmountain Gold, Inc. WMTN 10-12G 1040 - Gold and Silver Ores  
Alston & Bird LLP First Bancshares Inc /Ms/ FBMS S-3 6021 - National Commercial Banks  
Anthony L.G., PLLC Masterworks 026, LLC   1-A 5990 - Retail-Retail Stores, NEC
  • Independent Brokerage Solutions LLC
Anthony L.G., PLLC Masterworks 026, LLC   1-A 5990 - Retail-Retail Stores, NEC
  • Independent Brokerage Solutions LLC
Axelrod & Smith Torchlight Energy Resources Inc. TRCH S-3 1311 - Crude Petroleum & Natural Gas  
Butler Snow LLP Reliant Bancorp, Inc. CUBN S-3 6022 - State Commercial Banks  
Chapman and Cutler LLP Vs Trust   S-1 6221 - Commodity Contracts Brokers & Dealers  
Cooley LLP Asana, Inc.   S-1 7372 - Services-Prepackaged Software  
Cooley LLP Metacrine, Inc.   S-1 2834 - Pharmaceutical Preparations
  • Jefferies LLC
  • Evercore Group L.L.C.
  • RBC Capital Markets, LLC
Cooley LLP Snowflake Inc.   S-1 7372 - Services-Prepackaged Software
  • Goldman Sachs & Co. LLC
  • Morgan Stanley & Co. LLC
  • J.P. Morgan Securities LLC
Cooley LLP Unity Software Inc.   S-1 7372 - Services-Prepackaged Software
  • Goldman Sachs & Co. LLC
  • Credit Suisse Securities (USA) LLC
  • BofA Securities, Inc.
CrowdCheck Law. LLP Monogram Orthopaedics Inc.   1-A 3841 - Surgical & Medical Instruments & Apparatus
  • StartEngine Primary, LLC
Davis Polk & Wardwell LLP Vitru Ltd.   F-1 8200 - Services-Educational Services
  • Goldman Sachs & Co. LLC
  • BofA Securities, Inc.
  • Itau BBA USA Securities, Inc.
Davis Polk & Wardwell LLP American Well Corp.   S-1 7389 - Services-Business Services, NEC
  • Morgan Stanley & Co. LLC
  • Goldman Sachs & Co. LLC
  • Piper Sandler & Co.
Davis Polk & Wardwell LLP Pactiv Evergreen Inc.   S-1 2673 - Plastics, Foil & Coated Paper Bags
  • Credit Suisse Securities (USA) LLC
  • Citigroup Global Markets Inc.
  • BofA Securities, Inc.
Debevoise & Plimpton LLP Cornerstone Building Brands, Inc. NCS S-3 3448 - Prefabricated Metal Buildings & Components  
Duane Morris LLP Virios Therapeutics, LLC   S-1 2834 - Pharmaceutical Preparations
  • ThinkEquity, a division of Fordham Financial Management, Inc.
EAD LAW GROUP, LLC Farstar, Inc   S-1    
Eilers Law Group, P.A Cannabis Strategic Ventures CSCE.OB 1-A 0100 - Agricultural Production-Crops  
Ellenoff Grossman & Schole LLP Fig Publishing, Inc.   1-A 7372 - Services-Prepackaged Software  
Ellenoff Grossman & Schole LLP Bynordic Acquisition Corp.   S-1 6770 - Blank Checks
  • Keefe, Bruyette & Woods, Inc.
  • Drexel Hamilton, LLC
  • I-Bankers Securities, Inc.
Faust Law Group PLLC Intrusion Inc. INTZ S-1 3576 - Computer Communications Equipment  
Fenwick & West LLP Cohbar, Inc. CWBR S-3 2834 - Pharmaceutical Preparations  
Gibson, Dunn & Crutcher LLP Stepstone Group Inc.   S-1 6282 - Investment Advice
  • J.P. Morgan Securities LLC
  • Goldman Sachs & Co. LLC
  • Morgan Stanley & Co. LLC
Goodwin Procter LLP Ribbit Leap, Ltd.   S-1  
  • J.P. Morgan Securities LLC
Goodwin Procter LLP Compass Pathways PLC   F-1 2834 - Pharmaceutical Preparations
  • Cowen and Company, LLC
  • Evercore Group L.L.C.
  • Berenberg Capital Markets LLC
Greenberg Traurig, P.A. Jupiter Acquisition Corp.   S-1 6770 - Blank Checks
  • Nomura Securities International, Inc.
  • Brookline Capital Markets, a division of Arcadia Securities, LLC
  • Ladenburg Thalmann & Co. Inc.
Hogan Lovells US LLP Arbutus Biopharma Corp. ABUS S-3 2834 - Pharmaceutical Preparations  
Kirkland & Ellis LLP Equity Distribution Acquisition Corp.   S-1 6770 - Blank Checks
  • Credit Suisse Securities (USA) LLC
Kirkland & Ellis LLP Executive Network Partnering Corp.   S-1 6770 - Blank Checks
  • Evercore Group L.L.C.
Latham & Watkins LLP Frequency Therapeutics, Inc. FREQ S-1 2834 - Pharmaceutical Preparations  
Latham & Watkins LLP Goodrx Holdings, Inc.   S-1 7374 - Services-Computer Processing & Data Preparation
  • Morgan Stanley & Co. LLC
  • Goldman Sachs & Co. LLC
  • J.P. Morgan Securities LLC
Lucosky Brookman LLP Siyata Mobile Inc.   F-1 4812 - Radiotelephone Communications
  • Maxim Group LLC
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Spring Bank Pharmaceuticals, Inc. SBPH S-4 2834 - Pharmaceutical Preparations  
Morgan, Lewis & Bockius LLP Bgc Partners, Inc. BGCP S-4 6200 - Security & Commodity Brokers, Dealers, Exchanges & Services  
Ortoli Rosenstadt LLP Jiuzi Holdings, Inc.   F-1 5500 - Retail-Auto Dealers & Gasoline Stations
  • Boustead Securities, LLC
Paul, Weiss, Rifkind, Wharton & Garrison LLP Agilysys Inc. AGYS S-3 7373 - Services-Computer Integrated Systems Design  
Perkins Coie LLP Ideal Power Inc. IPWR S-3 3620 - Electrical Industrial Apparatus  
Polsinelli PC Humanigen, Inc. HGEN S-3 2834 - Pharmaceutical Preparations  
Porter, Wright, Morris & Arthur LLP Sb Financial Group, Inc. SBFG S-3 6022 - State Commercial Banks  
Pryor Cashman LLP Comsovereign Holding Corp.   S-1 3721 - Aircraft
  • ThinkEquity, a division of Fordham Financial Management, Inc.
Ropes & Gray LLP Sandbridge Acquisition Corp.   S-1 6770 - Blank Checks
  • Citigroup Global Markets Inc.
  • UBS Securities LLC
Schiff Hardin LLP Good Works Acquisition Corp.   S-1  
  • I-Bankers Securities, Inc.
Shearman & Sterling LLP Aemetis, Inc. AMTX S-3 2860 - Industrial Organic Chemicals  
Sheppard, Mullin, Richter & Hampton LLP Aditx Therapeutics, Inc. ADTX S-1 2834 - Pharmaceutical Preparations
  • Dawson James Securities, Inc.
Sidley Austin LLP United States Cellular Corp. USM S-3 4812 - Radiotelephone Communications  
Simpson Thacher & Bartlett LLP Blackstone Private Credit Fund   N-2    
Skadden, Arps, Slate, Meagher & Flom LLP Assembly Biosciences, Inc. ASMB S-3 2834 - Pharmaceutical Preparations  
The Loev Law Firm, PC Trxade Group, Inc. MEDS S-3 5122 - Wholesale-Drugs, Proprietaries & Druggists' Sundries  
Thompson Hine LLP Navidea Biopharmaceuticals, Inc. NAVB S-3 2835 - In Vitro & In Vivo Diagnostic Substances  
Troutman Pepper Hamilton Sanders LLP Repay Holdings Corp. RPAY S-3 7389 - Services-Business Services, NEC  
Vedder Price P.C. Enova International, Inc. ENVA S-4 6141 - Personal Credit Institutions  
Vinson & Elkins L.L.P. Tortoise Acquisition Corp. II   S-1 6770 - Blank Checks
  • Barclays Capital Inc.
  • Goldman Sachs & Co. LLC
Weil, Gotshal & Manges LLP Amc Entertainment Holdings, Inc. AMC S-3 7830 - Services-Motion Picture Theaters  
Weil, Gotshal & Manges LLP Fortress Value Acquisition Corp. FVAC S-4 6770 - Blank Checks  
White & Case LLP Fg New America Acquisition Corp.   S-1 6770 - Blank Checks
  • ThinkEquity, a division of Fordham Financial Management, Inc.
  • Piper Sandler & Co.
White & Case LLP Graf Industrial Corp. GRAF S-1 3569 - General Industrial Machinery & Equipment, NEC  
Wilmer Cutler Pickering Hale and Dorr LLP Dyne Therapeutics, Inc.   S-1 2834 - Pharmaceutical Preparations
  • J.P. Morgan Securities LLC
  • Jefferies LLC
  • Piper Sandler & Co.
Wilson Sonsini Goodrich & Rosati, P.C. Jfrog Ltd.   S-1 7372 - Services-Prepackaged Software
  • Morgan Stanley & Co. LLC
  • J.P. Morgan Securities LLC
  • BofA Securities, Inc.
Wilson Sonsini Goodrich & Rosati, Professional Corporation Athira Pharma, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)
  • Goldman Sachs & Co. LLC
  • Jefferies LLC
  • Stifel, Nicolaus & Company, Incorporated
Wilson Sonsini Goodrich & Rosati, P.C. Sumo Logic, Inc.   S-1 7372 - Services-Prepackaged Software
  • Morgan Stanley & Co. LLC
  • J.P. Morgan Securities LLC
  • RBC Capital Markets, LLC
Wilson Sonsini Goodrich & Rosati, P.C. Palantir Technologies Inc.   S-1 7372 - Services-Prepackaged Software  
Winston & Strawn LLP Cnote Group, Inc.   1-A 6163 - Loan Brokers  
Genesis Filings LLC     S-3 3661 - Telephone & Telegraph Apparatus  

Subscribe

Subscribe

Subscribe

Subscribe

Toppan Merrill


Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


toppanmerrill.com


Show more posts from author

Most Popular Articles

Most Popular Articles

Most Popular Articles

Most Popular Articles