IPOs and Transactions: August 17 - 21
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 55 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Starboard Value Acquisition Corp. w/ Akin Gump Strauss Hauer & Feld LLP, Milestone Pharmaceuticals Inc. w/ Cooley LLP, Otr Acquisition Corp. w/ Ellenoff Grossman & Schole LLP, Growth Capital Acquisition Corp. w/ Ellenoff Grossman & Schole LLP, Synchronoss Technologies Inc w/ Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP, Iradimed Corp w/ K&L Gates LLP, Tailwind Acquisition Corp. w/ Kirkland & Ellis LLP, Verona Pharma Plc w/ Latham & Watkins LLP, Napco Security Technologies, Inc w/ Morgan, Lewis & Bockius LLP, New York City Reit, Inc. w/ Proskauer Rose LLP, Dish Dbs Corp w/ Sullivan & Cromwell LLP, Netstreit Corp. w/ Winston & Strawn LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

Subscribe to our Community for more information on SEC updates, capital markets, compliance, corporate governance and investor relations solutions.

 

Account / Firm Company Name Symbol Form Type Industry Underwriters
  Green Thumb Industries Inc. GTII/GTBIF S-1 0100 - Agricultural Production-Crops  
  Resgreen Group International, Inc.   1-A    
Akin Gump Strauss Hauer & Feld LLP Starboard Value Acquisition Corp.   S-1 6770 - Blank Checks
  • UBS Securities LLC
  • Stifel, Nicolaus & Company, Incorporated
  • Cowen and Company, LLC
Baker Botts L.L.P. Delek Logistics Partners, LP DKL S-3 4610 - Pipe Lines (No Natural Gas)  
Bryan Cave Leighton Paisner LLP Graybar Electric Co., Inc. GRAYBAR S-1 5063 - Wholesale-Electrical Apparatus & Equipment, Wiring Supplies  
Carman Lehnhof Israelsen, LP Appiphany Technologies Holdings Corp. APHD S-1 7371 - Services-Computer Programming Services  
Carmel, Milazzo & Feil LLP Generex Biotechnology Corp. GNBT S-1 2834 - Pharmaceutical Preparations  
Clark Wilson LLP Greenpower Motor Co Inc.   F-1 3713 - Truck & Bus Bodies
  • B. Riley Securities, Inc.
  • Roth Capital Partners, LLC
  • ThinkEquity, a division of Fordham Financial Management, Inc.
Clifford Chance US LLP Quotient Ltd. QTNT S-3 2835 - In Vitro & In Vivo Diagnostic Substances  
Cooley LLP Milestone Pharmaceuticals Inc. MIST S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Silence Therapeutics PLC   F-1 2834 - Pharmaceutical Preparations  
Day Pitney LLP Transact Technologies, Inc. TACT S-3 3577 - Computer Peripheral Equipment, NEC  
Disclosure Law Group, A Professional Corporation Super League Gaming, Inc. SLGG S-1 7900 - Services-Amusement & Recreation Services
  • National Securities Corporation
DLA Piper LLP (US) Histogen, Inc. HSTO S-3 2834 - Pharmaceutical Preparations  
DLA Piper LLP (US) Seaspine Holdings Corp. SPNE S-3 3841 - Surgical & Medical Instruments & Apparatus  
Ellenoff Grossman & Schole LLP Aikido Pharma, Inc. AIKI S-1 8731 - Services-Commercial Physical & Biological Research  
Ellenoff Grossman & Schole LLP Healthcare Merger Corp. HCCOU S-4 6770 - Blank Checks  
Ellenoff Grossman & Schole LLP Otr Acquisition Corp.   S-1  
  • Maxim Group LLC
Ellenoff Grossman & Schole LLP Growth Capital Acquisition Corp.   S-1 6770 - Blank Checks
  • Maxim Group LLC
Ellenoff Grossman & Schole LLP Software Acquisition Group Inc. II   S-1 6770 - Blank Checks
  • B. Riley Securities, Inc.
Graubard Miller Parkervision, Inc. PRKR S-1 3663 - Radio & Tv Broadcasting & Communications Equipment  
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP Synchronoss Technologies, Inc. SNCR S-3 7371 - Services-Computer Programming Services  
Haynes and Boone, LLP Akers Biosciences, Inc. AKER S-3 2835 - In Vitro & In Vivo Diagnostic Substances  
Hool Coury Law, PLC Apex 11 Inc. n/a 10-12G 6770 - Blank Checks  
Hunter Taubman Fischer & Li LLC Universe Pharmaceuticals, Inc.   F-1 2834 - Pharmaceutical Preparations
  • Univest Securities, LLC
Jolie Kahn, Esq. Blue Hat Interactive Entertainment Technology   F-1 3944 - Games, Toys & Children's Vehicles (No Dolls & Bicycles)  
Jones Day Vse Corp. vsec S-3 8711 - Services-Engineering Services  
K&L Gates LLP Brooge Energy Ltd   F-1 2911 - Petroleum Refining  
K&L Gates LLP Iradimed Corp. IRMD S-3 3841 - Surgical & Medical Instruments & Apparatus  
K&L Gates LLP Tenax Therapeutics, Inc. TENX S-3 8731 - Services-Commercial Physical & Biological Research  
Kirkland & Ellis LLP Tailwind Acquisition Corp.   S-1 6770 - Blank Checks
  • Jefferies LLC
Latham & Watkins LLP Verona Pharma PLC   F-1 2834 - Pharmaceutical Preparations  
Latham & Watkins LLP Corsair Gaming, Inc.   S-1 3577 - Computer Peripheral Equipment, NEC
  • Goldman Sachs & Co. LLC
  • Barclays Capital Inc.
  • Credit Suisse Securities (USA) LLC
Law Offices of Michael H. Hoffman Star Alliance International Corp. stal S-1 1040 - Gold and Silver Ores  
Law Offices of William Aul Sybleu Inc.   S-1    
McDermott Will & Emery LLP Check-Cap Ltd.   F-1 3844 - X-Ray Apparatus & Tubes & Related Irradiation Apparatus  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. Caladrius Biosciences, Inc. CLBS S-3 8090 - Services-Misc Health & Allied Services, NEC  
Morgan, Lewis & Bockius LLP Napco Security Technologies, Inc. NSSC S-3 3669 - Communications Equipment, NEC  
Morris, Manning & Martin, LLP Mogulreit Ii, Inc.   1-A 6798 - Real Estate Investment Trusts  
Norton Rose Fulbright US LLP Equity Bancshares Inc EQBK S-4 6022 - State Commercial Banks  
Porter Hedges LLP U.S. Well Services, Inc. USWS S-3 1389 - Oil & Gas Field Services, NEC  
Procopio, Cory, Hargreaves & Savitch LLP Weyland Tech, Inc. WEYL S-3 7389 - Services-Business Services, NEC  
Proskauer Rose LLP New York City Reit, Inc. NYC S-3 6798 - Real Estate Investment Trusts  
Ropes & Gray LLP Genocea Biosciences, Inc. GNCA S-3 2836 - Biological Products, (No Disgnostic Substances)  
Sheppard, Mullin, Richter & Hampton LLP Amesite Operating Co.   S-1 7372 - Services-Prepackaged Software
  • Laidlaw & Company (UK) Ltd.
Sichenzia Ross Ference LLP Splash Beverage Group, Inc. CNMF S-1 2080 - Beverages  
Sidley Austin LLP Outset Medical, Inc.   S-1 3845 - Electromedical & Electrotherapeutic Apparatus
  • BofA Securities, Inc.
  • Morgan Stanley & Co. LLC
  • Goldman Sachs & Co. LLC
Simpson Thacher & Bartlett LLP Zoominfo Technologies Inc. ZI S-1 7372 - Services-Prepackaged Software
  • J.P. Morgan Securities LLC
  • Morgan Stanley & Co. LLC
  • Barclays Capital Inc.
Simpson Thacher & Bartlett LLP Bentley Systems, Inc.   S-1 7372 - Services-Prepackaged Software
  • Goldman Sachs & Co. LLC
  • BofA Securities, Inc.
  • RBC Capital Markets, LLC
Song P.C. Mtbc, Inc. MTBC S-1 7372 - Services-Prepackaged Software  
Squire Patton Boggs (US) LLP Novabay Pharmaceuticals, Inc. NBY S-3 2834 - Pharmaceutical Preparations  
Sullivan & Cromwell LLP Dish Dbs Corp.   S-4 4899 - Communications Services, NEC  
Thompson Coburn LLP Broadwind, Inc. BWEN S-3 3360 - Nonferrous Foundries (Castings)  
Wachtell, Lipton, Rosen & Katz Analog Devices Inc. ADI S-4 3674 - Semiconductors & Related Devices  
Winston & Strawn LLP Netstreit Corp. NTST S-11 6798 - Real Estate Investment Trusts  

Subscribe

Subscribe

Subscribe

Subscribe

Toppan Merrill


Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


toppanmerrill.com


Show more posts from author

Most Popular Articles

Most Popular Articles

Most Popular Articles

Most Popular Articles