IPOs and Transactions: August 10 - 14
By Toppan Merrill
1 min read | Industry Insights Insights Home

There were 75 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services, including Bridgewater Bancshares Inc w/ Barack Ferrazzano Kirschbaum & Nagelberg LLP, Atlantic Power Corp w/ Cleary Gottlieb Steen & Hamilton LLP, Chimerix Inc w/ Cooley LLP, Gatsby Digital, Inc. w/ CrowdCheck Law, LLP, Tenzing Acquisition Corp. w/ Ellenoff Grossman & Schole LLP, Prime Impact Acquisition I w/ Goodwin Procter LLP, Oneconnect Financial Technology Co., Ltd. w/ Hamilton LLP, Cellectar Biosciences, Inc. w/ Michael Best & Friedrich LLP, Sellas Life Sciences Group, Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., Replimune Group, Inc. w/ Morgan, Lewis & Bockius LLP, Broadstone Acquisition Corp. w/ Winston & Strawn LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience delivering leading-edge solutions for simplifying the entire deal process.

Please contact us here if you need help supporting a mission-critical deal, with peace of mind.

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Account / Firm Company Name Symbol Form Type Industry Underwriters
  Vinings Holdings, Inc.   10-12G    
  Xxstream Entertainment, Inc.   10-12G    
Alliance Legal Partners, Inc. Parallel Flight Technologies, Inc.   1-A 3720 - Aircraft & Parts
  • StartEngine Primary LLC
Amy M. Trombly, Esq. Precision Optics Corporation, Inc. PEYE S-1 3845 - Electromedical & Electrotherapeutic Apparatus  
Baker Botts L.L.P. Summit Midstream Partners, Lp SMLP S-1 4922 - Natural Gas Transmission  
Barack Ferrazzano Kirschbaum & Nagelberg LLP Bridgewater Bancshares, Inc. BWB S-4 6022 - State Commercial Banks  
Cahill Gordon & Reindel LLP Dyadic International Inc. DYAI S-3 2836 - Biological Products, (No Disgnostic Substances)  
Cleary Gottlieb Steen & Hamilton LLP Atlantic Power Corp. AT S-3 4900 - Electric, Gas & Sanitary Services  
Cooley LLP Apollo Endosurgery, Inc. APEN S-3 3841 - Surgical & Medical Instruments & Apparatus  
Cooley LLP Bionano Genomics, Inc. BNGO S-3 3826 - Laboratory Analytical Instruments  
Cooley LLP Calithera Biosciences, Inc. CALA S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Chimerix Inc. CMRX S-3 2834 - Pharmaceutical Preparations  
Cooley LLP Liminal Biosciences Inc.   F-1 2834 - Pharmaceutical Preparations  
Cooley LLP Sunrun Inc. RUN S-4 3430 - Hearing Equip, Except Elec & Warm Air; & Plumbing Fixtures  
CrowdCheck Law, LLP Crush Capital Inc.   1-A 7812 - Services-Motion Picture & Video Tape Production  
CrowdCheck Law, LLP Gatsby Digital, Inc.   1-A  
  • SI Securities, LLC
Dechert LLP Reaves Utility Income Fund UTG N-2    
Dorsey & Whitney LLP Akerna Corp. KERN S-1 7374 - Services-Computer Processing & Data Preparation  
Durham Jones & Pinegar, P.C. Genasys Inc. GNSS S-3 3651 - Household Audio & Video Equipment  
Eilers Law Group, P.A. Brewbilt Manufacturing Inc.   1-A 5047 - Wholesale-Medical, Dental & Hospital Equipment & Supplies  
Eilers Law Group, P.A. Sugarmade, Inc. SGMD 1-A 5110 - Wholesale-Paper & Paper Products  
Ellenoff Grossman & Schole LLP Brookline Capital Acquisition Corp.   S-1 6770 - Blank Checks
  • Ladenburg Thalmann & Co. Inc.
Ellenoff Grossman & Schole LLP Tenzing Acquisition Corp. TZACU S-4 6770 - Blank Checks  
Faegre Drinker Biddle & Reath LLP Tyme Technologies, Inc. TYME S-3 2834 - Pharmaceutical Preparations  
Fleming PLLC Muscle Maker, Inc. GRIL S-1 5810 - Retail-Eating & Drinking Places
  • Alexander Capital, L.P.
Goodwin Procter LLP Compass Therapeutics, Inc.   S-1 2836 - Biological Products, (No Disgnostic Substances)  
Goodwin Procter LLP Prime Impact Acquisition I   S-1 6770 - Blank Checks
  • Goldman Sachs & Co. LLC
  • BofA Securities, Inc.
Hamilton LLP Oneconnect Financial Technology Co., Ltd.   F-1 7370 - Services-Computer Programming, Data Processing, Etc.
  • Goldman Sachs (Asia) L.L.C.
  • Morgan Stanley & Co. LLC
Hogan Lovells US LLP Vaccinex, Inc. VCNX S-3 2834 - Pharmaceutical Preparations  
Hogan Lovells US LLP Vaccinex, Inc. VCNX S-3 2834 - Pharmaceutical Preparations  
Honigman LLP Neuroone Medical Technologies Corp. NMTC S-1 3841 - Surgical & Medical Instruments & Apparatus  
Hunton Andrews Kurth LLP Enterprise Bancorp Inc /Ma/ EBTC S-3 6022 - State Commercial Banks  
Hunton Andrews Kurth LLP Enterprise Bancorp Inc /Ma/ EBTC S-3 6022 - State Commercial Banks  
Hunton Andrews Kurth LLP Enterprise Bancorp Inc /Ma/ EBTC S-4 6022 - State Commercial Banks  
Jones Day Asbury Automotive Group Inc. NYSE: ABG S-4 5500 - Retail-Auto Dealers & Gasoline Stations  
Jones Day Athersys, Inc / New ATHX S-3 2834 - Pharmaceutical Preparations  
Kirkland & Ellis LLP Atlas Technical Consultants, Inc. atcx S-1 8742 - Services-Management Consulting Services  
Latham & Watkins LLP Cnx Resources Corp. CNX S-4 1311 - Crude Petroleum & Natural Gas  
Latham & Watkins LLP Contrafect Corp. CFRX S-3 2834 - Pharmaceutical Preparations  
Mailander Law Office, Inc. Mphase Technologies Inc. XDSL S-1 3690 - Miscellaneous Electrical Machinery, Equipment & Supplies  
Michael Best & Friedrich LLP Cellectar Biosciences, Inc. CLRB S-3 2834 - Pharmaceutical Preparations  
Milbank LLP Avaya Holdings Corp. AVYA S-3 3661 - Telephone & Telegraph Apparatus  
Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C. Mict, Inc. MICT S-3 3670 - Electronic Components & Accessories  
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Sellas Life Sciences Group, Inc. SLS S-3 2834 - Pharmaceutical Preparations  
Morgan, Lewis & Bockius LLP Proshares Trust II   S-1 6221 - Commodity Contracts Brokers & Dealers  
Morgan, Lewis & Bockius LLP Replimune Group, Inc. REPL S-3 2836 - Biological Products, (No Disgnostic Substances)  
Nelson Mullins Riley & Scarborough LLP Old Second Bancorp Inc. OSBC S-3 6022 - State Commercial Banks  
Paul, Weiss, Rifkind, Wharton & Garrison LLP North Mountain Merger Corp.   S-1  
  • Citigroup Global Markets Inc.
Paul, Weiss, Rifkind, Wharton & Garrison LLP Chevron Corp. CVX S-4 2911 - Petroleum Refining  
Polsinelli PC Decisionpoint Systems, Inc. DPSI S-1 7370 - Services-Computer Programming, Data Processing, Etc.  
Proskauer Rose LLP Benitec Biopharma Inc. BNTC S-1 2834 - Pharmaceutical Preparations  
Rimon PC Todos Medical Ltd.   F-1 3841 - Surgical & Medical Instruments & Apparatus  
Rimon PC Todos Medical Ltd.   F-1 3841 - Surgical & Medical Instruments & Apparatus  
Seward & Kissel LLP Pyxis Tankers Inc.   F-1 4412 - Deep Sea Foreign Transportation of Freight
  • ThinkEquity, a division of Fordham Financial Management, Inc.
Sichenzia Ross Ference LLP Relmada Therapeutics, Inc. RLMD S-3 2834 - Pharmaceutical Preparations  
Skadden, Arps, Slate, Meagher & Flom LLP Brookdale Senior Living Inc. BKD S-3 8050 - Services-Nursing & Personal Care Facilities  
Snell & Wilmer L.L.P. Global Water Resources, Inc. GWRS S-3 4941 - Water Supply  
The Doney Law Firm Ab International Group Corp. ABQQ S-1 6794 - Patent Owners & Lessors  
Thompson Coburn LLP Arrow Financial Corp. AROW S-3 6021 - National Commercial Banks  
Troutman Pepper Hamilton Sanders LLP Baudax Bio, Inc. BXRX S-3 8090 - Services-Misc Health & Allied Services, NEC  
Troutman Pepper Hamilton Sanders LLP Larimar Therapeutics, Inc. LRMR S-3 2834 - Pharmaceutical Preparations  
Troutman Pepper Hamilton Sanders LLP Verb Technology Company, Inc. BBTH S-3 7200 - Services-Personal Services  
White & Case LLP Cm Life Sciences, Inc.   S-1 6770 - Blank Checks
  • Jefferies LLC
Wilmer Cutler Pickering Hale and Dorr LLP Aileron Therapeutics Inc. ALRN S-3 2834 - Pharmaceutical Preparations  
Wilmer Cutler Pickering Hale and Dorr LLP Fulcrum Therapeutics, Inc. FULC S-3 2834 - Pharmaceutical Preparations  
Wilmer Cutler Pickering Hale and Dorr LLP Iterum Therapeutics PLC ITRM S-1 2834 - Pharmaceutical Preparations  
Wilmer Cutler Pickering Hale and Dorr LLP Wex Inc. WXS S-3 7389 - Services-Business Services, NEC  
Wilmer Cutler Pickering Hale and Dorr LLP Schrodinger, Inc. SDGR S-1 2834 - Pharmaceutical Preparations
  • Morgan Stanley & Co. LLC
  • BofA Securities, Inc.
  • Jefferies LLC
Wilson Sonsini Goodrich & Rosati Professional Corporation Irhythm Technologies, Inc. IRTC S-1 3841 - Surgical & Medical Instruments & Apparatus
  • J.P. Morgan Securities LLC
  • Morgan Stanley & Co. LLC
Wilson Sonsini Goodrich & Rosati, Professional Corporation Alpine Immune Sciences, Inc. ALPN S-1 2834 - Pharmaceutical Preparations  
Wilson Sonsini Goodrich & Rosati, Professional Corporation Fubotv Inc. /Fl FBNK S-1 7812 - Services-Motion Picture & Video Tape Production
  • Evercore Group L.L.C.
  • BMO Capital Markets Corp.
  • Needham & Company, LLC
Wilson Sonsini Goodrich & Rosati, Professional Corporation Pulse Biosciences, Inc. PLSE S-3 3841 - Surgical & Medical Instruments & Apparatus  
Winston & Strawn LLP Broadstone Acquisition Corp.   S-1 6770 - Blank Checks
  • Citigroup Global Markets Inc.
Winston & Strawn LLP Sprout Social, Inc. SPT S-1 7372 - Services-Prepackaged Software
  • Morgan Stanley & Co. LLC
  • Goldman Sachs & Co. LLC
  • Barclays Capital Inc.
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP On Track Innovations Ltd. OTIVF S-1 3674 - Semiconductors & Related Devices  

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Toppan Merrill, a leader in financial printing and communication solutions, is part of the Toppan Printing Co., Ltd., the world's leading printing group, headquartered in Tokyo with approximately US$14 billion in annual sales. Toppan Merrill has been a pioneer and trusted partner to the financial, legal and corporate communities for five decades, providing secure, innovative solutions to complex content and communications requirements. Through proactive partnerships, unparalleled expertise, continuous innovation and unmatched service, Toppan Merrill delivers a hassle-free experience for mission-critical content for capital markets transactions, financial reporting and regulatory disclosure filings, and marketing and communications solutions for regulated and non-regulated industries. With global expertise in major capital markets, Toppan Merrill delivers unmatched service around the world.


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