April 01, 2020
The Securities and Exchange Commission and its staff recognizes that the COVID-19 public health crisis has presented challenges for some entities and individuals who require initial access to file in EDGAR; in ...
March 30, 2020
Under the leadership of U.S. Securities and Exchange Commission Chairman Jay Clayton, the SEC’s Division of Enforcement has made the protection of Main Street investors its overarching priority. On March 23, 2020, ...
March 30, 2020
There were 21 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including Aetos Distressed Investment Strategies Fund Llc w/ ...
March 25, 2020
Division of Corporation Finance Issues Related Disclosure and Other Guidance. ... SEC Continues to Closely Monitor Impact of Coronavirus on Investors and Capital Markets: Today, the Securities and Exchange Commission ...
March 23, 2020
There were 39 transactions filed with the SEC last week.
March 17, 2020
On March 13, 2020, the SEC Divisions of Corporate Finance and Investment Management announced guidance for issuers holding their Annual meetings and the effect of COVID-19. In light of the current outbreak, some ...
March 16, 2020
The staff of the Division of Corporation Finance and the Division of Investment Management has received inquiries from issuers and shareholders regarding compliance with the federal proxy rules for upcoming annual ...
March 16, 2020
There were 82 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including Qcr Holdings Inc w/ Barack Ferrazzano Kirschbaum & ...
March 12, 2020
On March 4th, 2020, the SEC announced conditional regulatory relief and assistance for public companies affected by the Coronavirus Disease 2019 (COVID-19). What does conditional relief mean and how do public companies ...
March 09, 2020
There were 54 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including Ashford Inc. w/ Cadwalader, Wickersham & Taft LLP, Cc ...
March 06, 2020
Last week, XBRL US submitted a comment letter weighing in on the SEC proposal that fees and calculation tables in fee-based tables be prepared in Inline XBRL format. XBRL US supports the proposal and agrees with the ...
March 05, 2020
Washington D.C., March 4, 2020 —Today, the Securities and Exchange Commission announced that it is providing conditional regulatory relief for certain publicly traded company filing obligations under the federal ...
March 02, 2020
There were 44 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including Catchmark Timber Trust, Inc. w/ Alston & Bird LLP, ...
February 28, 2020
Corporate governance policies are updated at least once a year by 64%, with the remainder doing so as needed. A director of risk management whose company updates its policies once a year speaks of the process as ...
February 27, 2020
The SEC tried to map out disclosure. Cyberattacks are now among the most serious risks to business. After the SEC issued Commission-level guidance in 2018 (augmenting the staff’s 2011 guidance), Jamie Smith, Bridget ...
February 24, 2020
There were 27 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including Biopharmx Corp w/ Akerman LLP, Invivo Therapeutics ...
February 20, 2020
As more companies adopt formal frameworks, we examine who should be involved in governance strategies, the evolving nature of such structures and the main benefits. Corporate governance frameworks offer to formalize a ...
February 17, 2020
There were 56 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including Kimbell Royalty Partners, Lp w/ Baker Botts L.L.P., ...
February 13, 2020
In honor of President's Day, the SEC is closed Monday, February 17, 2020. No filings can be received. Filings submitted after 5:30 pm ET, Friday, February 14, 2020 will receive a filing date of Tuesday, February 18, ...
February 10, 2020
There were 40 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including First Bancshares Inc /Ms/ w/ Alston & Bird LLP, ...
