February 24, 2020
There were 27 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including Biopharmx Corp w/ Akerman LLP, Invivo Therapeutics ...
February 21, 2020
According to a White House budget issued on February 10, 2020, the White House is considering transferring the authority of the Public Company Accounting Oversight Board (PCAOB or Board) to the SEC by 2022 in order to ...
February 20, 2020
As more companies adopt formal frameworks, we examine who should be involved in governance strategies, the evolving nature of such structures and the main benefits. Corporate governance frameworks offer to formalize a ...
February 17, 2020
There were 56 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including Kimbell Royalty Partners, Lp w/ Baker Botts L.L.P., ...
February 14, 2020
On Thursday, January 30, the SEC proposed amendments designed to simplify and modernize MD&A and the other financial disclosure requirements of Reg S-K. (See this PubCo post.) Although the SEC did not hold an open ...
February 13, 2020
In honor of President's Day, the SEC is closed Monday, February 17, 2020. No filings can be received. Filings submitted after 5:30 pm ET, Friday, February 14, 2020 will receive a filing date of Tuesday, February 18, ...
February 10, 2020
There were 40 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including First Bancshares Inc /Ms/ w/ Alston & Bird LLP, ...
February 07, 2020
On January 30, 2020, the U.S. Securities and Exchange Commission (SEC) announced that it was providing guidance on key performance indicators (KPIs) and metrics in Management's Discussion and Analysis of Financial ...
February 05, 2020
The SEC announced upcoming changes to SEC.gov, improving the site's web presence to make information for EDGAR filers easier to find and use.
February 03, 2020
There were 52 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including Artara Therapeutics, Inc. w/ Cooley LLP, Rise ...
January 31, 2020
At a meeting last Friday of the SEC’s Investor Advisory Committee, the Committee members voted (ten in favor, five opposed, with two abstentions) to submit to the SEC a recommendation regarding SEC guidance and rule ...
January 29, 2020
As Chairman Jay Clayton’s tenure at the Securities and Exchange Commission (SEC) likely enters its final year — regardless of the outcome of the next presidential election — the SEC remains focused on priorities such as ...
January 27, 2020
There were 39 transactions filed with the SEC last week. Congratulations to all of the corporations and law firms that selected our transactions services, including Bank First Corp w/ Barack Ferrazzano Kirschbaum & ...
January 24, 2020
As more companies adopt formal frameworks, we examine who should be involved in governance strategies, the evolving nature of such structures and the main benefits. Corporate governance frameworks offer to formalize a ...
January 22, 2020
It is now time for foreign private issuers to prepare their annual reports on Form 20-F. For companies with a calendar year-end, the Form 20-F must be filed with the U.S. Securities and Exchange Commission (the SEC) by ...
January 20, 2020
There were 38 transactions filed with the SEC last week.
January 17, 2020
In honor of Martin Luther King, Jr. holiday, the SEC is closed Monday January 20, 2020. No filings can be received. Files submitted after 5:30 pm ET, Friday, January 17, 2020 will receive a filing date of Tuesday, ...
January 15, 2020
As companies grapple with how to handle the coming requirements of the ESMA ESEF mandate, it’s hard not to look at the upfront burden of the change and think, “What’s in it for us?” Here’s the answer: The ESEF mandate ...
January 13, 2020
There were 33 transactions filed with the SEC last week.
January 10, 2020
In testimony before the Senate Committee on Banking, Housing and Urban Affairs, SEC Chair Jay Clayton described progress on the agency's FY 2019 initiatives. Committee Chair Mike Crapo (R-ID) also provided several ...
